13F-HR filed by Ironwood Financial, llc
Ironwood Financial, llc filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 613 holding rows worth $341,587,000.
- Accession
- 0001630360-21-000005
- Filer
- CIK 1630360
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 613 entries on the cover page, a total value of $341,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,587,000 with VALUE read as thousands by filing date, 13F file number 028-16526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 6 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 18 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 100 | $2,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 13 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 31 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 17 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 40 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 25 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 103 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 76 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 35 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 41 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 27 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 322 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 15 | $2,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 40 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 100 | $2,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 25 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 31 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 23 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 30 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 50 | $2,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 200 | $2,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 191 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 21 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 21 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 24 | $2,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 57 | $2,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 34 | $2,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 84 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 386 | $2,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 185 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 65 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 25 | $1,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 22 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 11 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13 | $1,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 12 | $1,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 32 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14 | $1,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 56 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 16 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 5 | $1,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 33 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 131 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 18 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 265 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 34 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10 | $1,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 8 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 4 | $1,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 220 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 118 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 103 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 8X8 INC | 282914100 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA CORP COM | 98980M109 | Stock | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYNE THERAP. | 92941V209 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTA INC | 92873V102 | COM CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001630360-21-000005 | this filing | 2021-11-02 | acceptance time not in the bulk data set |