13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 3,770 holding rows worth $1,302,123,679,000.
- Accession
- 0001628280-18-014086
- Filer
- CIK 93751
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,770 entries on the cover page, a total value of $1,302,123,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,302,123,679,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSGA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD ( London) 028-11326
- included managerSTATE STREET GLOBAL ADVISORS LTD. MONTREAL 028-11327
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerSTATE STREET GLOBAL ADVISORS SINGAPORE Limited 028-18493
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerSTATE STREET GLOBAL ADVISORS GmbH 028-11334
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
- included managerState Street Global Advisors Trust Co 028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 40,758 | $414,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 84,709 | $411,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 41,533 | $410,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 22,700 | $409,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20,320 | $407,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,189 | $396,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,858 | $395,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 89,192 | $392,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 34,292 | $390,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 66,172 | $385,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 44,300 | $381,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,700 | $378,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 15,741 | $378,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 25,664 | $375,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 99,362 | $375,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 9,000 | $369,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 87,066 | $358,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 73,793 | $355,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 77,600 | $350,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 24,770 | $349,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 102,403 | $347,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 30,635 | $345,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,175 | $343,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,562 | $338,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 40,754 | $338,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 214,420 | $336,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,974 | $332,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 9,700 | $330,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,060 | $324,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 17,500 | $322,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,500 | $316,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,586 | $314,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,884 | $314,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 40,310 | $313,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 21,700 | $304,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 51,421 | $303,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,938 | $302,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 39,600 | $299,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,683 | $298,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,990 | $295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,773 | $291,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,700 | $289,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 40,268 | $288,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 33,690 | $286,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 25,682 | $284,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,296 | $283,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 12,372 | $282,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,627 | $281,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 24,615 | $280,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,900 | $280,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 13,325 | $274,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 8,700 | $272,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 4,289 | $270,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 10,240 | $269,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 46,700 | $268,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,210 | $266,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 26,600 | $266,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 13,078 | $264,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 26,204 | $264,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 14,900 | $263,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 30,035 | $262,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43,378 | $261,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 13,800 | $261,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 14,800 | $260,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 35,401 | $260,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 49,722 | $259,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 18,700 | $258,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,500 | $257,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,119 | $255,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 13,593 | $251,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 31,300 | $250,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,601 | $246,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 18,185 | $244,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 28,300 | $242,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 20,400 | $241,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 6,089 | $240,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,897 | $238,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 84,755 | $237,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 66,025 | $235,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,102 | $232,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 18,300 | $227,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,087 | $226,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 24,863 | $226,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 38,934 | $226,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 79,466 | $223,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,500 | $222,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 68,838 | $221,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,332 | $220,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,511 | $219,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,700 | $214,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 28,198 | $214,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 23,488 | $212,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 9,128 | $212,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 43,795 | $212,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 15,300 | $212,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 24,148 | $208,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 147,077 | $208,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 85,414 | $207,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 58,762 | $206,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 53,161 | $205,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 127,376 | $205,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 25,587 | $204,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,257 | $204,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 37,900 | $204,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,364 | $202,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 13,715 | $192,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 263,420 | $191,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,272 | $185,000 | thousands by filing date | |
| TAPIMMUNE INC | 876033309 | Common equity shares | 20,300 | $184,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 14,300 | $182,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 67,323 | $178,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 10,234 | $173,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 35,760 | $170,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 34,053 | $163,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 47,991 | $162,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 25,536 | $158,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 30,035 | $157,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,519 | $156,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 55,166 | $151,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 14,640 | $151,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 55,289 | $150,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 31,317 | $142,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,964 | $139,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 54,702 | $137,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,888 | $137,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 15,045 | $137,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 23,430 | $133,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 19,122 | $132,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 11,144 | $130,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,225 | $126,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 19,850 | $125,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 17,960 | $125,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 43,676 | $124,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 23,571 | $123,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 79,214 | $123,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 33,470 | $120,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 429,636 | $118,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 38,725 | $116,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 17,489 | $115,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 22,700 | $115,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 31,700 | $113,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 20,958 | $112,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 111,954 | $112,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 17,950 | $110,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 12,900 | $110,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 20,215 | $109,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 84,651 | $108,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 22,894 | $108,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 23,685 | $107,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,626 | $107,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 20,400 | $103,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 36,034 | $101,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 41,874 | $100,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 41,652 | $99,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 33,401 | $98,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,865 | $95,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 34,590 | $94,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 21,396 | $90,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 86,900 | $89,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 11,500 | $89,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 29,489 | $88,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 10,200 | $87,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,458 | $84,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 50,079 | $83,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 21,993 | $82,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 14,044 | $81,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 100,000 | $81,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 10,498 | $80,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 47,000 | $78,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 165,259 | $76,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 27,558 | $75,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 23,557 | $75,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,328 | $73,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 33,874 | $71,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,718 | $71,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,310 | $70,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 39,799 | $70,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,618 | $69,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,598 | $67,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 31,447 | $67,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 34,116 | $65,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 30,678 | $65,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,126 | $64,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 48,978 | $64,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,228 | $63,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 26,600 | $62,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 30,348 | $62,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 12,061 | $62,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 35,400 | $61,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,854 | $60,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,083 | $60,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,016 | $59,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 27,998 | $59,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 27,300 | $57,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,941 | $55,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 22,082 | $55,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 40,448 | $50,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 30,563 | $50,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,419 | $49,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 10,700 | $45,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,338 | $43,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 13,450 | $41,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,500 | $41,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 21,233 | $40,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 34,585 | $40,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,402 | $39,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,302 | $37,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 17,372 | $36,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 14,285 | $36,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,718 | $34,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 12,718 | $34,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 30,727 | $33,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,513 | $32,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 29,147 | $32,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,674 | $31,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 22,472 | $31,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,799 | $30,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 10,513 | $30,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 19,336 | $28,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 19,560 | $28,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,584 | $26,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 15,816 | $26,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 11,468 | $26,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 10,515 | $25,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,880 | $25,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 27,033 | $25,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 13,300 | $24,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 13,800 | $24,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 12,201 | $24,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 12,988 | $23,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 10,673 | $22,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 14,115 | $22,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,057 | $21,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,200 | $21,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 17,213 | $21,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 15,978 | $20,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 26,324 | $20,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 12,700 | $19,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 13,300 | $19,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 12,708 | $18,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,088 | $18,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 61,062 | $18,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 11,625 | $18,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,400 | $18,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 18,799 | $16,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 42,932 | $15,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 64,995 | $15,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 14,747 | $15,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 13,800 | $15,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 15,300 | $15,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 18,855 | $14,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 18,100 | $14,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 24,908 | $12,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 15,823 | $12,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,200 | $12,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,271 | $11,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 13,523 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,683 | $8,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 11,777 | $8,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 29,400 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,779 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,577 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 23,941 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 13,538 | $5,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 22,712 | $5,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 13,500 | $5,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,586 | $4,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,842 | $4,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 11,101 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 82,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-18-014086 | this filing | 2018-11-09 | acceptance time not in the bulk data set |