13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,593 holding rows worth $776,485,339,000.
- Accession
- 0001628280-16-021307
- Filer
- CIK 93751
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,594 entries on the cover page, a total value of $776,485,339,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,485,339,000 with VALUE read as thousands by filing date, 13F file number 028-00399. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FENIX PTS INC | 31446L100 | COM | 10,000 | $39,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 14,000 | $36,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,862 | $36,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 54,529 | $36,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 11,850 | $34,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 12,600 | $34,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 22,877 | $34,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 18,632 | $31,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 16,088 | $31,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,674 | $30,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 33,400 | $30,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,400 | $30,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,011 | $29,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 20,845 | $29,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 18,673 | $29,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,797 | $29,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,851 | $29,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,475 | $28,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,720 | $28,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 33,876 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,510 | $27,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,900 | $27,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,213 | $26,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 21,000 | $25,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 13,712 | $24,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 30,319 | $24,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 14,896 | $24,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 25,528 | $23,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,582 | $23,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 25,375 | $22,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 21,196 | $22,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,290 | $21,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 49,452 | $21,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,600 | $21,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 57,068 | $19,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,800 | $19,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,364 | $18,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,154 | $18,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 27,987 | $17,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 14,732 | $17,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,759 | $17,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,150 | $16,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 20,538 | $16,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 11,700 | $16,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,336 | $15,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 20,240 | $15,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 12,600 | $15,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 19,736 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,574 | $15,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 14,255 | $15,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 24,400 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 48,515 | $14,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,979 | $14,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,800 | $14,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,500 | $14,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 21,619 | $14,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,516 | $14,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,812 | $13,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,900 | $13,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,450 | $13,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,100 | $13,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,357 | $13,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 24,081 | $13,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 38,600 | $13,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 12,164 | $13,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 20,046 | $13,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 11,300 | $13,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,600 | $12,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 18,153 | $12,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 18,876 | $12,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,300 | $12,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 10,200 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,410 | $11,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,746 | $11,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 16,300 | $11,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 40,031 | $11,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,495 | $11,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,500 | $11,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 16,100 | $11,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 12,885 | $10,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,385 | $9,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,400 | $9,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 56,700 | $9,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,300 | $8,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 12,000 | $7,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 10,273 | $7,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 54,724 | $6,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,229 | $5,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 16,694 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 383,176 | $4,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,398 | $4,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 29,173 | $4,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 13,300 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-16-021307 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001628280-17-000223 | base | 2017-01-13 | acceptance time not in the bulk data set |