13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-21, with 679 holding rows worth $445,178,635.
- Accession
- 0001616026-25-000007
- Filer
- CIK 1616026
- Filed
- 2025-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 679 entries on the cover page, a total value of $445,178,635 stated on the cover page (in dollars after the unit check, H1), rows summing to $445,178,635 with VALUE read as dollars as filed, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 22 | $2,356 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 3 | $2,350 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 36 | $2,339 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 13 | $2,337 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 150 | $2,262 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 100 | $2,260 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 102 | $2,199 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 36 | $2,195 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 8 | $2,191 | dollars as filed | |
| CHARGEPOINT HLDGS INC CLASS A | 15961R303 | Equity | 200 | $2,184 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 8 | $2,162 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 15 | $2,148 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20 | $2,148 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 180 | $2,094 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 58 | $2,088 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 130 | $1,996 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50 | $1,960 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 254 | $1,943 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4 | $1,933 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 10 | $1,911 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11 | $1,902 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 20 | $1,897 | dollars as filed | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 20 | $1,885 | dollars as filed | |
| SPDW | 78463X889 | COM | 44 | $1,883 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 800 | $1,864 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 190 | $1,861 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 52 | $1,816 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 88 | $1,811 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 60 | $1,800 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 100 | $1,794 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 21 | $1,762 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 119 | $1,743 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 18 | $1,737 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 23 | $1,734 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 45 | $1,716 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 100 | $1,608 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 26 | $1,592 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 36 | $1,580 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 55 | $1,576 | dollars as filed | |
| WOLFSPEED INC | 97785W106 | COMMON STOCK | 54 | $1,555 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8 | $1,518 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 265 | $1,514 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 40 | $1,490 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 6 | $1,475 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 170 | $1,432 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 16 | $1,305 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 200 | $1,304 | dollars as filed | |
| UNUSUAL WHALES SUBVERSIVE DEMOCRATIC TRADING ETF | 886364199 | ETF | 29 | $1,299 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 4 | $1,292 | dollars as filed | |
| FIGURE TECHNOLOGY SOLUTIO | 349381103 | COM CL A | 35 | $1,273 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 500 | $1,230 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2 | $1,219 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 200 | $1,218 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 200 | $1,204 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 8 | $1,199 | dollars as filed | |
| FiscalNote Holdings Inc | 337655302 | Common Stock | 258 | $1,195 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 55 | $1,179 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T772 | SELE STO EUR ETF | 25 | $1,175 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 118 | $1,169 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 16 | $1,168 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 65 | $1,145 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 25 | $1,131 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2 | $1,125 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 15 | $1,097 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 9 | $1,092 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 44 | $1,091 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 24 | $1,082 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 40 | $1,052 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 212 | $1,024 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 10 | $1,002 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 5 | $992 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 100 | $983 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 40 | $977 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3 | $931 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 24 | $888 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 10 | $826 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20 | $810 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 4 | $802 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2 | $784 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 3 | $743 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 3 | $740 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 25 | $676 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 84 | $670 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 100 | $668 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505475 | RANG NUCL RE ETF | 10 | $651 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4 | $649 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 36 | $646 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12 | $637 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10 | $625 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 53 | $625 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 25 | $620 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 21 | $600 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 100 | $596 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 4 | $586 | dollars as filed | |
| TIDAL TRUST I | 886364181 | UNUSUAL WHALE SU | 16 | $583 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3 | $570 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 10 | $564 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 258 | $558 | dollars as filed | |
| TORTOISE CAPITAL SERIES TRUS | 890930407 | GLOBAL WATER ETF | 10 | $558 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 12 | $550 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1 | $547 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 25 | $533 | dollars as filed | |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 38 | $531 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 16 | $527 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 6 | $487 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 16 | $485 | dollars as filed | |
| FIGMA INC CL A | 316841105 | COM | 9 | $467 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 21 | $441 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4 | $439 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 9 | $427 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 8 | $416 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 8 | $411 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 200 | $408 | dollars as filed | |
| GRAYSCALE ETHEREUM STAKING | 38964R203 | SHS NEW | 10 | $392 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 15 | $387 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 40 | $374 | dollars as filed | |
| UNITI GROUP LLC | 912932100 | COM SHS | 60 | $368 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6 | $359 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 100 | $359 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1 | $357 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10 | $357 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2 | $350 | dollars as filed | |
| EVOGENE LTD | M4119S187 | SHS NEW | 300 | $343 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 30 | $321 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10 | $320 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 3 | $304 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15 | $303 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 5 | $277 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 8 | $273 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | 92840Q301 | COM | 200 | $272 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1 | $261 | dollars as filed | |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 10 | $238 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1 | $227 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $209 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 10 | $204 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 10 | $195 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10 | $193 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 10 | $190 | dollars as filed | |
| FIREFLY NEUROSCIENCE INC | 317970101 | COM | 65 | $190 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703408 | COM | 101 | $154 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 1 | $145 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $126 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 55 | $124 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R202 | SHS CL A NEW | 167 | $122 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 15 | $116 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 2 | $114 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18 | $111 | dollars as filed | |
| T STAMP INC | 873048508 | CL A NEW | 33 | $109 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 100 | $106 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 4 | $102 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $98 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 5 | $96 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1 | $95 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 12 | $93 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 250 | $93 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 5 | $90 | dollars as filed | |
| EKSO BIONICS HOLDINGS INC SERIES B PFD | 282644400 | COMMON STOCKS | 17 | $88 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 14 | $81 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 9 | $81 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2 | $70 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B304 | COM NEW | 100 | $60 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 25 | $59 | dollars as filed | |
| PURPLE BIOTECH LTD | 74638P208 | SPONSORED ADR | 100 | $58 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4 | $55 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G209 | SHS NEW | 1 | $42 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 5 | $40 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 20 | $38 | dollars as filed | |
| AMPLIFY ETF TR | 032108474 | ALTRNTV HARV ETF | 1 | $38 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 10 | $29 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $27 | dollars as filed | Amount filed as zero, left out of ratios. |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 16 | $24 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 54 | $24 | dollars as filed | |
| BIOVIE INC COM CL A NEW | 09074F504 | Stock | 10 | $19 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 5 | $15 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 1 | $8 | dollars as filed | |
| ORGANIGRAM GLOBAL INC | 68617J100 | COM | 1 | $3 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 20 | $2 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2,173 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-25-000007 | this filing | 2025-10-21 | acceptance time not in the bulk data set |