13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-03, with 73 holding rows worth $116,694,000.
- Accession
- 0001632078-17-000004
- Filer
- CIK 1632078
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 73 entries on the cover page, a total value of $116,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,694,000 with VALUE read as thousands by filing date, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 201,099 | $18,366,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 181,340 | $11,981,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 62,160 | $9,041,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 111,763 | $8,295,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 49,815 | $6,613,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 91,054 | $5,546,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 160,539 | $5,373,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 125,200 | $3,238,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 68,939 | $2,993,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 32,480 | $2,812,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,533 | $2,400,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,340 | $2,390,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,670 | $1,838,000 | thousands by filing date | |
| VANGUARD S&P 500 UCITS ETF USD | 27399X646 | COM | 32,100 | $1,533,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,740 | $1,516,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 7,969 | $1,396,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,410 | $1,336,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 27,480 | $1,265,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,470 | $1,246,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 39,850 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,468 | $1,107,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,730 | $1,103,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,510 | $1,001,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,760 | $999,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 11,275 | $967,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,497 | $936,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 13,390 | $927,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 37,030 | $918,000 | thousands by filing date | |
| iSHS MSCI USA DIV IQ UCITS ETF | 464288SST | COM | 28,500 | $913,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,755 | $912,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 46,080 | $852,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,874 | $850,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $824,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,411 | $795,000 | thousands by filing date | |
| iSHARES NASDAQ 100 UCITS ETF | 464288STT | COM | 2,100 | $694,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,502 | $661,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,512 | $616,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 572 | $598,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,395 | $590,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,145 | $539,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 558 | $535,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,365 | $502,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,543 | $491,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,570 | $483,000 | thousands by filing date | |
| iSHS III S&P SML CAP 600 UCITS | 464288QST | COM | 8,000 | $482,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,437 | $376,000 | thousands by filing date | |
| iSHRS VII DOW JONES IND ETF | 464289BST | COM | 1,500 | $360,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,653 | $359,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,991 | $333,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 26,600 | $319,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,930 | $305,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,600 | $304,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,430 | $290,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,450 | $287,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,350 | $284,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,639 | $281,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,131 | $277,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,850 | $277,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,923 | $266,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,434 | $263,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,970 | $260,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,685 | $257,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,000 | $243,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,000 | $239,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 243 | $237,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,900 | $220,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 2,560 | $215,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,700 | $214,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,332 | $213,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,090 | $203,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,680 | $200,000 | thousands by filing date | |
| NORTHERN GRAPHITE CORPORATION | 66516A105 | com | 20,000 | $4,000 | thousands by filing date | |
| DETTO TECHNOLOGIES INC | 251463105 | COM | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-17-000004 | this filing | 2017-11-03 | acceptance time not in the bulk data set |