13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-04, with 69 holding rows worth $113,660,000.
- Accession
- 0001632078-18-000003
- Filer
- CIK 1632078
- Filed
- 2018-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 69 entries on the cover page, a total value of $113,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,660,000 with VALUE read as thousands by filing date, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 177,595 | $16,140,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 170,618 | $12,310,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 242,381 | $8,287,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 95,138 | $7,404,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 45,715 | $6,504,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 92,571 | $5,927,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 49,760 | $3,673,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 133,280 | $3,659,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 69,699 | $3,123,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,222 | $2,655,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,502 | $2,522,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 26,205 | $2,399,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 58,013 | $1,849,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,885 | $1,505,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,051 | $1,501,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 27,839 | $1,475,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,935 | $1,379,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED SP 500 HEALTH | 739371789 | CEF | 7,387 | $1,320,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,160 | $1,289,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,943 | $1,282,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,280 | $1,279,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,250 | $1,155,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 9,625 | $1,102,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 8,825 | $1,081,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,035 | $1,076,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 26,420 | $1,064,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,800 | $1,047,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 20,415 | $1,014,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,090 | $1,004,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65,380 | $975,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 79,200 | $973,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,995 | $972,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 8,965 | $911,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $872,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,028 | $857,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 51,600 | $782,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,334 | $740,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 19,551 | $716,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 37,080 | $668,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,660 | $593,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,101 | $591,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,525 | $560,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,233 | $543,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,280 | $458,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,737 | $452,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 416 | $423,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 235 | $368,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,600 | $333,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,091 | $312,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,584 | $307,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,293 | $297,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,322 | $294,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,920 | $273,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 790 | $264,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,950 | $264,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,000 | $262,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,344 | $256,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,900 | $254,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,850 | $252,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,000 | $250,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 243 | $248,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,540 | $248,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 8,300 | $225,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,995 | $217,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,100 | $213,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,824 | $204,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,300 | $203,000 | thousands by filing date | |
| NORTHERN GRAPHITE CORPORATION | 66516A105 | com | 20,000 | $5,000 | thousands by filing date | |
| DETTO TECHNOLOGIES INC | 251463105 | COM | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-18-000003 | this filing | 2018-05-04 | acceptance time not in the bulk data set |