13F-HR filed by HighPoint Advisor Group LLC
HighPoint Advisor Group LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-29, with 560 holding rows worth $993,193,000.
- Accession
- 0001616034-21-000003
- Filer
- CIK 1616034
- Filed
- 2021-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 561 entries on the cover page, a total value of $993,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $993,193,000 with VALUE read as thousands by filing date, 13F file number 028-16828. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,320 | $207,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 28,670 | $207,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,707 | $206,000 | thousands by filing date | |
| BUD | 757473103 | Stock | 2,847 | $205,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 20,935 | $203,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,384 | $201,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 4,210 | $201,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 27,741 | $199,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,465 | $196,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 16,853 | $195,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 20,135 | $194,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 37,067 | $185,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10,844 | $183,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,851 | $183,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,941 | $180,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,799 | $180,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 19,731 | $170,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,057 | $157,000 | thousands by filing date | |
| MIDLAND CAP HLDGS CORP | 59748B108 | Common Stock | 11,520 | $139,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,309 | $131,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,285 | $129,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,416 | $121,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 13,975 | $118,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,373 | $103,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,679 | $100,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,163 | $96,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 64,000 | $82,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $67,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 15,640 | $65,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 17,033 | $65,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,200 | $56,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,388 | $53,000 | thousands by filing date | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 26,750 | $40,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 25,985 | $39,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,500 | $38,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 38,036 | $36,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,791 | $33,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 18,127 | $28,000 | thousands by filing date | |
| RELIEF THERAPEUTICS HOLDING SA | h6759s100 | COM | 125,000 | $28,000 | thousands by filing date | |
| SUNHYDROGEN INC COM | 86738r108 | COM | 274,500 | $23,000 | thousands by filing date | |
| AURORA SOLAR TECHS INC | 05207J108 | Common Stock | 110,000 | $23,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 15,424 | $22,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 14,000 | $21,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,605 | $19,000 | thousands by filing date | |
| BRONDBYERNES IFFODBOLD AS B | K11667142 | Common Stock | 150,000 | $17,000 | thousands by filing date | |
| STARHILL GLOBAL REIT UNITS | Y7545N109 | COM | 22,000 | $9,000 | thousands by filing date | |
| ENZOLYTICS INC | 294112107 | COM | 42,470 | $8,000 | thousands by filing date | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 15,996 | $8,000 | thousands by filing date | |
| SPO NETWORKS INC | 78471B101 | Common Stock | 1,026,285 | $7,000 | thousands by filing date | |
| REFLECT SCIENTIFIC INC | 75866F101 | COM | 14,500 | $6,000 | thousands by filing date | |
| CHEMESIS INTL INC COM NEW | 163599202 | Stock | 12,750 | $5,000 | thousands by filing date | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 17,500 | $4,000 | thousands by filing date | |
| VIPER NETWORKS INC | 92762R105 | Common Stock | 366,666 | $4,000 | thousands by filing date | |
| SANUWAVE HEALTH INC | 80303D107 | COM | 20,000 | $4,000 | thousands by filing date | |
| EL CAPITAN PRECIOUS METALS INC COM | 282812106 | COM | 187,437 | $2,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 10,000 | $1,000 | thousands by filing date | |
| SCHOOL SPECIALTY INC NEW | 807864103 | Common Stock | 16,000 | $1,000 | thousands by filing date | |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 384,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCAN CORP | 29271J109 | Common Stock | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XALLES HOLDINGS INC | 98388D107 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616034-21-000003 | this filing | 2021-07-29 | acceptance time not in the bulk data set |