13F-HR filed by Capital Analysts, LLC
Capital Analysts, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 565 holding rows worth $877,149,000.
- Accession
- 0001624758-18-000008
- Filer
- CIK 1624758
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 565 entries on the cover page, a total value of $877,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $877,148,598 with VALUE read as dollars, detected, 13F file number 028-16292. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENBRIDGE INC COM | 29250N105 | Stock | 110 | $3,551 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 190 | $3,440 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,000 | $3,409 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50 | $3,370 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000 | $3,099 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $3,067 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $3,027 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 45 | $2,941 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 3,000 | $2,820 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 1,600 | $2,816 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 278 | $2,788 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,000 | $2,761 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 40 | $2,739 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,000 | $2,639 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,000 | $2,601 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2 | $2,581 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TENNECO INC | 880349105 | COM | 58 | $2,444 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| RMR GROUP INC | 74967R106 | CL A | 26 | $2,437 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PARSLEY ENERGY INC | 701877102 | CL A | 83 | $2,427 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $2,414 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 44 | $2,392 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 14 | $2,346 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 55 | $2,169 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $2,122 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,115 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL COLLINS INC | 774341101 | COM | 15 | $2,107 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 420 | $2,083 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 116 | $2,036 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,000 | $2,034 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 28 | $1,967 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 17 | $1,936 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,000 | $1,847 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 59 | $1,812 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 72 | $1,804 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,000 | $1,800 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 11 | $1,771 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KLX INC | 482539103 | COM | 27 | $1,695 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 138 | $1,686 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,000 | $1,673 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 46 | $1,660 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606NAB5 | NOTE | 1,000 | $1,633 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,000 | $1,604 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 16 | $1,603 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H404 | DEP PDF SR A | 20 | $1,589 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,000 | $1,535 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,000 | $1,482 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 37 | $1,350 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9 | $1,261 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,197 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,152 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 57 | $1,146 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1 | $1,086 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000 | $1,014 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TELLURIAN INC NEW | 87968A104 | COM | 111 | $995 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONYFINL | 87165B103 | STOK | 32 | $994 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 53 | $923 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495102 | COM | 15 | $832 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18 | $712 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 7 | $701 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18 | $685 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 3 | $661 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 19 | $657 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 6 | $657 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 29 | $576 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| MONGODB INC CL A | 60937P106 | Stock | 7 | $570 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001624758-18-000008 | this filing | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001624758-18-000009 | base | 2018-11-07 | acceptance time not in the bulk data set |