13F-HR filed by Teamwork Financial Advisors, LLC
Teamwork Financial Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 196 holding rows worth $420,662,000.
- Accession
- 0001629931-21-000003
- Filer
- CIK 1629931
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 196 entries on the cover page, a total value of $420,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $420,662,000 with VALUE read as thousands by filing date, 13F file number 028-19973. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 664,440 | $88,165,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 452,875 | $29,844,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 31,915 | $25,564,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 88,506 | $19,359,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 265,338 | $16,345,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6,645 | $11,132,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 52,898 | $10,529,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,734 | $8,903,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 35,508 | $7,100,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,188 | $5,873,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,071 | $5,872,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 63,982 | $5,609,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,301 | $4,391,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 51,337 | $4,378,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,317 | $4,074,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 21,347 | $3,868,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 161,919 | $3,507,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 66,736 | $3,012,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,595 | $3,009,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,848 | $2,998,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 11,790 | $2,998,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,697 | $2,861,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 145,324 | $2,847,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,323 | $2,739,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 74,773 | $2,541,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,329 | $2,519,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,371 | $2,475,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 228,468 | $2,438,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,399 | $2,392,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 29,550 | $2,280,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,102 | $2,258,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,571 | $2,224,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 34,238 | $2,196,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 10,722 | $2,092,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 13,500 | $2,067,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,794 | $1,995,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 21,237 | $1,981,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,815 | $1,903,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 7,813 | $1,723,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,908 | $1,714,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 62,477 | $1,702,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,793 | $1,698,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,999 | $1,657,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 939 | $1,646,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 39,675 | $1,637,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 18,542 | $1,620,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 19,442 | $1,619,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,763 | $1,589,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 28,527 | $1,561,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,887 | $1,508,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,958 | $1,501,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,581 | $1,464,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,071 | $1,424,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 3,919 | $1,407,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,230 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25,094 | $1,400,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 18,095 | $1,375,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 30,211 | $1,370,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,846 | $1,355,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 19,080 | $1,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,229 | $1,322,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 24,296 | $1,305,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 11,702 | $1,293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 21,833 | $1,288,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 44,378 | $1,276,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 23,720 | $1,258,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 21,191 | $1,245,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 13,412 | $1,245,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,542 | $1,227,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,144 | $1,222,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,253 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 12,572 | $1,221,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10,488 | $1,219,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20,186 | $1,202,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,572 | $1,197,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,643 | $1,195,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 5,039 | $1,183,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,119 | $1,175,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 20,650 | $1,161,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,576 | $1,137,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,283 | $1,080,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 36,182 | $1,067,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 44,197 | $1,007,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 17,624 | $1,000,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,402 | $984,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 10,365 | $976,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 21,829 | $960,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 14,133 | $950,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 26,134 | $938,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,519 | $929,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,987 | $924,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,359 | $922,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,408 | $905,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 16,943 | $872,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,241 | $848,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,053 | $815,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,287 | $801,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,331 | $793,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,808 | $766,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,785 | $762,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20,481 | $761,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,077 | $753,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,063 | $695,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,944 | $688,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,425 | $687,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,869 | $680,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,609 | $674,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,910 | $673,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,844 | $654,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 908 | $641,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 19,930 | $640,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,588 | $630,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 17,945 | $594,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 14,346 | $576,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,699 | $572,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,045 | $543,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 11,945 | $543,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,632 | $537,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 21,063 | $536,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,489 | $531,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,814 | $509,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,605 | $507,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,086 | $502,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,055 | $495,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 79,917 | $494,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,989 | $486,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,066 | $475,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,651 | $473,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 11,296 | $466,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,754 | $465,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 27,410 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,778 | $453,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,538 | $441,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,944 | $436,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 24,075 | $436,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 16,976 | $433,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,595 | $431,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,965 | $423,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,991 | $420,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,170 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,126 | $415,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,670 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,457 | $405,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,350 | $391,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,757 | $375,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,021 | $363,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 11,289 | $360,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,761 | $359,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,315 | $358,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,885 | $351,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,963 | $347,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,025 | $347,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,720 | $346,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,059 | $341,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 416 | $340,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 13,478 | $334,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,568 | $327,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 922 | $321,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 7,457 | $315,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 13,331 | $314,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,325 | $314,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 8,612 | $310,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 175 | $307,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,367 | $307,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,251 | $299,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,119 | $298,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,002 | $288,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,332 | $285,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,500 | $280,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 11,933 | $276,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,300 | $274,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 726 | $268,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,356 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,860 | $262,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,893 | $257,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,769 | $255,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 900 | $254,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,068 | $244,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 23,152 | $244,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,042 | $241,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,153 | $237,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,841 | $236,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 465 | $233,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 791 | $230,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 984 | $230,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,601 | $229,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,683 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,956 | $227,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,259 | $225,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,253 | $223,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,021 | $212,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 4,257 | $207,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,546 | $201,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 23,260 | $152,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,880 | $140,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,754 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001629931-21-000003 | this filing | 2021-02-08 | acceptance time not in the bulk data set |