13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-29, with 48 holding rows worth $79,730,000.
- Accession
- 0001632078-16-000011
- Filer
- CIK 1632078
- Filed
- 2016-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 48 entries on the cover page, a total value of $79,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,730,000 with VALUE read as thousands by filing date, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 180,573 | $14,433,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 81,230 | $8,870,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 382,981 | $8,445,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 140,548 | $7,368,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 45,675 | $4,862,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 90,535 | $3,541,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 52,610 | $2,792,000 | thousands by filing date | |
| VANGUARD S&P 500 UCITS ETF USD | 27399X646 | COM | 61,300 | $2,404,000 | thousands by filing date | |
| iSHS MSCI USA DIV IQ UCITS ETF | 464288SST | COM | 61,000 | $1,664,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,010 | $1,547,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 28,765 | $1,461,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,841 | $1,400,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 24,250 | $1,314,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,885 | $1,275,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,120 | $1,145,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 5,620 | $1,139,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 11,960 | $1,128,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 13,277 | $1,034,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,898 | $983,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 6,795 | $981,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,030 | $978,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 37,950 | $965,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 177,500 | $895,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,285 | $859,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,981 | $761,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 13,949 | $687,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $640,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,956 | $581,000 | thousands by filing date | |
| iSHARES NASDAQ 100 UCITS ETF | 464288STT | COM | 2,100 | $516,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15,083 | $465,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,445 | $422,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,616 | $404,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,870 | $384,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,873 | $368,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,200 | $362,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,724 | $303,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,090 | $285,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,338 | $275,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,661 | $273,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,639 | $262,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,263 | $260,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,700 | $241,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,999 | $216,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,492 | $215,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,668 | $212,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 20,000 | $107,000 | thousands by filing date | |
| NORTHERN GRAPHITE CORPORATION | 66516A105 | com | 20,000 | $8,000 | thousands by filing date | |
| DETTO TECHNOLOGIES INC | 251463105 | COM | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-16-000011 | this filing | 2016-04-29 | acceptance time not in the bulk data set |