13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-24, with 82 holding rows worth $156,223,000.
- Accession
- 0001632078-19-000008
- Filer
- CIK 1632078
- Filed
- 2019-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 82 entries on the cover page, a total value of $156,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,223,000 with VALUE read as thousands by filing date, 13F file number 028-16433. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 155,271 | $15,931,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 151,052 | $12,690,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 221,453 | $7,056,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 90,383 | $6,419,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 37,730 | $6,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 127,923 | $5,285,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 45,567 | $4,291,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,052 | $4,178,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 33,758 | $4,004,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 71,656 | $3,614,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 17,805 | $3,493,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 23,173 | $3,020,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 60,150 | $2,955,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,555 | $2,801,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 45,534 | $2,696,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,342 | $2,619,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,315 | $2,523,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,664 | $2,454,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 23,923 | $2,450,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,555 | $2,404,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,183 | $2,124,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 71,704 | $2,105,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,387 | $1,934,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,726 | $1,821,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,405 | $1,818,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,235 | $1,805,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,664 | $1,786,000 | thousands by filing date | |
| SEMPRA SAVINGS PLAN | 0038508BT | COM | 10,000 | $1,738,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,445 | $1,714,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,438 | $1,710,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,280 | $1,705,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,448 | $1,700,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,857 | $1,612,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,362 | $1,600,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,523 | $1,439,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,655 | $1,394,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,297 | $1,321,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,613 | $1,320,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,475 | $1,286,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 11,764 | $1,275,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,495 | $1,249,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,270 | $1,230,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,316 | $1,204,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 53,125 | $1,179,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,706 | $1,130,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 13,685 | $1,124,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,414 | $1,113,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,160 | $1,106,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 11,945 | $1,094,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,290 | $1,085,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 31,820 | $1,040,000 | thousands by filing date | |
| SEMPRA SAVING PLAN | 0038508AT | COM | 10,000 | $1,035,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 17,610 | $974,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 186,530 | $944,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $935,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,300 | $926,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,060 | $685,000 | thousands by filing date | |
| VANGUARD ALL-WORLD HI-DIV YLD | G9T17W178 | COM | 11,500 | $626,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,050 | $513,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,825 | $504,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 260 | $451,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,841 | $450,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,175 | $436,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,091 | $424,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,151 | $342,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 51,600 | $337,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,018 | $328,000 | thousands by filing date | |
| VANGUARD S&P 500 UCITS ETF USD | 27399X646 | COM | 5,800 | $328,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,575 | $301,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,016 | $300,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 241 | $294,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,700 | $287,000 | thousands by filing date | |
| SEMPRA 2005 DCP | 8168511AT | COM | 8,757 | $264,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,800 | $263,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,349 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,779 | $255,000 | thousands by filing date | |
| VANGUARD FTSE SOCIAL INDEX ADMIRAL | 921910717 | EQUITY FUNDS | 8,174 | $226,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,700 | $220,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 574 | $215,000 | thousands by filing date | |
| LINCOLN CORE CAPITAL | 533400LST | 5YR FIXED INDEX | 100,000 | $102,000 | thousands by filing date | |
| ACREAGE HLDGS INC | 00489Y402 | COM | 11,350 | $84,000 | thousands by filing date | |
| NORTHERN GRAPHITE CORPORATION | 66516A105 | com | 20,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-19-000008 | this filing | 2019-10-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001632078-19-000010 | base | 2019-11-15 | acceptance time not in the bulk data set |