13F-HR filed by Capital Analysts, LLC
Capital Analysts, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 740 holding rows worth $1,139,091,000.
- Accession
- 0001624758-21-000002
- Filer
- CIK 1624758
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 740 entries on the cover page, a total value of $1,139,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,139,091,000 with VALUE read as thousands by filing date, 13F file number 028-16292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 250 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 264 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 124 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HP INC COM | 40434L105 | Stock | 882 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 170 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 300 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 90 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 115 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 205 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,271 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185L103 | COM | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 300 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 572 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 624 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 142 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 200 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,315 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,287 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 172 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 553 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 97 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 143 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATHAY GEN BANCORP | 149150104 | COM | 582 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 2,800 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 77 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 415 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,120 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 332 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 319 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 100 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROKU INC COM CL A | 77543R102 | Stock | 50 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 400 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 315 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 441 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 600 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602103 | SHS | 204 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,208 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 730 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYSTEMS INC | 177376100 | COM | 110 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,600 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 188 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 491 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 88 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 237 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 109 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 351 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 67 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 212 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 300 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 754 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 192 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 300 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 225 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 109 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 230 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 66 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 541 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 48 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 750 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 377 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 62 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 156 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 59 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Utilities ETF | 92204A876 | SHS | 73 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 228 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 214 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 700 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 345 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 94 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 166 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 248 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 23 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 750 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 265 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 347 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 169 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 212 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 85 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 265 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 140 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 400 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 70 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 153 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 138 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 350 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 385 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 320 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 265 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 123 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 625 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 9 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 52 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 146 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 46 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONTIER CORPORATION | 928881101 | COM | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 710 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 126 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 833 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 375 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 135 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 55 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 1,131 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 377 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,020 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 39 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 230 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 122 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 971 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 223 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,620 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 105 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 166 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 66 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 19 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 540 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 205 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 90 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 16 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 296 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 60 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 177 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 165 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 39 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 80 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 48 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 260 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 32 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 146 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 94 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,070 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 83 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 275 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 98 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRICIDA INC | 89610F101 | COM | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 113 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 197 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 26 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 59 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 125 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 44 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 919 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 58 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 32 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 31 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 134 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 54 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 166 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 21 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 105 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 69 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 16 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890109 | COM | 68 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 90 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 27 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 91 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDE PLC | G5494J103 | SHS | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343X100 | COM | 42 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 59 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global REIT ETF | 46434V647 | SHS | 84 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 37 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 208 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 57 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 909 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 69 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARMIN LTD SHS | H2906T109 | Stock | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 133 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS GROUP AG SHS | H42097107 | Stock | 175 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 46 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 44 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 18 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCOR PLC | G0250X107 | ORD | 208 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 21 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 81 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 98 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 49 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 40 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 341 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO INTL INC COM | 95082P105 | Stock | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON OIL CORP | 565849106 | COM | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 47 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMR GROUP INC | 74967R106 | CL A | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYFRONTIER CORP | 436106108 | COM | 55 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 69 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624758-21-000002 | this filing | 2021-02-16 | acceptance time not in the bulk data set |