13F-HR filed by Alken Asset Management Ltd
Alken Asset Management Ltd filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-30, with 32 holding rows worth $24,791,000 by the sum of the rows.
- Accession
- 0001629996-23-000009
- Filer
- CIK 1629996
- Filed
- 2023-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 29 entries on the cover page, a total value of $23,058,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,791,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-16348. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $23,058,000, 7% less than the sum of the rows, $24,791,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,350 | $3,933,000 | thousands, detected and multiplied | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,555 | $2,301,000 | thousands, detected and multiplied | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 700 | $1,777,000 | thousands, detected and multiplied | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,500 | $1,446,000 | thousands, detected and multiplied | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,200 | $1,353,000 | thousands, detected and multiplied | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 1,050 | $1,133,000 | thousands, detected and multiplied | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 1,200 | $1,097,000 | thousands, detected and multiplied | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 450 | $878,000 | thousands, detected and multiplied | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 750 | $874,000 | thousands, detected and multiplied | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 1,000 | $873,000 | thousands, detected and multiplied | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 1,050 | $808,000 | thousands, detected and multiplied | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 800 | $691,000 | thousands, detected and multiplied | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 800 | $686,000 | thousands, detected and multiplied | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 800 | $681,000 | thousands, detected and multiplied | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 900 | $676,000 | thousands, detected and multiplied | principal |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 900 | $668,000 | thousands, detected and multiplied | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 600 | $630,000 | thousands, detected and multiplied | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 700 | $597,000 | thousands, detected and multiplied | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 600 | $526,000 | thousands, detected and multiplied | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 2,050 | $525,000 | thousands, detected and multiplied | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 270 | $499,000 | thousands, detected and multiplied | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 600 | $493,000 | thousands, detected and multiplied | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 350 | $337,000 | thousands, detected and multiplied | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 375 | $314,000 | thousands, detected and multiplied | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 600 | $275,000 | thousands, detected and multiplied | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 200 | $244,000 | thousands, detected and multiplied | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 300 | $239,000 | thousands, detected and multiplied | principal |
| NIO INC | 62914VAE6 | NOTE 2/0 | 250 | $237,000 | thousands, detected and multiplied | principal |
| Booking Holdings Inc. | 09857L108 | COM | 293 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 900 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 27,200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,800 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001629996-23-000009 | this filing | 2023-10-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001629996-23-000010 | base | 2023-10-31 | acceptance time not in the bulk data set |