13F-HR filed by SVB WEALTH LLC
SVB WEALTH LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-10, with 755 holding rows worth $6,063,711,000.
- Accession
- 0001626116-20-000009
- Filer
- CIK 1626116
- Filed
- 2020-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,317 entries on the cover page, a total value of $6,063,711,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,063,711,000 with VALUE read as thousands by filing date, 13F file number 028-16447. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPINNACLE ASSOCIATES LTD028-01669
- included managerBlackRock Investment Management, LLC028-12016
- included managerNORTH AMERICAN MANAGEMENT CORP028-02686
- included managerRiver Road Asset Management, LLC028-11487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,982 | $322,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 19,065 | $319,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,019 | $318,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,748 | $317,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,354 | $317,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 563 | $316,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,739 | $315,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 28,228 | $314,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,736 | $314,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,648 | $312,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,111 | $309,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 25,335 | $309,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,190 | $307,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,677 | $307,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,044 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,275 | $305,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 9,500 | $305,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,867 | $304,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,175 | $303,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,872 | $302,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,000 | $301,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,154 | $300,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,759 | $300,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 62,471 | $299,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,836 | $299,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 6,847 | $299,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,886 | $298,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 20,147 | $298,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOUIS VUITTON | F58485115 | COMMON STOCK | 634 | $296,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,125 | $295,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,075 | $295,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,616 | $294,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,220 | $294,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 64,066 | $293,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 15,894 | $293,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,205 | $292,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,603 | $290,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,000 | $289,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,247 | $288,000 | thousands by filing date | |
| ROYAL CARIBBEAN CRUISE CLL OPT | 4576679OM | CALL | 100 | $286,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,011 | $283,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,538 | $282,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,491 | $281,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,645 | $281,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,967 | $276,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,367 | $276,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,293 | $274,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,184 | $272,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,768 | $271,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 22,005 | $271,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 10,163 | $271,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,386 | $270,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 649 | $269,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 38,897 | $268,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,015 | $266,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,800 | $266,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,112 | $264,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 4,018 | $262,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,858 | $261,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,480 | $261,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 12,707 | $261,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,091 | $259,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,779 | $259,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 39,435 | $258,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,555 | $255,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,510 | $255,000 | thousands by filing date | |
| BLACKSTONE REAL ESTATE INCOME | 09499T253 | COM | 23,256 | $254,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,679 | $253,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,108 | $248,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,994 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,825 | $247,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,355 | $246,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,816 | $246,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,997 | $245,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,698 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,486 | $243,000 | thousands by filing date | |
| VESTAS WIND SYS AS SHS | K9773J128 | COM | 1,485 | $241,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,449 | $240,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,311 | $238,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,677 | $236,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,987 | $235,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 5,623 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,000 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,809 | $234,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 2,494 | $234,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 7,657 | $234,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,811 | $232,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,043 | $231,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,472 | $231,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,351 | $231,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,285 | $231,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 3,996 | $231,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,439 | $230,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,097 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,527 | $230,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 91,895 | $230,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 827 | $229,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,331 | $229,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,777 | $228,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,910 | $228,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,897 | $227,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,782 | $227,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 693 | $227,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 479 | $225,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,794 | $224,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,241 | $223,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,696 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,096 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,567 | $223,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,370 | $222,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,699 | $222,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,818 | $221,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,356 | $220,000 | thousands by filing date | |
| SUBARU CORP ADR | 86428V104 | COM | 22,857 | $220,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,291 | $219,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,041 | $219,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,163 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,920 | $218,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,040 | $217,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,009 | $216,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,697 | $215,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,267 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 6,316 | $215,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,636 | $211,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 25,000 | $211,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 13,077 | $210,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,263 | $209,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 8,387 | $208,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 20,000 | $208,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 5,807 | $206,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 10,903 | $205,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,060 | $203,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,445 | $203,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,200 | $203,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 10,645 | $203,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 11,480 | $203,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,871 | $201,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 20,959 | $201,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 16,000 | $198,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,225 | $195,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 106995913 | COM | 11,627 | $195,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 23,725 | $190,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N302 | CL A | 14,200 | $190,000 | thousands by filing date | |
| RECRUIT HOLDINGS CO LTD ADR | 75629J101 | COM | 23,839 | $188,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 33,105 | $187,000 | thousands by filing date | |
| MUSCLEPHARM CORP NEW COM | 627335201 | EQUITY | 3,648,355 | $182,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,375 | $178,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 12,575 | $177,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,422 | $176,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 26,595 | $173,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 11,449 | $170,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 20,018 | $169,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,700 | $168,000 | thousands by filing date | |
| Societe Generale | 83364L109 | Equity | 60,665 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 3,775 | $158,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 17,653 | $153,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 18,878 | $144,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 28,080 | $143,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 10,982 | $140,000 | thousands by filing date | |
| HENDERSON LAND DEV ADR | 425166303 | COM | 37,585 | $138,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,402 | $134,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,810 | $132,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,500 | $129,000 | thousands by filing date | |
| AMS AG UNSPONSORED ADR | 03217C106 | COM | 11,115 | $127,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 10,628 | $123,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 15,068 | $122,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,218 | $119,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 29,410 | $118,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,000 | $118,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,250 | $114,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 829 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,500 | $105,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,000 | $103,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,663 | $102,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 18,411 | $102,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 39,592 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,350 | $98,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,954 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 875 | $97,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,381 | $97,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 15,251 | $97,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,133 | $96,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 14,081 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,000 | $93,000 | thousands by filing date | |
| SCOR SPONSORED ADR | 80917Q106 | ADR | 31,620 | $88,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,711 | $85,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,200 | $80,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 35,044 | $79,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,442 | $78,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,000 | $75,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 17,813 | $72,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 37,989 | $70,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,017 | $69,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,904 | $64,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,558 | $62,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 19,763 | $62,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,999 | $61,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,682 | $60,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 413 | $54,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,161 | $54,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,045 | $51,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 19,000 | $51,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 789 | $49,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 20,632 | $49,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,337 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 529 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 4,000 | $39,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 6,154 | $38,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 29,974 | $38,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 866 | $35,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 600 | $33,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 152 | $32,000 | thousands by filing date | |
| RELIEF THERAPEUTICS HOLDING SA | h6759s100 | COM | 50,000 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 354 | $28,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 1,732 | $26,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,085 | $25,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 15,810 | $24,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 2,000 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 640 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1,500 | $18,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 12,120 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,200 | $15,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,940 | $15,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,000 | $13,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,129 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 83 | $12,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 456 | $11,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,135 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 100 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 750 | $10,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 399 | $10,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 645,000 | $10,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 166 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 128 | $8,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 30 | $7,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 54 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,516 | $7,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 19,763 | $7,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 250 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 134 | $6,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 853 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 381 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 40 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 187 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 65 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 372 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 27 | $1,000 | thousands by filing date | |
| SILICON GRAPHICS INC | 827056102 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL TECHNOLOGIES | 378949101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Celexpress Inc. | 15103A101 | COM | 653,845 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOIL INC | 371924101 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Connected Media Technologies I | 20753r107 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 57,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001626116-20-000009 | this filing | 2020-11-10 | acceptance time not in the bulk data set |