13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,755 holding rows worth $1,177,747,230,000.
- Accession
- 0001628280-18-006787
- Filer
- CIK 93751
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,755 entries on the cover page, a total value of $1,177,747,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,177,747,230,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD ( London) 028-11326
- included managerSTATE STREET GLOBAL ADVISORS LTD. MONTREAL 028-11327
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerSTATE STREET GLOBAL ADVISORS SINGAPORE Limited 028-18493
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerSTATE STREET GLOBAL ADVISORS GmbH 028-11334
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
- included managerSTATE STREET CONTRACTING ENTITY SSGA FUNDS MANAGEMENT INC (State Street Global Advisors Trust Co) 028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARGURUS INC COM CL A | 141788109 | Stock | 8,000 | $308,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 31,600 | $308,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 100,946 | $302,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 34,845 | $296,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,807 | $294,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 10,802 | $293,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,884 | $282,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 25,624 | $282,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 9,262 | $281,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,201 | $280,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 50,025 | $278,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,277 | $274,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,500 | $274,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,683 | $274,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 16,400 | $273,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 67,939 | $272,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 46,532 | $270,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 10,313 | $270,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,296 | $268,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,601 | $267,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 27,527 | $266,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 13,450 | $264,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,655 | $264,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 4,289 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 13,364 | $261,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 36,727 | $261,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 10,300 | $260,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 21,400 | $259,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 109,447 | $257,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 27,163 | $251,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,028 | $247,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,340 | $246,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,533,401 | $246,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,087 | $245,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,102 | $243,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 6,318 | $238,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 60,177 | $237,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 26,100 | $235,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 28,800 | $235,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 20,144 | $234,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 13,947 | $230,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 33,883 | $230,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 25,971 | $229,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 9,114 | $227,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,627 | $224,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 25,405 | $223,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 8,566 | $221,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 96,071 | $219,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,064 | $219,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,727 | $218,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 22,583 | $216,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 16,775 | $215,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 35,760 | $209,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 16,338 | $207,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 17,263 | $206,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 120,952 | $206,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 25,488 | $204,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,919 | $203,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 11,329 | $199,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 32,190 | $194,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 25,931 | $194,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,372 | $193,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 27,303 | $190,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 25,500 | $189,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,821 | $180,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 51,150 | $179,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 18,463 | $176,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 50,915 | $173,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 22,507 | $170,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 25,536 | $169,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 19,724 | $169,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 33,949 | $168,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 60,371 | $166,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,519 | $165,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,578 | $164,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 19,800 | $162,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 59,844 | $161,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 274,163 | $161,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 42,019 | $160,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 70,438 | $159,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 92,373 | $158,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 21,579 | $153,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 54,702 | $151,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,964 | $149,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 86,900 | $148,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 13,040 | $148,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 22,875 | $148,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 355,989 | $145,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 68,700 | $145,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 31,900 | $140,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 19,156 | $138,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 34,529 | $135,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 10,326 | $133,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 66,263 | $132,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 25,601 | $128,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 83,076 | $127,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 59,605 | $125,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 42,755 | $124,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 23,530 | $121,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 21,812 | $120,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,728 | $116,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,645 | $115,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 42,401 | $115,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 37,421 | $112,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 45,900 | $110,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 54,679 | $108,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 18,346 | $108,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 11,473 | $108,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 28,450 | $106,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 30,545 | $105,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 46,242 | $104,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 49,225 | $103,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 24,260 | $102,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 35,020 | $101,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 23,629 | $99,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 55,661 | $96,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 51,969 | $95,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 39,067 | $95,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 30,798 | $89,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 23,089 | $88,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 28,928 | $87,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 22,359 | $87,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 13,750 | $86,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,450 | $83,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 22,700 | $82,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 10,100 | $81,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,817 | $80,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 100,000 | $77,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 11,258 | $76,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 10,320 | $76,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 68,539 | $75,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 23,841 | $75,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 17,324 | $73,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 26,917 | $73,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,015 | $73,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 18,330 | $73,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 33,161 | $72,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 35,400 | $71,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,134 | $70,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 16,000 | $70,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,760 | $69,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 18,025 | $68,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,200 | $67,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 31,857 | $67,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,941 | $66,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,554 | $66,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,105 | $65,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 34,770 | $63,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,100 | $63,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 13,400 | $63,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 54,700 | $62,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 16,900 | $62,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 16,012 | $61,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 28,589 | $58,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,806 | $56,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 16,300 | $53,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 17,500 | $52,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 19,530 | $51,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 15,880 | $47,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,243 | $46,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 16,739 | $46,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,579 | $45,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,092 | $45,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 35,800 | $44,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,506 | $44,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 11,903 | $43,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 13,549 | $43,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 27,300 | $43,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,238 | $42,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 20,103 | $42,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 26,600 | $42,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 20,500 | $42,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 21,266 | $41,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,511 | $41,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,915 | $40,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,009 | $39,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 56,779 | $39,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,211 | $39,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 37,839 | $38,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 10,700 | $37,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,092 | $37,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 103,137 | $37,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18,597 | $37,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 18,493 | $36,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,797 | $36,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 24,624 | $34,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 15,651 | $33,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 18,100 | $33,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 19,759 | $32,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 13,544 | $32,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 21,035 | $31,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,024 | $30,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 14,370 | $30,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10,643 | $30,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 31,697 | $30,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 21,681 | $29,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 13,800 | $29,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,971 | $28,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 145,704 | $28,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,108 | $28,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,582 | $28,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,000 | $28,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,300 | $27,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 76,460 | $27,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 12,466 | $27,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,674 | $26,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 13,300 | $25,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,500 | $24,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 18,876 | $24,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 15,600 | $24,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 29,400 | $24,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,800 | $22,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,500 | $21,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 11,500 | $21,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,200 | $21,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 18,745 | $20,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 15,300 | $20,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 22,600 | $19,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 15,390 | $19,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 48,515 | $18,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,759 | $18,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 12,700 | $18,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 53,634 | $17,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 10,200 | $17,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,100 | $16,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 20,700 | $16,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 12,164 | $16,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,510 | $15,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 14,000 | $14,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,475 | $13,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,213 | $13,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,900 | $13,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 22,791 | $13,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,483 | $12,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 22,900 | $12,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,720 | $11,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 25,076 | $10,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,357 | $10,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 27,610 | $10,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,800 | $10,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,746 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,812 | $7,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 13,500 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,385 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,600 | $6,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,979 | $6,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 13,300 | $5,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 17,767 | $4,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 11,700 | $4,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 10,000 | $3,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,400 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 12,600 | $2,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 12,000 | $2,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 13,300 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 82,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-18-006787 | this filing | 2018-05-15 | acceptance time not in the bulk data set |