13F-HR filed by Ironwood Financial, llc
Ironwood Financial, llc filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-05, with 301 holding rows worth $129,213,000.
- Accession
- 0001630360-16-000010
- Filer
- CIK 1630360
- Filed
- 2016-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 301 entries on the cover page, a total value of $129,213,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,213,000 with VALUE read as thousands by filing date, 13F file number 028-16526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 86,301 | $17,834,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 471,065 | $10,665,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 157,444 | $9,000,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 403,265 | $8,517,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 316,801 | $8,075,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 353,929 | $7,510,000 | thousands by filing date | |
| IJH | 464287507 | COM | 51,110 | $7,370,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 285,825 | $6,897,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 212,638 | $4,918,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 38,127 | $4,292,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 103,802 | $2,680,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 27,410 | $2,465,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 17,830 | $2,211,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,436 | $2,145,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 41,836 | $2,043,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,450 | $2,022,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 20,912 | $1,966,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 36,680 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 20,529 | $1,746,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 42,668 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 37,753 | $1,477,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 64,340 | $1,419,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 12,776 | $1,395,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,766 | $1,379,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 47,960 | $1,300,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 27,454 | $1,114,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 21,079 | $1,039,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9,293 | $936,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 16,238 | $701,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,553 | $653,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,841 | $640,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,800 | $461,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,000 | $421,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 18,268 | $415,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,242 | $398,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,342 | $373,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 16,785 | $359,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,638 | $300,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 11,700 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,056 | $299,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,589 | $282,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,248 | $255,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,217 | $236,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,000 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,695 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,376 | $189,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 12,590 | $188,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,768 | $182,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,508 | $177,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,307 | $174,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,665 | $161,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,860 | $161,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,052 | $160,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 3,168 | $155,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,592 | $147,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 956 | $136,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,673 | $130,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,634 | $127,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,092 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 893 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 897 | $111,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 3,722 | $111,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,393 | $104,000 | thousands by filing date | |
| VTI | 922908769 | COM | 985 | $103,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,743 | $91,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,739 | $88,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 693 | $82,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,600 | $80,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 823 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 653 | $79,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 3,000 | $79,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,510 | $78,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 935 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 755 | $77,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 667 | $72,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 531 | $70,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 830 | $70,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 556 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 733 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 633 | $58,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,331 | $58,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 406 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 2,340 | $53,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,441 | $52,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,607 | $51,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 330 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 950 | $50,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 455 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,484 | $48,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 457 | $47,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,000 | $46,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 684 | $45,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 745 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 744 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 349 | $39,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 681 | $38,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 325 | $37,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,781 | $37,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 356 | $36,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,204 | $36,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,542 | $36,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 368 | $35,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 781 | $35,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 285 | $34,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,399 | $34,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 259 | $33,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,265 | $33,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,509 | $33,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 369 | $32,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 270 | $31,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,150 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 861 | $30,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 349 | $29,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 342 | $29,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 263 | $28,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 565 | $28,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 500 | $26,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 202 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $25,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 815 | $25,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 950 | $25,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 333 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 295 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 235 | $24,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,357 | $23,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,506 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 425 | $23,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 752 | $22,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 576 | $22,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 27 | $21,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 385 | $21,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 344 | $20,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 400 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 250 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 410 | $20,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,830 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 135 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 195 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 475 | $19,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 346 | $18,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 400 | $17,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 65 | $17,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95 | $17,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 525 | $17,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $16,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 500 | $16,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,000 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20 | $15,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 378 | $15,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 110 | $15,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $15,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 133 | $15,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $15,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 200 | $15,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 393 | $14,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 175 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 404 | $14,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 595 | $14,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 94 | $13,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 214 | $12,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 330 | $12,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 44 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 800 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 225 | $11,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 198 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 100 | $11,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 725 | $11,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 230 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 250 | $10,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 200 | $9,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 229 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 829 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 94 | $9,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53 | $9,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 77 | $9,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 458 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 65 | $8,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 84 | $8,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 249 | $8,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 860 | $8,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 70 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 48 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 65 | $7,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 134 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 90 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,500 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 422 | $7,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 380 | $7,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 61 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 73 | $6,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 60 | $6,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,535 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 100 | $6,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 75 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 115 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 215 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 90 | $6,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 130 | $6,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 395 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 350 | $6,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 500 | $6,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 856 | $6,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 55 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 41 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 55 | $5,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 177 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 110 | $5,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 79 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 115 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 385 | $5,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 360 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 500 | $5,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 162 | $5,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 320 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 36 | $4,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 130 | $4,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 282 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 160 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 69 | $4,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,150 | $4,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 123 | $4,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 50 | $4,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 40 | $4,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 133 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 75 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 99 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 98 | $3,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 100 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 120 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 63 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 71 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 75 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 77 | $3,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 195 | $3,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 71 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 61 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 46 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 35 | $2,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 34 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 54 | $2,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 33 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 85 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 39 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 45 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 127 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $2,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 50 | $2,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 50 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 65 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 67 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 65 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 144 | $2,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 50 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 400 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 456 | $2,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 870 | $2,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15 | $1,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 41 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 16 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 36 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 500 | $1,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 386 | $1,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 34 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 71 | $1,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 377 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001630360-16-000010 | this filing | 2016-05-05 | acceptance time not in the bulk data set |