13F-HR filed by Elite Wealth Management, Inc.
Elite Wealth Management, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2016-11-23, with 343 holding rows worth $123,505,000.
- Accession
- 0001622757-16-000016
- Filer
- CIK 1622757
- Filed
- 2016-11-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 343 entries on the cover page, a total value of $123,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,505,000 with VALUE read as thousands by filing date, 13F file number 028-17534. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 147,096 | $27,508,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 488,395 | $12,607,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 124,676 | $5,110,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 244,091 | $3,808,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 35,276 | $2,606,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,479 | $2,503,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,069 | $2,393,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,888 | $2,288,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 37,112 | $2,253,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 80,540 | $2,085,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 47,287 | $2,064,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 115,707 | $2,043,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,467 | $1,770,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 23,531 | $1,727,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,477 | $1,646,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 39,600 | $1,593,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 25,673 | $1,512,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 38,596 | $1,492,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,067 | $1,472,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 23,067 | $1,441,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 17,335 | $1,421,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 18,541 | $1,364,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,534 | $1,360,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,730 | $1,310,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,996 | $1,266,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25,277 | $1,264,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 35,001 | $1,175,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,163 | $1,145,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 66,525 | $1,144,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,182 | $1,143,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,811 | $1,133,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 8,530 | $1,115,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 21,934 | $1,111,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 36,111 | $1,023,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,004 | $965,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,350 | $962,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,988 | $960,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,838 | $955,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,074 | $895,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,534 | $883,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,245 | $859,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 19,200 | $746,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 21,200 | $707,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $620,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,027 | $582,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,490 | $581,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 38,000 | $561,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,222 | $558,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,536 | $557,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,889 | $555,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 6,487 | $551,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,946 | $551,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,880 | $551,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,421 | $545,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,377 | $544,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,766 | $511,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,780 | $395,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,900 | $360,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,433 | $355,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,000 | $347,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 250 | $298,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,070 | $248,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 2,090 | $247,000 | thousands by filing date | call |
| UBS AG | H89231338 | SHS | 11,323 | $235,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,087 | $215,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,702 | $202,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,486 | $197,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,470 | $192,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,669 | $166,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,000 | $163,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,409 | $162,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,020 | $161,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 600 | $152,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,354 | $148,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,000 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,030 | $136,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,357 | $122,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,400 | $119,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 7,800 | $113,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,925 | $100,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $99,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,054 | $99,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,500 | $99,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 2,517 | $99,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,201 | $98,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,237 | $96,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,300 | $92,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,121 | $88,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,272 | $85,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 912 | $85,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,000 | $85,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,000 | $84,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,050 | $80,000 | thousands by filing date | |
| RESERVE YIELD PLUS FUND IN LIQUIDATION | 825250103 | EQUITY | 76,348 | $76,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 620 | $75,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,500 | $75,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 854 | $74,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,800 | $74,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,035 | $74,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,782 | $73,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 6,321 | $72,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,200 | $72,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,009 | $71,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,362 | $71,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,053 | $68,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 679 | $67,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 300 | $65,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 643 | $64,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,794 | $62,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 369 | $62,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,194 | $61,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 5,000 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,300 | $60,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,000 | $59,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,600 | $58,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 4,100 | $58,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,307 | $56,000 | thousands by filing date | |
| CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N | 217996016 | EQUITY | 56,000 | $56,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,523 | $55,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,330 | $54,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 609 | $54,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,000 | $50,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 790 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 485 | $49,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 859 | $49,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,949 | $49,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 790 | $46,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 400 | $44,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 513 | $43,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 500 | $43,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 762 | $43,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 874 | $42,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 533 | $41,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 300 | $41,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 300 | $41,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 500 | $41,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 800 | $41,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 3,665 | $41,000 | thousands by filing date | |
| Gabelli Dividend & Income Trust Preferred Series A | 36242H203 | preferred stock | 1,600 | $41,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $40,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,280 | $37,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 566 | $37,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $36,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 319 | $35,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 400 | $35,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 700 | $35,000 | thousands by filing date | |
| FIDELITY SELECT BIOTECHNOLOGY | 316390772 | EQUITY FUNDS | 181 | $35,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 790 | $34,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 800 | $34,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,050 | $34,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 273 | $33,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $33,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 2,000 | $33,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 18,750 | $33,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 400 | $32,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 851 | $32,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,606 | $31,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 400 | $31,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,200 | $31,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,200 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 272 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 314 | $30,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $30,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 141 | $29,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 495 | $29,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 236 | $28,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 800 | $28,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,121 | $28,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $27,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 559 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 174 | $27,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 459 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 424 | $26,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 679 | $25,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 674 | $25,000 | thousands by filing date | |
| CHINA MOBILE LTD-SPON ADR | 16941M909 | COM | 79 | $25,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 566 | $24,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 300 | $24,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 400 | $24,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 488 | $23,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,000 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,000 | $23,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 300 | $23,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 500 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 251 | $22,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 117 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $22,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 280 | $21,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 184 | $21,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,700 | $21,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 200 | $21,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941909 | COM | 205 | $21,000 | thousands by filing date | call |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 800 | $21,000 | thousands by filing date | |
| STRATASYS LTD | 011267213 | EQUITY | 200 | $21,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300 | $20,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 202 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $20,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 276 | $19,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 750 | $19,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 142 | $19,000 | thousands by filing date | |
| INDUSTRIAL INCOME TRUST INC COMMON STOCK N | 45599D103 | EQUITY | 1,788 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 840 | $18,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC A | 140543109 | LOAD EQUITY FUND | 402 | $18,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 500 | $18,000 | thousands by filing date | |
| Medical Facilities Corp | 58457V503 | Common | 1,000 | $18,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 146 | $17,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200 | $17,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,015 | $17,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 375 | $16,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $16,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445 | $16,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 450 | $16,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 300 | $15,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 900 | $15,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 170 | $15,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 300 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $15,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 200 | $14,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 347 | $14,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 840 | $14,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 121 | $13,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 236 | $13,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,100 | $13,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $13,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 332 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 267 | $12,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 500 | $12,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 200 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 240 | $11,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,923 | $11,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 200 | $11,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $11,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $10,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $10,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 173 | $10,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 500 | $10,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 400 | $10,000 | thousands by filing date | |
| BEHRINGER HARVARD MULTIFAMILY REIT I NSA | 076990209 | EQUITY | 966 | $10,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 77 | $9,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 125 | $9,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 127 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216 | $9,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 165 | $9,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 250 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 148 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 208 | $9,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $9,000 | thousands by filing date | |
| MS 0 08/25/16 | 61759G612 | OPTION | 640 | $9,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 50 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 70 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 61 | $8,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 100 | $8,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 299 | $8,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 93 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 330 | $7,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 244 | $7,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 656 | $7,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 260 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 400 | $7,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 200 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FUND CL C | 880208301 | EQUITY | 569 | $7,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 175 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $6,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 231 | $6,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 772 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 480 | $6,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 400 | $6,000 | thousands by filing date | |
| ZODIAC EXPLORATION INC | 98978E101 | EQUITY | 200,000 | $6,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $5,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 149 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 78 | $5,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 80 | $5,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 300 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 300 | $5,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381 | $5,000 | thousands by filing date | |
| KEYCORP | 493267908 | CALL | 67 | $5,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 400 | $5,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 200 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 499 | $4,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 500 | $4,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 200 | $4,000 | thousands by filing date | |
| SEADRILL LTD | 7945E1057 | EQUITY | 100 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 30 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 99 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 60 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $3,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 400 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 80 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 200 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 50 | $2,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 12 | $2,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 70 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 24 | $1,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 60 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 48 | $1,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14 | $1,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 200 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 600 | $1,000 | thousands by filing date | |
| UBS AG-REG | H89231908 | COM | 28 | $1,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSCO CORP | 871829907 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EGGHEAD.COM INC | 282329101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411905 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BEMIS COMPANY | 081437905 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| T H Q INC NEW | 872443601 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ECHO GLOBAL LOGISTICS INC | 27875T901 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RINO INTERNATIONAL CORPOR | 766883102 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Battery Technologies Inc | 00752H102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Groen Bros Aviation Inc | 398743104 | Com | 26,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MINING CORP - RE | 147990469 | Common Stock | 4,239,385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGEL ACQUISITION CORXXX | 03462P109 | cs | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTEGRATED ENERGYINC | 16948P105 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CONSOLIDATED INDUS CORP RESTRICTED | 655115194 | EQUITY | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE TECHNOLOGY RESTRICTED | 65511A995 | EQUITY | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001622757-16-000016 | this filing | 2016-11-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001622757-16-000025 | base | 2016-11-23 | acceptance time not in the bulk data set |