13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-29, with 89 holding rows worth $167,768,000.
- Accession
- 0001632078-18-000006
- Filer
- CIK 1632078
- Filed
- 2018-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 89 entries on the cover page, a total value of $167,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,768,000 with VALUE read as thousands by filing date, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 176,706 | $17,305,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 169,769 | $13,925,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 256,112 | $8,587,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 95,493 | $8,331,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 46,310 | $7,458,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 89,523 | $6,302,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,544 | $3,857,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50,790 | $3,847,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 134,355 | $3,706,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,196 | $3,682,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 63,641 | $3,345,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 69,534 | $3,009,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 29,655 | $2,716,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,822 | $2,517,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,276 | $2,216,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 59,470 | $1,997,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 25,299 | $1,953,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 37,975 | $1,937,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,749 | $1,873,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,274 | $1,868,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,338 | $1,866,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 60,293 | $1,855,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 37,595 | $1,778,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,676 | $1,776,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,935 | $1,736,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 28,800 | $1,673,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 20,027 | $1,666,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,945 | $1,629,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,270 | $1,610,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,557 | $1,597,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,885 | $1,579,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10,845 | $1,536,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,900 | $1,533,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,160 | $1,525,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,712 | $1,520,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,250 | $1,486,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 7,147 | $1,473,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,663 | $1,434,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,250 | $1,421,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,963 | $1,359,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,705 | $1,356,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,035 | $1,343,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,860 | $1,311,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,999 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,263 | $1,226,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,554 | $1,211,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,660 | $1,200,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,090 | $1,196,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,495 | $1,153,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,150 | $1,141,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,400 | $1,115,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 8,965 | $1,094,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 47,000 | $1,094,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,430 | $1,075,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,985 | $1,067,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 12,850 | $1,059,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,513 | $979,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65,380 | $975,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $960,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,718 | $946,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 26,420 | $909,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,540 | $869,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,550 | $841,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 51,600 | $795,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 17,690 | $760,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,233 | $708,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,525 | $682,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,606 | $632,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 416 | $496,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,630 | $490,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 235 | $471,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,600 | $415,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,400 | $386,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,915 | $381,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,091 | $346,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,180 | $343,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,268 | $318,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,460 | $316,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,900 | $309,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 243 | $293,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,595 | $280,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,875 | $275,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,700 | $256,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 685 | $255,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,240 | $253,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,800 | $227,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,300 | $205,000 | thousands by filing date | |
| NORTHERN GRAPHITE CORPORATION | 66516A105 | com | 20,000 | $4,000 | thousands by filing date | |
| DETTO TECHNOLOGIES INC | 251463105 | COM | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-18-000006 | this filing | 2018-10-29 | acceptance time not in the bulk data set |