13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 788 holding rows worth $588,841,000.
- Accession
- 0001616026-21-000005
- Filer
- CIK 1616026
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 788 entries on the cover page, a total value of $588,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $588,841,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 67 | $8,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 48 | $8,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 85 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 102 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 107 | $8,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 140 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 296 | $7,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 55 | $7,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $7,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 60 | $7,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 661 | $7,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,000 | $7,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 17 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 220 | $7,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 115 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 277 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 227 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 500 | $7,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 1,610 | $7,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 1,315 | $7,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 294 | $6,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 28 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 103 | $6,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 83 | $6,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 50 | $6,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 39 | $6,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 13 | $6,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 32 | $6,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 88 | $6,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 36 | $6,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 171 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 158 | $6,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 565 | $6,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 578 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 50 | $6,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 265 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 150 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,055 | $6,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 870 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,555 | $6,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 30 | $5,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 40 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 75 | $5,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11 | $5,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 75 | $5,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 35 | $5,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 115 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 158 | $5,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 350 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 61 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 42 | $5,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 150 | $5,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 146 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 135 | $5,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 25 | $5,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,426 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 160 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 92 | $5,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 344 | $5,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50 | $5,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 134 | $5,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 2,940 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 138 | $5,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 320 | $5,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 112 | $5,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 100 | $5,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 261 | $5,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 143 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 140 | $5,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 146 | $5,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 100 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 300 | $5,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1,082 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 405 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 270 | $4,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 35 | $4,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50 | $4,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 84 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 387 | $4,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 380 | $4,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 500 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,257 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 24 | $4,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $4,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 52 | $4,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 50 | $4,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 160 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 42 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 541 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 212 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 238 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50 | $4,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 100 | $4,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 275 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 287 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 28 | $4,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 130 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 40 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 50 | $4,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 1,200 | $4,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 753 | $4,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 28 | $3,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 75 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 545 | $3,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 19 | $3,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 50 | $3,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 10 | $3,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 100 | $3,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 35 | $3,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 76 | $3,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 42 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 56 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,071 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 20 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 122 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 71 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,271 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 29 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 30 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 313 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 250 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 500 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 17 | $3,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 112 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 30 | $3,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 112 | $3,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 30 | $3,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 140 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 745 | $3,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 1,000 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 236 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6 | $2,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 50 | $2,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 7 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4 | $2,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 20 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 705 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $2,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 33 | $2,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 75 | $2,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11 | $2,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 17 | $2,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 25 | $2,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 10 | $2,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 34 | $2,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 100 | $2,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 75 | $2,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 75 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 290 | $2,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 75 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 50 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 80 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 27 | $2,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 50 | $2,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 10 | $2,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 25 | $2,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 33 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 10 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 120 | $2,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 208 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 43 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $2,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 306 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 52 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 544 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 173 | $2,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 137 | $2,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 50 | $2,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 500 | $2,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 95 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 24 | $2,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 800 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 69 | $2,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 140 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 33 | $2,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 140 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 165 | $2,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 271 | $2,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 70 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36 | $1,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 100 | $1,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 13 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 16 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 13 | $1,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 50 | $1,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5 | $1,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 3 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 50 | $1,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 30 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 125 | $1,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 130 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 17 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8 | $1,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 90 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 48 | $1,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 34 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 16 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 24 | $1,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 50 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 52 | $1,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 8 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 16 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6 | $1,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 17 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 100 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 227 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 30 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 95 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 95 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 12 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 24 | $1,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 100 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 20 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 129 | $1,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 116 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 13 | $1,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 250 | $1,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 120 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 260 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 520 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 50 | $1,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 400 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 70 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FISKER INC | 33813J106 | CL A COM STK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIMEO INC | 92719V100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINOX GOLD CORP | 29446Y502 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G739 | FUND | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN GOLD CORP | 87601A107 | COM | 950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Axonics | 88875G101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-21-000005 | this filing | 2021-11-04 | acceptance time not in the bulk data set |