13F-HR filed by Richardson Capital Management LLC
Richardson Capital Management LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 134 holding rows worth $102,889,996.
- Accession
- 0001621646-24-000002
- Filer
- CIK 1621646
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 134 entries on the cover page, a total value of $102,889,996 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,889,996 with VALUE read as dollars as filed, 13F file number 028-23727. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIRON Financial LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 185 | $31,051,502 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 75 | $20,828,401 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 240 | $17,889,963 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 147 | $16,016,668 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| IJH | 464287507 | COM | 113 | $5,716,365 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,735 | $1,447,387 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 319 | $632,474 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,345 | $587,475 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,622 | $404,329 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18 | $369,112 | dollars as filed | |
| SPDW | 78463X889 | COM | 10,006 | $340,304 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,341 | $311,887 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,000 | $311,130 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 963 | $252,556 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,500 | $245,325 | dollars as filed | |
| SPY | 78462F103 | SHS | 501 | $238,098 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 774 | $234,618 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,444 | $209,932 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,345 | $208,126 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 15,070 | $188,676 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,086 | $186,610 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 2,250 | $177,660 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,000 | $176,400 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 754 | $175,425 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 4,000 | $173,120 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,403 | $169,027 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,000 | $168,160 | dollars as filed | |
| VWO | 922042858 | SHS | 3,934 | $161,699 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 6,718 | $157,806 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 5,777 | $151,531 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,212 | $146,957 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 300 | $143,289 | dollars as filed | |
| VTI | 922908769 | COM | 582 | $138,080 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 650 | $134,950 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 422 | $131,191 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,427 | $126,655 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,233 | $124,323 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,091 | $120,127 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,790 | $114,251 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 7,000 | $114,170 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 2,000 | $109,960 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,000 | $102,620 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 583 | $99,374 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 2,000 | $80,180 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,025 | $76,907 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 673 | $72,804 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 385 | $69,264 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 400 | $65,768 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,000 | $64,640 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 3,700 | $62,086 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 839 | $61,708 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 755 | $58,686 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 671 | $57,098 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 827 | $56,385 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 581 | $56,297 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,782 | $53,067 | dollars as filed | |
| Apple Inc | 037833100 | COM | 255 | $49,177 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 907 | $48,525 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 943 | $43,398 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 460 | $40,646 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 300 | $39,276 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1,154 | $39,262 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 876 | $37,004 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 100 | $35,666 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,000 | $33,670 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 7,500 | $33,450 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 156 | $31,244 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 374 | $31,158 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 184 | $30,406 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 746 | $30,258 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 553 | $28,811 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 280 | $27,605 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 218 | $26,760 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 52 | $26,384 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 624 | $24,383 | dollars as filed | |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 500 | $24,365 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 500 | $24,255 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 229 | $23,563 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 1,035 | $22,542 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 160 | $22,350 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 420 | $21,979 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 53 | $21,906 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 419 | $21,886 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 62 | $21,486 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 88 | $21,336 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 106 | $20,386 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 80 | $19,878 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 27 | $17,822 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 400 | $16,040 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,500 | $14,925 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 220 | $14,084 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 116 | $13,559 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 150 | $12,801 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 234 | $12,594 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 350 | $12,565 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 211 | $12,529 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 150 | $11,901 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 84 | $11,838 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 400 | $11,444 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 120 | $10,835 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 100 | $10,141 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 37 | $9,736 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 44 | $9,661 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 72 | $9,503 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 215 | $9,088 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 200 | $8,174 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 174 | $8,016 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 10,311 | $7,143 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 180 | $6,622 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 187 | $6,444 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 40 | $6,078 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 263 | $6,052 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 142 | $6,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 56 | $5,490 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 31 | $5,483 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 100 | $5,199 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 200 | $5,114 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 108 | $4,771 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 49 | $4,704 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 88 | $4,646 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 29 | $4,431 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 22 | $4,104 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10 | $3,883 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 32 | $3,361 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 91 | $2,855 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 15 | $2,528 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 28 | $2,241 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 34 | $1,966 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 52 | $1,946 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 484 | $1,564 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5 | $1,303 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5 | $1,302 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 16 | $1,238 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 16 | $654 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001621646-24-000002 | this filing | 2024-02-13 | acceptance time not in the bulk data set |