13F-HR filed by Merit Financial Group, LLC
Merit Financial Group, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-07, with 739 holding rows worth $3,056,213,561.
- Accession
- 0001621225-23-000010
- Filer
- CIK 1621225
- Filed
- 2023-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 740 entries on the cover page, a total value of $3,056,213,561 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,056,213,561 with VALUE read as dollars as filed, 13F file number 028-18446. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 8,793 | $409,314 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 4,812 | $409,142 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 13,688 | $405,706 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 54,924 | $404,791 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 9,842 | $404,785 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,280 | $403,898 | dollars as filed | |
| IVLU | 46435G409 | COM | 15,886 | $402,869 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,405 | $400,600 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 3,558 | $399,288 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 4,047 | $396,889 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15,584 | $394,743 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,564 | $394,543 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 41,200 | $390,988 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,197 | $390,983 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 8,719 | $390,196 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 60,459 | $389,961 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 18,288 | $387,706 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,385 | $385,536 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 938 | $385,092 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 303 | $384,168 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,762 | $383,342 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,179 | $383,071 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,076 | $381,839 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,397 | $376,085 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,577 | $375,826 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,397 | $375,755 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 5,693 | $371,867 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 953 | $371,020 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 65,874 | $370,212 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 22,153 | $370,180 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 10,897 | $369,391 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,412 | $366,132 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,793 | $365,475 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,282 | $365,298 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 2,611 | $364,260 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,586 | $364,111 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,191 | $363,566 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,835 | $363,175 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,131 | $359,008 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 14,347 | $354,758 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,301 | $354,062 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,506 | $353,680 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 23,836 | $352,537 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,180 | $351,675 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,316 | $350,785 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,752 | $349,732 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,314 | $347,481 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,593 | $346,255 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 5,701 | $342,022 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,691 | $341,455 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,153 | $340,338 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,695 | $339,202 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,746 | $337,184 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,181 | $334,556 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 2,033 | $334,393 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 32,850 | $332,441 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,210 | $332,367 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 46,350 | $332,327 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 10,709 | $332,178 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,507 | $329,107 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 8,617 | $328,911 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 24,740 | $326,070 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,775 | $324,632 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,342 | $324,495 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,991 | $323,597 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 8,248 | $323,577 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,950 | $323,561 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,208 | $322,005 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,583 | $321,558 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,974 | $321,324 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,306 | $321,261 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 18,674 | $318,761 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,250 | $314,078 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,845 | $313,718 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 644 | $312,064 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,824 | $310,126 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,549 | $309,661 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 18,246 | $309,457 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,810 | $309,359 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 16,360 | $309,040 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 7,429 | $308,395 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,818 | $307,049 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 1,629 | $304,783 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,310 | $302,742 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,025 | $302,455 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 29,755 | $301,719 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 8,623 | $301,715 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,210 | $299,061 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,942 | $298,719 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,795 | $297,848 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 18,569 | $296,540 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 7,229 | $296,298 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,834 | $290,597 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,397 | $288,018 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,512 | $287,693 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 12,633 | $287,403 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,414 | $286,392 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,700 | $286,034 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 3,844 | $285,417 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 4,738 | $285,388 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,909 | $284,804 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,751 | $284,745 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 738 | $284,580 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 4,176 | $284,124 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 15,000 | $283,050 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,479 | $278,888 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,730 | $278,749 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,023 | $278,179 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,371 | $277,267 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,047 | $276,173 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 13,754 | $273,980 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,671 | $273,217 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,243 | $272,153 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 3,150 | $269,955 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 6,875 | $269,431 | dollars as filed | |
| BONDBLOXX USD HIGH YIELD BOND SECTOR ROTATION ETF | 09789C770 | ETF | 18,624 | $267,761 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 59,392 | $267,266 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,087 | $267,017 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,990 | $266,430 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,304 | $266,155 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,045 | $266,113 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 10,843 | $265,545 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,798 | $264,807 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,723 | $264,243 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,163 | $264,142 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 5,200 | $263,224 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 8,140 | $262,678 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,435 | $261,690 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,202 | $260,675 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,107 | $259,370 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,246 | $259,174 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,785 | $257,667 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 11,221 | $257,181 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,500 | $254,555 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,224 | $251,635 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,117 | $251,179 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5,004 | $250,650 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,974 | $249,511 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 136 | $249,129 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 11,077 | $248,355 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,640 | $244,729 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,071 | $244,063 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,235 | $243,098 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,435 | $243,089 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 9,150 | $240,278 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,702 | $239,779 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 7,012 | $239,680 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,293 | $239,330 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,163 | $239,249 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 3,101 | $239,240 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 28,971 | $238,429 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 21,691 | $235,566 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 575 | $235,159 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,797 | $234,920 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,383 | $234,680 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,168 | $233,807 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,515 | $233,769 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 2,069 | $233,747 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 9,909 | $233,446 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,984 | $233,200 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,452 | $232,626 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,899 | $232,076 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 28,204 | $231,837 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,774 | $231,539 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,215 | $231,099 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,091 | $230,218 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,176 | $229,979 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,274 | $228,942 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 701 | $227,281 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,479 | $227,215 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,665 | $225,967 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 8,891 | $225,484 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 309 | $224,527 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,756 | $222,498 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,187 | $220,666 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,335 | $218,671 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,890 | $217,991 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,558 | $217,553 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 5,929 | $217,357 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,284 | $215,956 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,085 | $215,271 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,055 | $213,667 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,238 | $211,066 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,044 | $210,268 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,043 | $209,695 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 9,283 | $208,873 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,989 | $207,967 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 226 | $205,402 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,015 | $204,252 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 910 | $203,982 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,647 | $203,951 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,197 | $203,471 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,984 | $201,870 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,033 | $201,816 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 29,661 | $199,619 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 32,871 | $199,196 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 215,000 | $197,911 | dollars as filed | principal |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,011 | $195,118 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 36,370 | $193,850 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 19,869 | $189,749 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,225 | $186,919 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,390 | $176,911 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,518 | $163,939 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,531 | $161,648 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 11,416 | $151,376 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,325 | $150,435 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,189 | $145,902 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,884 | $143,283 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,012 | $137,359 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 66,800 | $134,936 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 60,600 | $132,714 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,184 | $120,866 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,149 | $120,271 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,503 | $112,087 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,251 | $109,155 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,928 | $105,853 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 13,176 | $104,617 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,389 | $98,593 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,272 | $95,936 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 32,750 | $92,355 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 12,136 | $90,653 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 14,637 | $90,603 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,126 | $82,169 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 12,300 | $79,335 | dollars as filed | |
| MIROMATRIX MED INC | 60471P108 | COM | 58,900 | $77,159 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,453 | $75,343 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 43,800 | $74,022 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 70,000 | $71,007 | dollars as filed | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,884 | $64,433 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,368 | $47,693 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 40,475 | $45,737 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,782 | $35,329 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 22,059 | $34,632 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 10,025 | $27,368 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,280 | $27,139 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,000 | $22,200 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,900 | $16,898 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,225 | $13,088 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 13,000 | $10,308 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001621225-23-000010 | this filing | 2023-11-07 | acceptance time not in the bulk data set |