13F-HR filed by Alken Asset Management Ltd
Alken Asset Management Ltd filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-28, with 28 holding rows worth $26,003,000 by the sum of the rows.
- Accession
- 0001629996-20-000004
- Filer
- CIK 1629996
- Filed
- 2020-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1 entries on the cover page, a total value of $45,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,003,000 with VALUE read as thousands by filing date, 13F file number 028-16348. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $45,015,000, 73% more than the sum of the rows, $26,003,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,780 | $4,150,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,600,000 | $2,091,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 7,750 | $1,630,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 450 | $1,417,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,400 | $1,164,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 890,000 | $1,132,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,050,000 | $1,087,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 950,000 | $958,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 17,400 | $942,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 750,000 | $929,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 870,000 | $903,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 670,000 | $863,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 890,000 | $859,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 730,000 | $845,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 750,000 | $761,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 750,000 | $693,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 500 | $672,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 700,000 | $669,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 700,000 | $669,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 750,000 | $590,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 165,000 | $498,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 175,000 | $449,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 3,500 | $439,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 3,900 | $436,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 375,000 | $417,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 320,000 | $394,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 360,000 | $346,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 5,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001629996-20-000004 | this filing | 2020-10-28 | acceptance time not in the bulk data set |