13F-HR filed by Elite Wealth Management, Inc.
Elite Wealth Management, Inc. filed this 13F-HR for the quarter ended 2012-09-30, filed 2016-11-21, with 252 holding rows worth $67,000,000.
- Accession
- 0001622757-16-000011
- Filer
- CIK 1622757
- Filed
- 2016-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2012
A holdings report, 252 entries on the cover page, a total value of $67,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,221,000 with VALUE read as thousands by filing date, 13F file number 028-17534. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 265,008 | $16,839,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 363,581 | $7,497,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,128 | $6,454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 95,715 | $5,117,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 129,738 | $3,465,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,939 | $983,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,286 | $824,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,370 | $758,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 31,365 | $730,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 21,182 | $709,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 11,172 | $706,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 22,094 | $690,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 21,070 | $681,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 26,000 | $672,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 21,139 | $669,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 18,143 | $664,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,326 | $662,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 13,722 | $649,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,235 | $644,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 18,757 | $642,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 11,151 | $642,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 16,893 | $638,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,811 | $633,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 6,428 | $628,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 15,094 | $627,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,075 | $624,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 13,034 | $623,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 9,006 | $615,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 23,564 | $592,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 27,973 | $588,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 47,500 | $561,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 38,671 | $557,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,846 | $548,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $519,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,272 | $517,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 12,012 | $489,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,443 | $485,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,250 | $426,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 551 | $390,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,527 | $378,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,183 | $350,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,082 | $229,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,029 | $201,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 37,245 | $191,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,000 | $180,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,200 | $172,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,461 | $153,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,503 | $152,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $134,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,772 | $134,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,183 | $132,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,870 | $122,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,000 | $118,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 600 | $114,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,470 | $113,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,450 | $112,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 420 | $105,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,054 | $105,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,087 | $91,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $87,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $85,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,951 | $84,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,099 | $82,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,000 | $82,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,000 | $78,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,484 | $77,000 | thousands by filing date | |
| RESERVE YIELD PLUS FUND IN LIQUIDATION | 825250103 | EQUITY | 76,348 | $76,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $69,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,000 | $68,000 | thousands by filing date | |
| PIMCO REAL ESTATE REAL RTRN STRAT INST | 72200Q257 | Mutual Fund | 13,763 | $68,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,711 | $65,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 1,114 | $65,000 | thousands by filing date | |
| BEHRINGER HARVARD REIT 1 INC NSA | 076999994 | EQUITY | 14,000 | $65,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,301 | $61,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 3,663 | $58,000 | thousands by filing date | |
| PIMCO ALL ASSET FUND INST'L CLASS | 722005626 | Mutual Fund | 4,544 | $57,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 867 | $55,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,156 | $55,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,673 | $53,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,563 | $51,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 500 | $50,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,009 | $49,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,200 | $49,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,166 | $47,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 800 | $43,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,704 | $43,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,232 | $41,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 377 | $39,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,485 | $38,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 850 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 284 | $34,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 692 | $34,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 507 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 400 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 314 | $29,000 | thousands by filing date | |
| CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N | 217996016 | EQUITY | 29,000 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 459 | $28,000 | thousands by filing date | |
| CORE RLTY HLDGS LLC BONDS SERIES 2007-A NS | 21870EAA0 | OPTION | 27 | $27,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 292 | $26,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 1,000 | $26,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 451 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 215 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 424 | $25,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 350 | $24,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $23,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 428 | $23,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 809 | $23,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 495 | $23,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 200 | $22,000 | thousands by filing date | |
| ACME PACKET INC | 004764106 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 674 | $22,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 187 | $21,000 | thousands by filing date | |
| Sandstorm Metls & Engy | 80013L100 | COM | 43,000 | $21,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 563 | $20,000 | thousands by filing date | |
| Ally Financial Inc | 36186C301 | COM | 800 | $20,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $19,000 | thousands by filing date | |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 150 | $19,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 217 | $18,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,700 | $18,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 850 | $18,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 710 | $17,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 413 | $17,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 208 | $16,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 400 | $16,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 123 | $16,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 235 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 530 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 937 | $16,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 163 | $15,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 3,000 | $15,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 210 | $14,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 375 | $13,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 110 | $12,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 150 | $11,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 389 | $11,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 68 | $11,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 350 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 169 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 140 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 439 | $10,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 72 | $9,000 | thousands by filing date | |
| COLE CREDIT PROPERTY TRUST II REIT NSA | 193989993 | EQUITY | 1,000 | $9,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 120 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 145 | $8,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 350 | $8,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 500 | $7,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 47 | $7,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 200 | $7,000 | thousands by filing date | |
| PIMCO FUNDS COMMODITY/REAL RTRN STRGY B | 722005576 | EQUITY | 1,024 | $7,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 100 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 135 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 499 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 88 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 90 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 800 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381 | $6,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 150 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,414 | $6,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 51 | $5,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 70 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 271 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $5,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 390 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 157 | $5,000 | thousands by filing date | |
| QUANTSOFT EQUITY FUND LP NSA | 74899E108 | EQUITY | 4,677 | $5,000 | thousands by filing date | |
| DWS US GOVT SECS STRAT GOVT SECURITIES FD | 23338C405 | EQUITY | 600 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 74 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 83 | $4,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 117 | $4,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 300 | $4,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 231 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 70 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 32 | $3,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $3,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 210 | $3,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 100 | $3,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 500 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 49 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 57 | $2,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 36 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 28 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 108 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 615 | $2,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 70 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80 | $2,000 | thousands by filing date | |
| HARRIS CORP | 413875905 | COM | 6 | $2,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 23 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 49 | $1,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 54 | $1,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V900 | CALL | 180 | $1,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 12 | $1,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 144 | $1,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W903 | COM | 17 | $1,000 | thousands by filing date | call |
| GENERAL ELECTRIC CO | 369604903 | COM | 80 | $1,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 9 | $1,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN SOLAR INC | 136635109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMER CORP | 060505904 | CALL | 142 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTEL CORP | 458140950 | PUT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE INC | 654106903 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORCL 280121C00240000 | 68389x905 | CALL | 60 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T INC | 00206R902 | CALL | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAIDU INC | 056752908 | CALL | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMPHENOL CORP | 032095901 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELI LILLY & CO | 532457908 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NETFLIX INC. | 64110L906 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEVRON CORPORATION | 166764900 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISNEY WALT CO | 254687906 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PEPSICO INC | 713448908 | CALL | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRIA GROUP INC | 02209S903 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERCK & CO INC | 58933Y905 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVARTIS AG | 66987V909 | SPONSORED ADR | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP | 517834907 | COM | 120 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABBOTT LABORATORIES | 002824900 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTCOURT COMPANIES INC NEW | 416187201 | COMMON | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOW CHEMICAL CO/THE | 260543903 | COM | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q901 | COM | 150 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLUMBIA BANCORP/OR | 197231103 | Common Stock | 6,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL WIRELESS INC COM STK | 15607P109 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEARNING PRIORITY INC COM | 52201E107 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCH OFFSHORE INC DELISTED 7/20/6 | 891019101 | EQUITY | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDAM (2) MM PORT INVESTOR CL | 87236U999 | EQUITY | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITE HALL ENTERPRISES COM | 965042104 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHEROGENICS INC COM | 047439104 | EQUITY | 4,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ERA MINES INC COM | 644307100 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENOVA HOLDINGS INC. RESTRICTED | 29355T197 | EQUITY | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KTK HOLDING COM COM | 482690104 | EQUITY | 13,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROMEDIA FIBER NETWORK-A NON-TRANSFERABL | 591689104 | EQUITY | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC CONTRA RESTRICTED WARRANTS | 719358996 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCON RESOURCES RECOVERY COM | 79970T106 | EQUITY | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERNTECK INC RESTRICTED | 960002996 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHO ENERGY DELISTED 8/4/11 | 192481208 | EQUITY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001622757-16-000011 | this filing | 2016-11-21 | acceptance time not in the bulk data set |