13F-HR filed by Elite Wealth Management, Inc.
Elite Wealth Management, Inc. filed this 13F-HR for the quarter ended 2012-12-31, filed 2016-11-22, with 340 holding rows worth $80,436,000.
- Accession
- 0001622757-16-000012
- Filer
- CIK 1622757
- Filed
- 2016-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2012
A holdings report, 340 entries on the cover page, a total value of $80,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,436,000 with VALUE read as thousands by filing date, 13F file number 028-17534. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intel Corp | 458140100 | COM | 388,614 | $8,485,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 120,337 | $4,705,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 255,796 | $4,658,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 110,730 | $4,624,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 142,050 | $4,063,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,419 | $3,356,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,027 | $3,111,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 107,028 | $3,029,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 42,460 | $3,023,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 256,052 | $3,021,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 279,157 | $3,015,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 86,506 | $3,014,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 73,204 | $3,012,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 33,035 | $3,009,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 76,939 | $1,012,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 27,738 | $914,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 19,643 | $812,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,269 | $810,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 19,493 | $787,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,605 | $758,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 14,146 | $756,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,793 | $735,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,653 | $727,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,581 | $725,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,871 | $703,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 26,000 | $694,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 19,571 | $688,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 850 | $675,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,971 | $660,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,362 | $660,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 15,639 | $648,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,703 | $635,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 11,998 | $628,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 10,339 | $615,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,317 | $607,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 19,495 | $606,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 21,814 | $604,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 5,950 | $600,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 8,337 | $566,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 25,892 | $563,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 35,802 | $532,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $501,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,101 | $473,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,082 | $225,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,584 | $213,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,000 | $197,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 690 | $184,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,992 | $172,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $170,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,180 | $170,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,799 | $158,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $156,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,461 | $152,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,065 | $146,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,798 | $139,000 | thousands by filing date | |
| SABMillerPLCADS | 78572M105 | COMMON | 2,550 | $135,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,470 | $134,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,000 | $120,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 600 | $114,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,170 | $109,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,054 | $106,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,087 | $105,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,125 | $101,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,250 | $97,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $97,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,854 | $96,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 900 | $90,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,004 | $89,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,210 | $83,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $82,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,881 | $76,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,340 | $76,000 | thousands by filing date | |
| RESERVE YIELD PLUS FUND IN LIQUIDATION | 825250103 | EQUITY | 76,348 | $76,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,901 | $74,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,099 | $74,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,711 | $64,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 805 | $62,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,961 | $60,000 | thousands by filing date | |
| BEHRINGER HARVARD REIT 1 INC NSA | 076999994 | EQUITY | 14,000 | $56,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 600 | $49,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 500 | $49,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 3,665 | $49,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 448 | $47,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 800 | $46,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,080 | $44,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,500 | $42,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 345 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 438 | $41,000 | thousands by filing date | |
| UBS AG PFD LNK MATURE 5/28/2013 | 90268U176 | OPTION | 1,240 | $40,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 495 | $39,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,080 | $38,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 751 | $37,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 536 | $37,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 450 | $34,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 350 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 400 | $34,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 652 | $34,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $34,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 1,000 | $32,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,000 | $31,000 | thousands by filing date | |
| ACME PACKET INC | 004764106 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N | 217996016 | EQUITY | 29,000 | $29,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 931 | $28,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 251 | $27,000 | thousands by filing date | |
| CORE RLTY HLDGS LLC BONDS SERIES 2007-A NS | 21870EAA0 | OPTION | 27 | $27,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 292 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 424 | $24,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,088 | $23,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 345 | $23,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 674 | $23,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 330 | $22,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $22,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 390 | $22,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 728 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 520 | $21,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,700 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 509 | $21,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 850 | $21,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 1,000 | $21,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 530 | $20,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 885 | $20,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 400 | $20,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 280 | $20,000 | thousands by filing date | |
| Ally Financial Inc | 36186C301 | COM | 800 | $20,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 90 | $19,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 403 | $19,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 250 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 500 | $19,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445 | $19,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 560 | $19,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 208 | $18,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 123 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $18,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 413 | $18,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,000 | $18,000 | thousands by filing date | |
| HGR LIQUIDATING TRUST NSA | 43399D100 | REIT | 1,723 | $18,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 237 | $17,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 518 | $17,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 225 | $16,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 335 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 145 | $15,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 325 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 267 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 588 | $15,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 335 | $14,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 175 | $14,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 375 | $13,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 3,000 | $13,000 | thousands by filing date | |
| DAVIS FD CL C | 239080302 | EQUITY | 346 | $13,000 | thousands by filing date | |
| FUTURES PORTFOLIO FUND L.P. FUND A LP NSA | 36199D106 | EQUITY | 3 | $13,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 100 | $12,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 195 | $12,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 75 | $12,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 1,408 | $12,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 90 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 104 | $11,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 390 | $11,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 347 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 700 | $11,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 50 | $10,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 320 | $10,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 72 | $9,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 530 | $9,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $9,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 864 | $9,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G952 | CALL | 1,394 | $9,000 | thousands by filing date | put |
| COLE CREDIT PROPERTY TRUST II REIT NSA | 193989993 | EQUITY | 1,000 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 149 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $8,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 300 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 130 | $7,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 84 | $7,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 255 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 145 | $7,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 165 | $7,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 83 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 499 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 90 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381 | $6,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 264 | $6,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 231 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,414 | $6,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 90 | $5,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 131 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 70 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 88 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 271 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 189 | $5,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 390 | $5,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 1,701 | $5,000 | thousands by filing date | put |
| HEWLETT-PACKARD CO | 428236903 | COM | 42 | $5,000 | thousands by filing date | call |
| WALGREEN CO | 931422959 | COM | 1,226 | $5,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 74 | $4,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33 | $4,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 110 | $4,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 117 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 92 | $4,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 591 | $4,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 127 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 32 | $3,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 28 | $3,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 8 | $3,000 | thousands by filing date | call |
| MONDELEZ INTL INC | 609207905 | CL A | 18 | $3,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 770 | $3,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 210 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 70 | $3,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839956 | COM | 472 | $3,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 495 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 29 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 49 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 57 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 49 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 28 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 108 | $2,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 263 | $2,000 | thousands by filing date | put |
| EOG RES INC | 26875P951 | PUT | 502 | $2,000 | thousands by filing date | put |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 255 | $2,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 20 | $2,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 70 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100 | $2,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 144 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80 | $2,000 | thousands by filing date | |
| COINSTAR INC | 19259P950 | COM | 403 | $2,000 | thousands by filing date | put |
| FRANCESCAS HOLDINGS CORP | 351793954 | Cmn | 212 | $2,000 | thousands by filing date | put |
| BUCKEYE PARTNERS -LP | 118230901 | Cmn | 10 | $2,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 19 | $1,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 32 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 37 | $1,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 140 | $1,000 | thousands by filing date | put |
| BP PLC | 055622954 | PUT | 218 | $1,000 | thousands by filing date | put |
| MASTERCARD INCORPORATED | 57636Q954 | PUT | 403 | $1,000 | thousands by filing date | put |
| AMPHENOL CORP | 032095901 | CALL | 3 | $1,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457908 | CALL | 15 | $1,000 | thousands by filing date | call |
| PFIZER INC | 717081903 | CALL | 41 | $1,000 | thousands by filing date | call |
| BOEING CO | 097023955 | PUT | 263 | $1,000 | thousands by filing date | put |
| FORD MTR CO | 345370900 | CALL | 310 | $1,000 | thousands by filing date | call |
| WHIRLPOOL CORP | 963320956 | PUT | 226 | $1,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102955 | COM | 603 | $1,000 | thousands by filing date | put |
| LOUISIANA PAC CORP | 546347955 | COM | 263 | $1,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 12 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X959 | PUT | 265 | $1,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC | 620076957 | PUT | 133 | $1,000 | thousands by filing date | put |
| APACHE CORP | 037411955 | COM | 263 | $1,000 | thousands by filing date | put |
| DISH NETWORK CORP-A | 25470M959 | COM | 265 | $1,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q901 | COM | 150 | $1,000 | thousands by filing date | call |
| DU PONT (E.I.) DE NEMOURS | 263534909 | COM | 40 | $1,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 193 | $1,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503958 | COM | 140 | $1,000 | thousands by filing date | put |
| TESORO CORP | 881609951 | COM | 383 | $1,000 | thousands by filing date | put |
| FIRSTHAND FDS TECH OPPRTNS FD | 337941504 | MF | 189 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA AMERICA INC | 03836W103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC | 172967904 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLE INC | 037833900 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKE INC | 654106953 | PUT | 68 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META PLATFORMS INC | 30303M902 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STARBUCKS CORP | 855244909 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T INC | 00206R902 | CALL | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC | 44107P954 | PUT | 92 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISNEY WALT CO | 254687906 | COM | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POOL CORP | 73278L955 | PUT | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V900 | CALL | 180 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 489 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON PETE CORP | 56585A952 | PUT | 709 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCK & CO INC | 58933Y905 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOUTHERN COPPER CORP | 84265V905 | CALL | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOLLAR TREE INC | 256746958 | PUT | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LINCOLN NATL CORP IND | 534187959 | PUT | 123 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOYOTA MOTOR CORP | 892331957 | PUT | 263 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOGEN INC | 09062X953 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 710 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217950 | COM | 263 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MCDONALDS CORP | 580135901 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIGN TECHNOLOGY INC | 016255951 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARKER-HANNIFIN CORP | 701094954 | COM | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLSTATE CORP | 020002951 | COM | 460 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AFLAC INC | 001055902 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V | 500472953 | NY REGIS SHS NEW | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| F5 INC | 315616952 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GRAND CANYON ED INC | 38526M956 | PUT | 140 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| USANA HEALTH SCIENCES INC | 90328M957 | PUT | 140 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIRRUS LOGIC INC | 172755950 | PUT | 140 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARCHFIRST INC COM | 566244109 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTCOURT COMPANIES INC NEW | 416187201 | COMMON | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X955 | COM | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRECISION CASTPARTS CORP | 740189905 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAGELLAN MIDSTREAM PARTNERS | 559080956 | COM | 835 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSOL ENERGY INC. | 20854P959 | COM | 73 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RYLAND GROUP INC/THE | 783764953 | COM | 263 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y950 | COM | 334 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BROOKFIELD ASSET MANAGE-CL A | 112585954 | COM | 265 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700906 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KRAFT FOODS GROUP INC | 50076Q906 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGRIUM INC | 008916908 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIANRONG BLDG MATL HLDGS | 886305101 | EQUITY | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTRUST FINANCIAL SERVICES | 032359959 | Cmn | 460 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOMTAR CORP CMN STK | 257559953 | Cmn | 140 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GULFMARK OFFSHORE CMN STOCK | 402629958 | Cmn | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOWARD HUGHES CORP/THE | 44267D957 | Cmn | 719 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WORLD ACCEPTANCE CP/DE CMN STK | 981419954 | Cmn | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOLCANO CORP | 928645900 | Cmn | 261 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLUMBIA BANCORP/OR | 197231103 | Common Stock | 6,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MIDSTREAM PRTNRS L P | 573331955 | UNIT L P INT | 89 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVR REFNG LP | 12663P957 | COMUNIT REP LT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEARNING PRIORITY INC COM | 52201E107 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Telesystems Inc | 37936U104 | Common Stock | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCH OFFSHORE INC DELISTED 7/20/6 | 891019101 | EQUITY | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDAM (2) MM PORT INVESTOR CL | 87236U999 | EQUITY | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITE HALL ENTERPRISES COM | 965042104 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM POWER CORP COM | 751308107 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHEROGENICS INC COM | 047439104 | EQUITY | 4,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIA 100 INC NON-TRANSFERABLE SECURITY | 58440W105 | EQUITY | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRACLE ENTERTAINMENT INC NON-TRANSFERABLE | 604593103 | EQUITY | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ERA MINES INC COM | 644307100 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMP CORP COM | 75156P207 | EQUITY | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. Silica Holdings, Inc. | 90345E953 | OPTION | 403 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMANDA COMPANY INC NON-TRANSFERABLE SECURI | 022885206 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001622757-16-000012 | this filing | 2016-11-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001622757-16-000021 | base | 2016-11-23 | acceptance time not in the bulk data set |