13F-HR filed by FEDERATED HERMES, INC.
FEDERATED HERMES, INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 2,190 holding rows worth $40,687,301,000.
- Accession
- 0001623632-19-001527
- Filer
- CIK 1056288
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,757 entries on the cover page, a total value of $40,687,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,687,301,000 with VALUE read as thousands by filing date, 13F file number 028-04375. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFEDERATED INVESTMENT COUNSELING028-01454
- included managerFEDERATED INVESTMENT MANAGEMENT CO028-04377
- included managerFEDERATED ADVISORY SERVICES CO028-10899
- included managerFEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA028-10900
- included managerFEDERATED GLOBAL INVESTMENT MANAGEMENT CORP028-04379
- included managerFEDERATED MDTA LLC028-06902
- included managerHERMES INVESTMENT MANAGEMENT LTD028-10437
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 795 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 59 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARUS CORP NEW | 18270P109 | COM | 269 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTHERM INC | 37253A103 | COM | 80 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCGRATH RENTCORP | 580589109 | COM | 41 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRH PLC ADS | 12626K203 | ADR | 93 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 118 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 190 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDLYTICS INC | 14161W105 | COM | 102 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 204 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 256 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 90 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,823 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 149 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F104 | COMMON STOCK | 153 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 69 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 284 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 382 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFENEX INC | 717071104 | COM | 359 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTA SVCS INC | 74762E102 | COM | 59 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKLE INC COM | 118440106 | Stock | 103 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 211 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 37 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERC HLDGS INC COM | 42704L104 | Stock | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 132 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAKER HOUGHTON | 747316107 | COM | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 141 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 10 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 62 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 23 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 202 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 68 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 83 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 310 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 386 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 61 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 34 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,282 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YORK WATER CO | 987184108 | COMMON STOCK | 57 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 813 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473107 | COMMON STOCK | 744 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 558 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 419 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAYNES INTL INC | 420877201 | COM NEW | 68 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIBBETT INC | 428567101 | COM | 92 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 775 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEXYME INC | 22053A107 | COM | 95 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIVITY HEALTH INC | 88870R102 | COM | 140 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 96 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 33 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 354 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,428 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,180 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 955 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 343 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 59 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 483 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 551 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 156 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,004 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHILDRENS PL INC NEW | 168905107 | COM | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP COM | 729132100 | Stock | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LTC PPTYS INC COM | 502175102 | REIT | 1 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 147 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| V2X INC | 92242T101 | COM | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 83 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGAN INC | 04010E109 | COM | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULGENT GENETICS INC | 359664109 | COM | 99 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 63 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 68 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 95 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY USD0.01 | 20369C106 | COM | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP-CLASS A | 483548103 | COM | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDC ENERGY INC | 69327R101 | COM | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN VANGUARD CORP | 030371108 | COM | 84 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 62 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT WESTN BANCORP INC | 391416104 | COM | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 94 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 99 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD INDS INC | 691497309 | COM | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 21 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K103 | COM | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 119 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 264 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 36 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 81 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 71 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 159 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 45 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUILLIUM INC | 29446K106 | COM | 189 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 151 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 517 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 259 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 66 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DLH HLDGS CORP | 23335Q100 | COM | 85 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 587 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATO CORP NEW | 149205106 | CL A | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 282 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEYONDSPRING INC | G10830100 | SHS | 74 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIV GROUP LTD | G5005R107 | COM | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 42 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 297 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REV Group Inc | 749527107 | Common Stock | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 38 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREXON CORP | 46122T102 | COM | 253 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 79 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 127 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 322 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 195 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F208 | COMMON STOCK | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 246 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 480 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVERIC BIO INC | 46583P102 | COM | 187 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 164 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 217 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 82 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 118 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EROS INTL PLC | G3788M114 | SHS NEW | 47 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 603 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 32 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC NEW | 88642R117 | WARR | 141 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC NEW | 88642R125 | WARR | 152 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 734 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 3 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 667 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 738 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 369 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 974 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEAM INC | 878155100 | COM | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 375 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 600 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| P & F INDS INC | 692830508 | CL A NEW | 105 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DSP GROUP INC | 23332B106 | COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 62 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 909 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 62 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTELCO INC | 688823301 | CL A NEW | 110 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 39 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTROCORE INC | 28531P103 | COM | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEVATE CREDIT INC | 28621V101 | COM | 136 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 305 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTERRA INC | 34960W106 | COM | 172 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 411 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 44 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARE COM INC | 141633107 | COM | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 898 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 133 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTS INTERNATIONAL INC | 30283W104 | COM | 54 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 90 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E103 | COM | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,054 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVECTRA CORP | 67075N108 | COM | 388 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 225 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 730 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 131 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOWEB INC | 05335B100 | COM | 108 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MTBC INC | 55378G102 | COM | 313 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOCAGEN INC | 888846102 | COM | 173 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 296 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001623632-19-001527 | this filing | 2019-11-14 | acceptance time not in the bulk data set |