13F-HR filed by Capital Advantage, Inc.
Capital Advantage, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2016-06-22, with 56 holding rows worth $191,823,000.
- Accession
- 0001628896-16-000010
- Filer
- CIK 1628896
- Filed
- 2016-06-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 56 entries on the cover page, a total value of $191,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,823,000 with VALUE read as thousands by filing date, 13F file number 028-16928. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,243,627 | $28,305,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 965,589 | $21,552,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 795,841 | $21,201,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 365,211 | $20,167,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 769,016 | $16,257,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 143,585 | $14,883,000 | thousands by filing date | |
| MGC | 921910873 | COM | 166,935 | $11,276,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 85,285 | $6,812,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 106,100 | $6,279,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 22,153 | $5,523,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 50,446 | $5,261,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 31,191 | $3,142,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 57,375 | $2,916,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 18,040 | $2,492,000 | thousands by filing date | The CUSIP as filed is malformed. |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,484 | $2,093,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,733 | $1,939,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,308 | $1,827,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,586 | $1,748,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 16,987 | $1,722,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 47,947 | $1,228,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,129 | $939,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,737 | $903,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,050 | $883,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,217 | $876,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,262 | $872,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,242 | $784,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,598 | $720,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,361 | $666,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,050 | $594,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,607 | $544,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 14,369 | $500,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,465 | $416,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,784 | $408,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,773 | $403,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 1,244 | $401,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McDonalds Corporation | 580135101 | COM | 3,744 | $355,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,819 | $345,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,424 | $321,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,941 | $306,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,895 | $291,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,351 | $288,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 2,054 | $288,000 | thousands by filing date | The CUSIP as filed is malformed. |
| International Business Machines Corporation | 459200101 | COM | 1,413 | $268,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,352 | $255,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,920 | $253,000 | thousands by filing date | |
| American Express | 25816109 | COM | 2,729 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,992 | $232,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,596 | $231,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 1,765 | $225,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 1,574 | $223,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,880 | $219,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,698 | $219,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,705 | $218,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,019 | $205,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,965 | $203,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,768 | $107,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628896-16-000010 | this filing | 2016-06-22 | acceptance time not in the bulk data set |