13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-18, with 91 holding rows worth $190,413,891.
- Accession
- 0001632078-23-000008
- Filer
- CIK 1632078
- Filed
- 2023-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 103 entries on the cover page, a total value of $190,413,891 stated on the cover page (in dollars after the unit check, H1), rows summing to $190,413,891 with VALUE read as dollars as filed, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 785,340 | $17,308,900 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 227,831 | $14,686,012 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 221,016 | $7,733,350 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 43,708 | $7,370,028 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 91,582 | $6,659,868 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 81,544 | $6,446,247 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 61,435 | $5,793,925 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 34,168 | $4,841,322 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 84,978 | $4,568,444 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 36,975 | $4,347,467 | dollars as filed | |
| SCHWAB CHARLES FAMILY FD | 808515530 | AMT TAX FREE MNY | 4,343,000 | $4,343,000 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 53,681 | $3,906,208 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,301 | $3,883,909 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 21,010 | $3,881,388 | dollars as filed | |
| Intel Corp | 458140100 | COM | 107,833 | $3,833,479 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 23,815 | $3,808,800 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 68,407 | $3,755,572 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 39,760 | $3,593,915 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 11,309 | $3,473,107 | dollars as filed | |
| Apple Inc | 037833100 | COM | 20,002 | $3,424,517 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 22,595 | $3,367,945 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 36,639 | $3,141,428 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 27,637 | $2,991,706 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,445 | $2,970,942 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 27,211 | $2,882,190 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,215 | $2,877,715 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 32,091 | $2,832,353 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 40,225 | $2,760,415 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 88,567 | $2,712,808 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 31,435 | $2,710,661 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 13,334 | $2,595,597 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 9,209 | $2,507,703 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,282 | $2,441,483 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 63,572 | $2,158,906 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 53,368 | $2,154,467 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 38,130 | $1,900,799 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 15,902 | $1,540,109 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 40,666 | $1,317,979 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,113 | $1,279,448 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 11,045 | $1,226,658 | dollars as filed | |
| Deere & Company | 244199105 | COM | 3,131 | $1,185,804 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,999 | $1,149,727 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,029 | $1,146,483 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,613 | $1,121,194 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 18,599 | $1,089,094 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,745 | $1,070,584 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,238 | $986,913 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 18,542 | $940,822 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,831 | $935,532 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20,015 | $875,076 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,260 | $819,184 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,975 | $795,993 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 38,045 | $698,126 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 10,197 | $664,233 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 9,572 | $651,279 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,153 | $581,332 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,341 | $578,429 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,428 | $572,736 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,813 | $477,660 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 917 | $467,579 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,800 | $421,632 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,458 | $416,423 | dollars as filed | |
| VTI | 922908769 | COM | 1,933 | $410,592 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,020 | $397,052 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,984 | $382,287 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,630 | $365,783 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,175 | $338,050 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 7,415 | $330,635 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 11,135 | $311,892 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 231 | $292,881 | dollars as filed | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 83,247 | $276,797 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,357 | $272,086 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,779 | $271,954 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,700 | $270,317 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 600 | $261,282 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 8,380 | $255,255 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 574 | $252,670 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 574 | $250,993 | dollars as filed | |
| SPDW | 78463X889 | COM | 7,885 | $244,514 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 7,040 | $233,518 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 529 | $230,185 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,208 | $227,668 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,254 | $214,999 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 927 | $212,793 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 1,082,606 | $168,237 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 44,900 | $96,535 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,000 | $48,837 | dollars as filed | call |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 1,070,000 | $43,656 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 55,596 | $38,306 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,207 | $27,458 | dollars as filed | |
| Apple Inc | 037833100 | COM | 3,300 | $10,054 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-23-000008 | this filing | 2023-10-18 | acceptance time not in the bulk data set |