13F-HR filed by Alken Asset Management Ltd
Alken Asset Management Ltd filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 22 holding rows worth $15,583,000.
- Accession
- 0001629996-21-000005
- Filer
- CIK 1629996
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 22 entries on the cover page, a total value of $15,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,583,000 with VALUE read as thousands by filing date, 13F file number 028-16348. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,125,000 | $3,147,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,050,000 | $1,148,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 1,050,000 | $1,045,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 3,700 | $1,043,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 530,000 | $822,000 | thousands by filing date | principal |
| Coupa Software | 22266LAF3 | CONV BOND | 710,000 | $768,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 640,000 | $725,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 6,600 | $695,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 470,000 | $690,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 750,000 | $629,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 186 | $611,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 150,000 | $550,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 600,000 | $510,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 8,400 | $491,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 420,000 | $490,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 400,000 | $476,000 | thousands by filing date | principal |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 16,000 | $396,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 270,000 | $378,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 400,000 | $351,000 | thousands by filing date | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 350,000 | $323,000 | thousands by filing date | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 300,000 | $295,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 4,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001629996-21-000005 | this filing | 2021-11-09 | acceptance time not in the bulk data set |