13F-HR/A filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-09-10, with 119 holding rows worth $324,562,000.
- Accession
- 0001632078-21-000008
- Filer
- CIK 1632078
- Filed
- 2021-09-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 132 entries on the cover page, a total value of $324,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $324,562,000 with VALUE read as thousands by filing date, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 342,041 | $22,328,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 258,070 | $21,291,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 384,011 | $20,495,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 139,513 | $18,106,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 227,463 | $11,999,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 38,051 | $9,781,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 350,412 | $9,177,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 219,297 | $8,250,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 150,046 | $7,648,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 83,904 | $7,445,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 65,894 | $7,151,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 49,390 | $6,423,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 52,688 | $5,521,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 53,005 | $5,325,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 58,474 | $5,314,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,218 | $5,003,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 41,488 | $4,723,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,380 | $4,424,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 15,460 | $4,271,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 64,832 | $4,226,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 41,725 | $4,035,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 76,256 | $3,741,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 63,039 | $3,519,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 119,261 | $3,487,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 42,150 | $3,464,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 28,636 | $3,383,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,215 | $3,340,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 203,891 | $3,315,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 51,358 | $3,287,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 35,273 | $3,182,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,960 | $3,134,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,145 | $3,113,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,780 | $2,958,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,471 | $2,931,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 56,442 | $2,919,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 21,605 | $2,864,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 55,827 | $2,863,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 40,130 | $2,816,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 55,514 | $2,786,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 45,163 | $2,626,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 26,820 | $2,589,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 51,521 | $2,530,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,485 | $2,502,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,880 | $2,439,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 137,154 | $2,284,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,512 | $2,218,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,575 | $2,172,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 8,300 | $2,048,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 57,200 | $2,023,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 46,013 | $1,798,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 26,195 | $1,774,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,225 | $1,530,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,735 | $1,492,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,840 | $1,419,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 17,595 | $1,412,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,003 | $1,397,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 7,265 | $1,346,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 11,185 | $1,341,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,715 | $1,288,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 10,080 | $1,288,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,355 | $1,285,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,620 | $1,265,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,548 | $1,251,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 15,020 | $1,247,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,855 | $1,239,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 9,700 | $1,215,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,551 | $1,201,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,397 | $1,176,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,284 | $1,169,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,720 | $1,150,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 5,345 | $1,119,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 19,461 | $1,068,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 6,000 | $1,062,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14,600 | $1,031,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 25,840 | $1,031,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 5,170 | $1,027,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,293 | $909,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,324 | $894,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,912 | $722,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,267 | $654,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,700 | $636,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,662 | $620,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 289 | $598,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,457 | $550,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 168 | $520,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,866 | $508,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 241 | $497,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,401 | $481,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,500 | $421,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,800 | $405,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 845 | $402,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,734 | $399,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 16,329 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,460 | $385,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,024 | $381,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,369 | $377,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,310 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,650 | $351,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,085 | $346,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,700 | $321,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,310 | $316,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,020 | $299,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,565 | $298,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,846 | $297,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,900 | $284,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,845 | $280,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 8,394 | $278,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,559 | $267,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,175 | $260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,645 | $248,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,083 | $237,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 585 | $233,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,916 | $229,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 55,596 | $210,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 13,780 | $176,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,636 | $153,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,000 | $136,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,150 | $87,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,207 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-21-000004 | superseded | 2021-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001632078-21-000008 | this filing | 2021-09-10 | acceptance time not in the bulk data set |