13F-HR filed by Spectrum Asset Management, Inc. (NB/CA)
Spectrum Asset Management, Inc. (NB/CA) filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-22, with 67 holding rows worth $115,988,000.
- Accession
- 0001632078-15-000007
- Filer
- CIK 1632078
- Filed
- 2015-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 67 entries on the cover page, a total value of $115,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,988,000 with VALUE read as thousands by filing date, 13F file number 028-16433. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 144,600 | $11,020,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 416,650 | $9,256,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 84,150 | $9,010,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 91,910 | $7,222,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 131,455 | $7,055,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 247,730 | $5,366,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 45,585 | $4,880,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 82,300 | $4,612,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 179,355 | $4,373,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 44,295 | $3,329,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 37,025 | $3,019,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 78,110 | $2,832,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,617 | $2,711,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,534 | $2,230,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 16,110 | $2,142,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 84,980 | $1,933,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 17,990 | $1,873,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 18,790 | $1,696,000 | thousands by filing date | |
| VANGUARD S&P 500 UCITS ETF USD | 27399X646 | COM | 37,300 | $1,461,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,110 | $1,285,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 17,460 | $1,276,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,940 | $1,273,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22,730 | $1,245,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,555 | $1,200,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,595 | $1,177,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,544 | $1,155,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 15,870 | $1,078,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 18,635 | $1,057,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 85,500 | $1,052,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 6,570 | $1,048,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 28,310 | $1,042,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 23,055 | $1,008,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 17,195 | $1,001,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 13,165 | $976,000 | thousands by filing date | |
| SPDR S&P US DIV ARIS UCITS ETF | 78462FJST | COM | 22,800 | $897,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,795 | $813,000 | thousands by filing date | |
| iSHARES NASDAQ 100 UCITS ETF | 464288STT | COM | 3,200 | $768,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,936 | $766,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $615,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 177,500 | $607,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 447 | $599,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,821 | $568,000 | thousands by filing date | |
| iSHARES MSCI WORLD UCITS ETF | 464288YWT | COM | 12,500 | $533,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,565 | $507,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,880 | $496,000 | thousands by filing date | |
| iSHS CHINA LRGE CAP UCITS ETF | 464288YRT | COM | 3,700 | $487,000 | thousands by filing date | |
| iSHS MSCI USA DIV IQ UCITS ETF | 464288SST | COM | 18,000 | $462,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,616 | $457,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11,424 | $393,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,650 | $390,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,374 | $361,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,220 | $312,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,564 | $304,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,040 | $304,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,970 | $303,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,263 | $260,000 | thousands by filing date | |
| ORANGE COUNTY BUS BANK | 684193105 | cs | 27,832 | $255,000 | thousands by filing date | |
| iSHS III S&P SML CAP 600 UCITS | 464288QST | COM | 5,000 | $240,000 | thousands by filing date | |
| SPDR S&P 400 US MID CAP ETF | 78462FRST | COM | 5,700 | $238,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,248 | $230,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,627 | $221,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,159 | $211,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,600 | $205,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,688 | $205,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 25,000 | $79,000 | thousands by filing date | |
| NORTHERN GRAPHITE CORPORATION | 66516A105 | com | 20,000 | $9,000 | thousands by filing date | |
| DETTO TECHNOLOGIES INC | 251463105 | COM | 32,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001632078-15-000007 | this filing | 2015-07-22 | acceptance time not in the bulk data set |