13F-HR filed by Leisure Capital Management
Leisure Capital Management filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-26, with 406 holding rows worth $114,704,000.
- Accession
- 0001631507-15-000006
- Filer
- CIK 1631507
- Filed
- 2015-01-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 406 entries on the cover page, a total value of $114,704,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,707,000 with VALUE read as thousands by filing date, 13F file number 028-16364. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 126,215 | $5,800,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 130,049 | $5,290,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 167,391 | $4,066,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 103,822 | $3,153,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,898 | $3,041,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,792 | $2,456,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,718 | $2,381,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,266 | $2,373,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 35,389 | $2,367,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,897 | $2,196,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20,813 | $2,185,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 28,484 | $2,117,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,796 | $2,109,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 15,783 | $2,087,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,917 | $2,070,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 138,312 | $2,039,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,258 | $2,014,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,196 | $2,012,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 41,649 | $1,935,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,784 | $1,897,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,292 | $1,888,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,111 | $1,832,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 36,864 | $1,808,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,654 | $1,796,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,335 | $1,773,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 58,062 | $1,753,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,810 | $1,743,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,876 | $1,711,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,360 | $1,708,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 65,152 | $1,646,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,271 | $1,633,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 30,449 | $1,438,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,558 | $1,419,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 16,012 | $1,356,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,515 | $1,348,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 84,386 | $1,308,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,126 | $1,207,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 44,262 | $1,005,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 44,985 | $994,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 21,672 | $989,000 | thousands by filing date | |
| 38259p508 | COM | 1,862 | $988,000 | thousands by filing date | ||
| PHILLIPS 66 COM | 718546104 | Stock | 13,711 | $983,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,756 | $964,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 41,263 | $871,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 18,000 | $793,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,171 | $765,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,471 | $673,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,268 | $667,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,189 | $625,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 18,090 | $523,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 22,242 | $496,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 27,546 | $493,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,986 | $483,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,534 | $436,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,457 | $420,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 12,100 | $410,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,100 | $382,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,000 | $372,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 50,081 | $369,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 39,180 | $341,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,940 | $340,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,070 | $332,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,774 | $318,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,512 | $314,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,202 | $308,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,368 | $291,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,068 | $290,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 22,623 | $289,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,933 | $288,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,328 | $280,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,755 | $264,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 27,122 | $262,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,465 | $261,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 14,353 | $261,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,084 | $257,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,954 | $227,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 59,185 | $221,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 821 | $211,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,946 | $205,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,597 | $204,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,439 | $203,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,616 | $196,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 342,717 | $189,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,802 | $185,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,361 | $182,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,507 | $181,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 24,290 | $179,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 15,684 | $178,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,305 | $172,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,049 | $170,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,632 | $169,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,424 | $164,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 853 | $158,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,807 | $155,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,500 | $155,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 24,633 | $155,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 24,670 | $153,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,171 | $152,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 720 | $149,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,706 | $148,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 14,574 | $143,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,640 | $140,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,112 | $138,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,566 | $137,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,833 | $136,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,175 | $129,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,000 | $129,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 11,328 | $127,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 15,426 | $124,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,000 | $124,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,636 | $123,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,500 | $117,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,220 | $116,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,908 | $115,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 711 | $113,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,386 | $113,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 18,738 | $111,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,639 | $110,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 21,419 | $108,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,524 | $105,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 18,797 | $103,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 36,063 | $102,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 493 | $101,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,470 | $99,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 311 | $97,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,057 | $96,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,778 | $95,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,134 | $90,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 893 | $89,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,314 | $86,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,165 | $85,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,000 | $84,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,315 | $84,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 69 | $84,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,243 | $83,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,235 | $81,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 873 | $81,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 5,195 | $81,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,588 | $80,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 900 | $80,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,711 | $78,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,627 | $73,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,000 | $73,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 603 | $72,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 6,614 | $72,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 660 | $70,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $66,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $66,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,275 | $64,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 14,905 | $64,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 5,220 | $63,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 740 | $60,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,314 | $60,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,050 | $60,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 379 | $58,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,200 | $57,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,530 | $56,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 543 | $56,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,388 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 2,611 | $55,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,100 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 2,619 | $55,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,100 | $54,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 500 | $53,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 700 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 639 | $51,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $51,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,023 | $51,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 630 | $50,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 974 | $50,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 18,104 | $49,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 692 | $48,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 950 | $47,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,183 | $46,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 325 | $45,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,000 | $45,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,224 | $45,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 273 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,175 | $45,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 3,150 | $45,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 3,400 | $44,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 615 | $44,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 600 | $43,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 350 | $43,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 840 | $43,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 253 | $42,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,300 | $42,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 3,843 | $42,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,063 | $41,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 300 | $41,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 375 | $41,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 400 | $41,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 3,900 | $41,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,600 | $40,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 633 | $40,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,029 | $39,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 899 | $38,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 655 | $38,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 500 | $38,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,813 | $38,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 324 | $37,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 760 | $37,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 270 | $35,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,640 | $35,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 916 | $35,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 837 | $35,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 809 | $35,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,825 | $35,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,550 | $35,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,112 | $34,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,300 | $33,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 2,283 | $33,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 500 | $32,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,300 | $32,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 465 | $31,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 500 | $31,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 500 | $31,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 600 | $30,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,387 | $30,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,643 | $29,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 687 | $29,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 160 | $28,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,000 | $28,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $27,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 100 | $26,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 600 | $26,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 446 | $26,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 427 | $25,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 223 | $25,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 308 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 401 | $24,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 595 | $24,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 600 | $24,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $23,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 200 | $23,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 190 | $22,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 200 | $22,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 200 | $22,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,635 | $22,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 500 | $22,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $21,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 400 | $21,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 750 | $21,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 300 | $21,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 240 | $20,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $20,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 250 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 915 | $20,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $19,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $19,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 179 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 200 | $19,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 223 | $19,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 458 | $19,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $18,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $18,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 500 | $18,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,088 | $18,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 500 | $18,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 143 | $17,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 268 | $17,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 367 | $17,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $17,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 233 | $17,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 224 | $17,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,000 | $17,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 400 | $16,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 400 | $16,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 916 | $16,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 650 | $15,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 295 | $15,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 150 | $15,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,375 | $15,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 960 | $15,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 500 | $15,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $14,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 249 | $14,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 133 | $13,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,761 | $13,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 211 | $13,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 200 | $12,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $12,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 154 | $12,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,000 | $12,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 200 | $12,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $12,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 120 | $11,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 140 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 300 | $11,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $11,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 202 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,115 | $11,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 130 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 80 | $10,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 85 | $10,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 171 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 94 | $10,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 722 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 400 | $10,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 412 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 268 | $9,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 300 | $9,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 557 | $9,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 250 | $9,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 94 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $8,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200 | $8,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 119 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 154 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 555 | $8,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 230 | $8,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 166 | $8,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 188 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 306 | $7,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,153 | $7,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 96 | $7,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 333 | $7,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 137 | $7,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 106 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 290 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 603 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 76 | $6,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 60 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 400 | $6,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 63 | $6,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 51 | $6,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 138 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 490 | $6,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 168 | $6,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 250 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 62 | $6,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 346 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 500 | $6,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 569 | $6,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 139 | $6,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 83 | $5,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $5,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 823 | $5,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 94 | $5,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 612 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 104 | $5,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 157 | $5,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 274 | $5,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 115 | $5,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 66 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 55 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 72 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 600 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 58 | $5,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 185 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 70 | $5,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,025 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,308 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 343 | $5,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 345 | $5,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 175 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 450 | $4,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 291 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 36 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 525 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 153 | $4,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 57 | $4,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 212 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 166 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 351 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 310 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 39 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8 | $3,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 38 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 153 | $3,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 271 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 333 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 175 | $2,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 63 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 56 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 29 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 28 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 10 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 50 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 37 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $1,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 19 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 31 | $1,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 100 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 29 | $1,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 32 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCANA CORP NEW | 80589M102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001631507-15-000006 | this filing | 2015-01-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001631507-15-000007 | base | 2015-01-28 | acceptance time not in the bulk data set |