13F-HR filed by SVB WEALTH LLC
SVB WEALTH LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 662 holding rows worth $5,493,466,000.
- Accession
- 0001626116-20-000002
- Filer
- CIK 1626116
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 760 entries on the cover page, a total value of $5,493,466,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,493,466,000 with VALUE read as thousands by filing date, 13F file number 028-16447. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPINNACLE ASSOCIATES LTD028-01669
- included managerBlackRock Investment Management, LLC028-12016
- included managerNORTH AMERICAN MANAGEMENT CORP028-02686
- included managerRiver Road Asset Management, LLC028-11487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 6,286 | $303,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,120 | $302,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 7,127 | $299,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,094 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,176 | $292,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,310 | $288,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,069 | $287,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 34,944 | $286,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,548 | $285,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,850 | $285,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,191 | $283,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 11,926 | $282,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,526 | $276,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,424 | $274,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,000 | $273,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 925 | $271,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,444 | $270,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,518 | $266,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,275 | $263,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 9,312 | $263,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,450 | $261,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,525 | $261,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 27,826 | $261,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,148 | $257,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,496 | $257,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,143 | $255,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,782 | $253,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,942 | $250,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,486 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,672 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,545 | $248,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 867 | $247,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,952 | $247,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,038 | $247,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 106995913 | COM | 2,907 | $247,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,504 | $246,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,803 | $246,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,714 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,920 | $243,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 7,076 | $239,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,497 | $237,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,196 | $235,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,732 | $232,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,625 | $231,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,189 | $231,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,331 | $230,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 25,000 | $230,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 5,506 | $229,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,241 | $228,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 11,520 | $228,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,000 | $227,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,784 | $226,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,256 | $225,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,644 | $225,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,538 | $224,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,381 | $221,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,942 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,769 | $220,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,281 | $219,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,335 | $216,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,614 | $216,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,795 | $216,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,361 | $213,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,331 | $212,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,488 | $211,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 11,558 | $210,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 618 | $209,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,670 | $206,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,461 | $205,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,344 | $204,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 9,500 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,800 | $203,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,750 | $202,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,317 | $202,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,318 | $201,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,010 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,000 | $200,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,664 | $198,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 11,606 | $190,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 14,033 | $185,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,289 | $181,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,300 | $180,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,539 | $179,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 3,775 | $177,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,106 | $176,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 11,137 | $175,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 109,436 | $167,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 5,285 | $165,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,350 | $152,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 46,621 | $140,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,000 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 507 | $121,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,520 | $106,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,148 | $98,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 12,147 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,064 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,500 | $93,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,500 | $92,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 5,331 | $88,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 15,274 | $85,000 | thousands by filing date | |
| RECRUIT HOLDINGS CO LTD ADR | 75629J101 | COM | 10,897 | $82,000 | thousands by filing date | |
| Equatorial Energia SA | 294411103 | COM | 13,262 | $75,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,380 | $74,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,045 | $72,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 463 | $71,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y586 | CORNERSTONE SM | 1,800 | $68,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 10,465 | $66,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 19,000 | $64,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 19,763 | $62,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,904 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 4,000 | $56,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 413 | $53,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,261 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 529 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 8,000 | $34,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,000 | $29,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 2,000 | $28,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 152 | $27,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 640 | $25,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 617 | $24,000 | thousands by filing date | |
| HAMILTON THORNE ORD | 407891100 | COM | 26,957 | $22,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,551 | $21,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,116 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,200 | $15,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,129 | $14,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,286 | $14,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,135 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 100 | $12,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,021 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 750 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 45 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 50 | $8,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 489 | $7,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 19,763 | $7,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 635,000 | $7,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 30 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 60 | $6,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 179 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 91 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 71 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 90 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 40 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 62 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 151 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 78 | $4,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 159 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 152 | $4,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 95 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 38 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 27 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 65 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 372 | $2,000 | thousands by filing date | |
| CRYSTAL PEAK MINERALS INC COM | 22938T107 | Common Stock | 39,337 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 49 | $1,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 50,000 | $1,000 | thousands by filing date | |
| SILICON GRAPHICS INC | 827056102 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL TECHNOLOGIES | 378949101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Celexpress Inc. | 15103A101 | COM | 653,845 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Connected Media Technologies I | 20753r107 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACAT RECEIVE PENDING BETTER DESCRIPTION | 000993402 | Stock | 56,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001626116-20-000002 | this filing | 2020-02-13 | acceptance time not in the bulk data set |