13F-HR/A filed by Elite Wealth Management, Inc.
Elite Wealth Management, Inc. filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2016-11-23, with 339 holding rows worth $68,018,000.
- Accession
- 0001622757-16-000023
- Filer
- CIK 1622757
- Filed
- 2016-11-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 339 entries on the cover page, a total value of $68,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $68,018,000 with VALUE read as thousands by filing date, 13F file number 028-17534. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intel Corp | 458140100 | COM | 463,286 | $11,225,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 48,600 | $7,796,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 42,078 | $4,638,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 128,636 | $4,444,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,679 | $3,045,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 103,839 | $1,606,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,719 | $1,028,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,519 | $1,024,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,874 | $975,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,714 | $962,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 18,175 | $908,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,311 | $901,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,573 | $874,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,575 | $872,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,084 | $865,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 18,797 | $858,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 13,037 | $852,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,218 | $846,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 18,612 | $843,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 23,077 | $834,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,131 | $831,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25,010 | $817,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 18,878 | $809,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 21,013 | $804,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 28,593 | $798,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 43,564 | $795,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 54,254 | $780,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,967 | $774,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 11,928 | $771,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 26,000 | $722,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 770 | $678,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $600,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,471 | $474,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 17,000 | $416,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 925 | $257,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,744 | $239,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,134 | $236,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,630 | $234,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,458 | $230,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,082 | $228,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,961 | $215,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,000 | $210,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,184 | $209,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,885 | $202,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,804 | $191,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,695 | $172,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $169,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 891 | $163,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,794 | $154,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,825 | $153,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,508 | $149,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,470 | $149,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,608 | $148,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,461 | $147,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,750 | $142,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,579 | $141,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,812 | $140,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,505 | $140,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,635 | $139,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 600 | $136,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,360 | $123,000 | thousands by filing date | |
| SABMillerPLCADS | 78572M105 | COMMON | 2,550 | $123,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,000 | $121,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,729 | $119,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,892 | $116,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,087 | $116,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,854 | $108,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 694 | $108,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,054 | $101,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,500 | $100,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 1,956 | $100,000 | thousands by filing date | call |
| VANGUARD STAR FD | 921909792 | VNGRD TIS SGNL | 3,371 | $99,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,390 | $98,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,401 | $96,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,824 | $94,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,600 | $92,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $90,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,216 | $88,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,110 | $87,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,500 | $85,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,740 | $84,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,012 | $84,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 850 | $83,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,346 | $83,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 1,122 | $82,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 685 | $81,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 140 | $80,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,001 | $80,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 189 | $80,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,674 | $80,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $79,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 1,268 | $78,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 666 | $78,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,556 | $77,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,800 | $77,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 3,232 | $77,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,540 | $76,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,506 | $76,000 | thousands by filing date | |
| RESERVE YIELD PLUS FUND IN LIQUIDATION | 825250103 | EQUITY | 76,348 | $76,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,099 | $74,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,191 | $74,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 945 | $73,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,115 | $73,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,708 | $72,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,028 | $72,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,000 | $71,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 934 | $70,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 608 | $68,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 587 | $67,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,444 | $66,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 1,620 | $65,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,475 | $64,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 980 | $62,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,635 | $61,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 4,100 | $60,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,150 | $59,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,301 | $57,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 340 | $57,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,961 | $56,000 | thousands by filing date | |
| BEHRINGER HARVARD REIT 1 INC NSA | 076999994 | EQUITY | 14,000 | $56,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,600 | $54,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,100 | $51,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 410 | $49,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 650 | $48,000 | thousands by filing date | |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 970 | $48,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 600 | $47,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 650 | $47,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,711 | $47,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 609 | $44,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,600 | $43,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 500 | $43,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 4,134 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,500 | $41,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 960 | $40,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $40,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 500 | $40,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 800 | $40,000 | thousands by filing date | |
| Gabelli Dividend & Income Trust Preferred Series A | 36242H203 | preferred stock | 1,600 | $40,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 938 | $39,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 368 | $38,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 906 | $37,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 800 | $37,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 500 | $36,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 652 | $36,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 400 | $34,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 300 | $33,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 463 | $33,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 300 | $32,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 1,079 | $31,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 750 | $31,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 910 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,200 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 314 | $29,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 285 | $29,000 | thousands by filing date | |
| CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N | 217996016 | EQUITY | 29,000 | $29,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,515 | $28,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $28,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 764 | $28,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,000 | $28,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,121 | $28,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 1,000 | $27,000 | thousands by filing date | |
| MARKET VECTORS GOLD MINERS | 57060U900 | COM | 170 | $27,000 | thousands by filing date | call |
| CORE RLTY HLDGS LLC BONDS SERIES 2007-A NS | 21870EAA0 | OPTION | 27 | $27,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 520 | $26,000 | thousands by filing date | call |
| JANUS HENDERSON GROWTH AND INCOME T | 471023200 | NTF EQUITY FUNDS | 649 | $25,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $24,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 390 | $24,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320956 | PUT | 309 | $24,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 566 | $23,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 300 | $23,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 411 | $23,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 674 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 424 | $23,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 678 | $22,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,400 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,000 | $22,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 202 | $21,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 234 | $21,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 850 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 520 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $20,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,700 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $20,000 | thousands by filing date | |
| Ally Financial Inc | 36186C301 | COM | 800 | $20,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 800 | $20,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 1,000 | $20,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 123 | $19,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 515 | $19,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 560 | $18,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 413 | $17,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 728 | $17,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $16,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $16,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 450 | $16,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 840 | $16,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445 | $16,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 108 | $16,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 300 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 588 | $15,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 375 | $14,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 200 | $14,000 | thousands by filing date | |
| Medical Facilities Corp | 58457V503 | Common | 1,000 | $14,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 276 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 334 | $13,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 200 | $13,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $12,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 300 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 267 | $12,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 347 | $12,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 195 | $11,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 3,000 | $11,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 469 | $10,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PTFLS ENE | 921908109 | MUTUAL | 161 | $10,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 382 | $9,000 | thousands by filing date | put |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 332 | $9,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 145 | $9,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 310 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 700 | $9,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX | 921909602 | Exchange Traded Funds | 616 | $9,000 | thousands by filing date | |
| COLE CREDIT PROPERTY TRUST II REIT NSA | 193989993 | EQUITY | 1,000 | $9,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 72 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 90 | $8,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $8,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $7,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 108 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 66 | $7,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 200 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 244 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 656 | $7,000 | thousands by filing date | |
| TESORO CORP | 881609951 | COM | 290 | $7,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 90 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $6,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 250 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 157 | $6,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 200 | $6,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 591 | $6,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,414 | $6,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908306 | TOTAL STK MKT | 160 | $6,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD INVESTOR CL | 922908108 | COM | 42 | $6,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 70 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 88 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 271 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 189 | $5,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 390 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 264 | $5,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 145 | $5,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 231 | $5,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 100 | $5,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 309 | $5,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 300 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 499 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $4,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 117 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 60 | $4,000 | thousands by filing date | |
| EOG RES INC | 26875P951 | PUT | 609 | $4,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 127 | $4,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $3,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 28 | $3,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 348 | $3,000 | thousands by filing date | put |
| HOME DEPOT INC | 437076952 | PUT | 382 | $3,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP | 892331957 | PUT | 348 | $3,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 100 | $3,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 674 | $3,000 | thousands by filing date | put |
| FEDEX CORP | 31428X956 | COM | 348 | $3,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 210 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 70 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 348 | $3,000 | thousands by filing date | put |
| VANGUARD EMERGING MKTS STOCK INDEX | 922042304 | COMMON | 116 | $3,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE GOVERNMENT SECURITIE | 949917561 | EQUITY | 286 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 29 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 72 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 49 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 36 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 28 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 108 | $2,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 114 | $2,000 | thousands by filing date | call |
| KEYCORP | 493267908 | CALL | 67 | $2,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 290 | $2,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 200 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 100 | $2,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 200 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80 | $2,000 | thousands by filing date | |
| LORILLARD INC | 544147951 | COM | 375 | $2,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 19 | $1,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11 | $1,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 32 | $1,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 618 | $1,000 | thousands by filing date | put |
| AMPHENOL CORP | 032095901 | CALL | 3 | $1,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 298 | $1,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 375 | $1,000 | thousands by filing date | put |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 97 | $1,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 75 | $1,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 200 | $1,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 24 | $1,000 | thousands by filing date | call |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 378 | $1,000 | thousands by filing date | put |
| WESTERN REFINING INC | 959319954 | COM | 73 | $1,000 | thousands by filing date | put |
| ACE LTD | H0023R955 | COM | 309 | $1,000 | thousands by filing date | put |
| BLACKROCK INC | 09247X951 | COM | 28 | $1,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO/THE | 55826P950 | Cmn | 110 | $1,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 70 | $1,000 | thousands by filing date | call |
| FIRSTHAND FDS TECH OPPRTNS FD | 337941504 | MF | 189 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMGEN INC | 031162900 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 203 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAUDER ESTEE COS INC | 518439954 | PUT | 372 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054959 | PUT | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOOZ ALLEN HAMILTON HLDG COR | 099502956 | CL A | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TURKCELL ILETISIM | 900111904 | SPON ADR NEW | 96 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNYMAC MTG INVT TR | 70931T953 | COM | 382 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696955 | COM NEW | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC | 03076C956 | COM | 167 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAXAIR INC | 74005P954 | COM | 543 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORP-A | 25470M959 | COM | 199 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COOPER TIRE RUBBER | 216831957 | COM | 298 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS PARTNERS LP | 96950F954 | COM | 165 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC-A | G5480U954 | COM | 290 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GULFPORT ENERGY CORP | 402635954 | Option | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RETAIL PROPERTIES AMER * | 76131V509 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEARNING PRIORITY INC COM | 52201E107 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCH OFFSHORE INC DELISTED 7/20/6 | 891019101 | EQUITY | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDAM (2) MM PORT INVESTOR CL | 87236U999 | EQUITY | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITE HALL ENTERPRISES COM | 965042104 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM POWER CORP COM | 751308107 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHEROGENICS INC COM | 047439104 | EQUITY | 4,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001622757-16-000014 | superseded | 2016-11-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001622757-16-000023 | this filing | 2016-11-23 | acceptance time not in the bulk data set |