13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-16, with 617 holding rows worth $373,778,843.
- Accession
- 0001616026-24-000007
- Filer
- CIK 1616026
- Filed
- 2024-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 617 entries on the cover page, a total value of $373,778,843 stated on the cover page (in dollars after the unit check, H1), rows summing to $373,778,843 with VALUE read as dollars as filed, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 31 | $1,338 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 125 | $1,307 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26 | $1,298 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 100 | $1,298 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 55 | $1,267 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 230 | $1,263 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R202 | SHS CL A NEW | 167 | $1,180 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 17 | $1,175 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 642 | $1,163 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 4 | $1,046 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 40 | $1,035 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4 | $1,031 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 87 | $1,011 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 7 | $1,005 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 21 | $1,003 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 19 | $1,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 20 | $989 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 450 | $986 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3 | $973 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2 | $931 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A650 | CMN | 25 | $915 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100 | $885 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4 | $884 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 100 | $861 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 130 | $849 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20 | $825 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8 | $819 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 175 | $816 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 4 | $782 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 30 | $781 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10 | $753 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10 | $737 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 4 | $728 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 3 | $728 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4 | $713 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3 | $711 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 120 | $706 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 125 | $668 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 10 | $617 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 50 | $579 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 30 | $574 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 6 | $569 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 36 | $565 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 10 | $565 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 100 | $564 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 40 | $562 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 10 | $554 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 24 | $550 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12 | $541 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15 | $539 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 12 | $533 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 10 | $517 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 21 | $489 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10 | $476 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9 | $454 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 53 | $438 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 5 | $436 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 8 | $431 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 17 | $428 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 8 | $413 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1 | $390 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T510 | UNUSUAL WHLS DEM | 10 | $374 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 21 | $373 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 14 | $373 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 7 | $361 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 7 | $360 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4 | $359 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 7 | $358 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6 | $357 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 313 | $357 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 100 | $353 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1 | $346 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 3 | $345 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 8 | $343 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 4 | $340 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2 | $336 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1 | $317 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $311 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 53 | $302 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 260 | $302 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 12 | $301 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1 | $272 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15 | $271 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1 | $263 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 5 | $261 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 250 | $240 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 15 | $220 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $201 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 10 | $191 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1 | $175 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 100 | $172 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 10 | $159 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 15 | $138 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 20 | $136 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18 | $128 | dollars as filed | |
| NULL | 09071M205 | NULL | 200 | $108 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 4 | $101 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $90 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 14 | $89 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 16 | $78 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 23 | $77 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 1 | $65 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 12 | $61 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 5 | $53 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 5 | $46 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 10 | $46 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 5 | $36 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 3 | $32 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 5 | $29 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 1 | $23 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $21 | dollars as filed | Amount filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 54 | $19 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 100 | $14 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 1 | $11 | dollars as filed | |
| MULLEN AUTOMOTIVE INC (US) Old | 62526P505 | COM NEW | 1 | $4 | dollars as filed | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 1 | $3 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2,173 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-24-000007 | this filing | 2024-10-16 | acceptance time not in the bulk data set |