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13F-HR filed by Tradewinds Capital Management, LLC

Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 692 holding rows worth $387,982,000.

Accession
0001616026-20-000004
Filed
2020-08-11
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2020

A holdings report, 692 entries on the cover page, a total value of $387,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,982,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CONSTELLATION BRANDS INC CL A21036P108Stock25$4,000thousands by filing date
TORONTO DOMINION BK ONT COM NEW891160509Stock88$4,000thousands by filing date
V F CORP COM918204108Stock65$4,000thousands by filing date
RADIAN GROUP INC COM750236101Stock235$4,000thousands by filing date
CRISPR THERAPEUTICS AG NAMEN AKTH17182108Stock60$4,000thousands by filing date
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR1,071$4,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN500$4,000thousands by filing date
ECHOSTAR CORP278768106CL A160$4,000thousands by filing date
RALPH LAUREN CORP751212101CL A55$4,000thousands by filing date
GLOBAL X FDS37954Y343GLBL X MLP ETF138$4,000thousands by filing date
WYNN RESORTS LTD983134107COM50$4,000thousands by filing date
HOLLY ENERGY PARTNERS L P435763107COM UT LTD PTN300$4,000thousands by filing date
COMMUNITY USD0.0120369C106COM100$4,000thousands by filing date
DB GOLD DOUBLE LONG ETN25154H749DB GOLD DBL LNG100$4,000thousands by filing date
SUBURBAN PROPANE PARTNERS L.P.864482104COM300$4,000thousands by filing date
BLACKROCK MUNIYIELD INVESTMENT09254T100COM300$4,000thousands by filing date
FORTUNA MNG CORP F349915108COM750$4,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS87$3,000thousands by filing date
iShares Core Total USD Bond Market ETF46434V613SHS55$3,000thousands by filing date
Schwab US REIT ETF808524847SHS90$3,000thousands by filing date
SPDR Portfolio Corporate Bond ETF78464A144SHS85$3,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS11$3,000thousands by filing date
NEWMONT CORP651639106COM49$3,000thousands by filing date
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS874060205ADR190$3,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock19$3,000thousands by filing date
ESSENTIAL UTILS INC COM29670G102Stock67$3,000thousands by filing date
IAMGOLD CORP COM450913108Stock705$3,000thousands by filing date
JOHNSON CTLS INTL PLC SHSG51502105Stock83$3,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock233$3,000thousands by filing date
EVERCORE INC CLASS A29977A105Stock55$3,000thousands by filing date
PG&E CORP COM69331C108Stock380$3,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF24$3,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR1,044$3,000thousands by filing date
DXC TECHNOLOGY CO COM23355L106Stock171$3,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM185$3,000thousands by filing date
HECLA MNG CO422704106COM880$3,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL50$3,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF13$3,000thousands by filing date
SMUCKER J M CO832696405COM NEW29$3,000thousands by filing date
EDITAS MEDICINE INC28106W103COM100$3,000thousands by filing date
POST HLDGS INC737446104COM30$3,000thousands by filing date
GLOBANT S AL44385109COM20$3,000thousands by filing date
ISHARES TR464287564SELECT US REIT25$3,000thousands by filing date
INVITAE CORP46185L103COM100$3,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM500$3,000thousands by filing date
SPROTT ETF TRUST85210B102GOLD MINERS ETF95$3,000thousands by filing date
PROSHARES TR II74347Y888CMN100$3,000thousands by filing date
INVESCO46138J825EXCHANGE TRADED140$3,000thousands by filing date
Empire State Realty Trust, Inc.292104106Class A Common Stock, $0.01 par value per share232$2,000thousands by filing date
iShares U.S. Aerospace & Defense ETF464288760SHS14$2,000thousands by filing date
TRINITY INDS INC896522109COM100$2,000thousands by filing date
TERADYNE INC COM880770102Stock20$2,000thousands by filing date
CARRIER GLOBAL CORPORATION COM14448C104Stock84$2,000thousands by filing date
SONY GROUP CORP SPONSORED ADR835699307ADR28$2,000thousands by filing date
XYLEM INC COM98419M100Stock32$2,000thousands by filing date
MONGODB INC CL A60937P106Stock10$2,000thousands by filing date
BANK NOVA SCOTIA B C COM064149107Stock55$2,000thousands by filing date
EXELON CORP COM30161N101Stock58$2,000thousands by filing date
ENDAVA PLC ADS29260V105ADR50$2,000thousands by filing date
OTIS WORLDWIDE CORP COM68902V107Stock42$2,000thousands by filing date
SERVICE CORP INTL COM817565104Stock50$2,000thousands by filing date
MOLSON COORS BEVERAGE CO CL B60871R209Stock56$2,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E354S&P500 LOW VOL35$2,000thousands by filing date
SSR MINING IN784730103COM90$2,000thousands by filing date
SNAP INC83304A106CL A70$2,000thousands by filing date
GREENBRIER COS INC393657101COM100$2,000thousands by filing date
APOGEE ENTERPRISES INC037598109COM71$2,000thousands by filing date
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD1,095$2,000thousands by filing date
AGNT INC30212W100COM120$2,000thousands by filing date
ENERGY FUELS INC292671708COM NEW1,550$2,000thousands by filing date
UNDER ARMOUR INC904311206CL C212$2,000thousands by filing date
INTELLIA THERAPEUTICS INC45826J105COM100$2,000thousands by filing date
NEW ORIENTAL EDUCATION & TECHN647581107SPON ADR15$2,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B65$2,000thousands by filing date
ALLETE INC018522300COM NEW35$2,000thousands by filing date
VANECK ETF TRUST92189H300JP MRGAN EM LOC49$2,000thousands by filing date
PERSPECTA INC715347100COM85$2,000thousands by filing date
PIPER SANDLER COMPANIES724078100COM28$2,000thousands by filing date
PROSHARES TR74347R693PSHS ULTRA TECH10$2,000thousands by filing date
TRUEBLUE INC89785X101COM150$2,000thousands by filing date
SILVERCORP METALS INC COMP82835P103EQUITY400$2,000thousands by filing date
KRANESHARES TRUST500767835MSCI ALL CHINA75$2,000thousands by filing date
SPIRIT AIRLS INC848577102COM100$2,000thousands by filing date
BROOKFIELD INFRASTRUCT FCLASS A11275Q107FOREIGN CANADIAN33$2,000thousands by filing date
AURORA CANNABIS INC-NEW05156X884COM136$2,000thousands by filing date
APHRIA INC03765K104COM355$2,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM20$1,000thousands by filing date
FERRARI N VN3167Y103COM6$1,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF16$1,000thousands by filing date
MACOM TECH SOLUTIONS HLDGS INC COM55405Y100Stock18$1,000thousands by filing date
BCE INC COM NEW05534B760Stock29$1,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock600$1,000thousands by filing date
ARCOSA INC COM039653100Stock33$1,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock36$1,000thousands by filing date
ITT INC COM45073V108Stock16$1,000thousands by filing date
SPECTRUM BRANDS HLDGS INC NEW COM84790A105Stock13$1,000thousands by filing date
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR160$1,000thousands by filing date
ROKU INC COM CL A77543R102Stock10$1,000thousands by filing date
BERKLEY W R CORP COM084423102Stock25$1,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock100$1,000thousands by filing date
GRAPHIC PACKAGING HLDG CO COM388689101Stock50$1,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock32$1,000thousands by filing date
GOLD FIELDS LTD SPONSORED ADR38059T106ADR125$1,000thousands by filing date
ALAMOS GOLD INC COM CL A011532108Stock59$1,000thousands by filing date
TOYOTA MOTOR CORP ADS892331307ADR10$1,000thousands by filing date
CINTAS CORP COM172908105Stock4$1,000thousands by filing date
PERRIGO CO PLC SHSG97822103Stock18$1,000thousands by filing date
CROCS INC COM227046109Stock25$1,000thousands by filing date
TELEFONICA S A SPONSORED ADR879382208ADR154$1,000thousands by filing date
OSISKO GOLD ROYALTIES LTD68827L101COM90$1,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X192CLOUD COMPUTING8$1,000thousands by filing date
BRIGHTHOUSE FINL INC10922N103COM24$1,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF25$1,000thousands by filing date
CRONOS GROUP INC22717L101COM177$1,000thousands by filing date
PLUG PWR INC72919P202COM NEW80$1,000thousands by filing date
GLOBAL X FDS37954Y855LITHIUM BTRY ETF27$1,000thousands by filing date
GLOBAL X FDS37954Y889S&P 500 CATHOLIC17$1,000thousands by filing date
GOOSEHEAD INS INC38267D109COM CL A10$1,000thousands by filing date
DUKE REALTY CORP264411505COM NEW33$1,000thousands by filing date
VIRGIN GALACTIC HLDGS INC92766K106COM50$1,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM120$1,000thousands by filing date
NIKOLA CORP654110105COM8$1,000thousands by filing date
BED BATH & BEYOND INC075896100COM100$1,000thousands by filing date
BLACKROCK CAP INVT CORP092533108COM500$1,000thousands by filing date
FIDUCIARY CLAYMORE ENGRY INF31647Q106COM475$1,000thousands by filing date
GOLDMAN SACHS MLP ENERGY REN38148G206COM159$1,000thousands by filing date
MYLAN NVN59465109SHS EURO33$1,000thousands by filing date
MICRO FOCUS INTL PLC594837403SPON ADR NEW227$1,000thousands by filing date
PACWEST BANCORP DEL695263103COM30$1,000thousands by filing date
PROSHARES TR74347R669PSHS ULT SEMICDT10$1,000thousands by filing date
DRAFTKINGS INC26142R104COM CL A43$1,000thousands by filing date
UNIVERSAL INS HLDGS INC91359V107COM54$1,000thousands by filing date
CALEDONIA MINING CORP PLCG1757E113COMMON STOCK60$1,000thousands by filing date
UNITED STATES COMMODITY INDE911717106Common Stock50$1,000thousands by filing date
PROSHARES TR74347B235PSHS SHORT DOW3024$1,000thousands by filing date
PROSHARES TR74347R735PSHS ULT HLTHCRE12$1,000thousands by filing date
SILVERGATE CAP CORP CLASS A82837P408CL A40$1,000thousands by filing date
DIEBOLD NXDF INC253651103COM129$1,000thousands by filing date
ADVISORSHARES00768Y883EXCHANGE TRADED200$1,000thousands by filing date
INSEEGO CORP45782B104COMMON STOCK62$1,000thousands by filing date
GENIUS BRANDS INTERNATIONAL INC37229T301COMMON STOCK400$1,000thousands by filing date
XWELL INC COM NEW98420U703Stock200$1,000thousands by filing date
EKSO BIONICS HLDGS INC282644301COM60$1,000thousands by filing date
VIRNETX HLDG CORP92823T108COM100$1,000thousands by filing date
FIESTA RESTAURANT GROUP INC31660B101COM200$1,000thousands by filing date
BRIGGS & STRATTON CORP109043109COM800$1,000thousands by filing date
MCEWEN MNG INC58039P107COM520$1,000thousands by filing date
ProShares UltraPro Sht74347G408ETF175$1,000thousands by filing date
DIREXION SHS ETF TR25460G872DAILY TECHNOLOGY30$1,000thousands by filing date
PROSHARES TR ULTSHRT QQQ74347B243CEF61$1,000thousands by filing date
Fidelity MSCI Information Technology Index ETF316092808SHS1$0thousands by filing dateValue filed as zero, left out of ratios.
VGT92204A702SHS1$0thousands by filing dateValue filed as zero, left out of ratios.
KEYSIGHT TECHNOLOGIES INC COM49338L103Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
MACYS INC COM55616P104Stock36$0thousands by filing dateValue filed as zero, left out of ratios.
FOX CORP CL A COM35137L105Stock18$0thousands by filing dateValue filed as zero, left out of ratios.
STERIS PLC SHS USDG8473T100Stock3$0thousands by filing dateValue filed as zero, left out of ratios.
URANIUM ENERGY CORP COM916896103Stock440$0thousands by filing dateValue filed as zero, left out of ratios.
LIVE NATION ENTERTAINMENT INC COM538034109Stock10$0thousands by filing dateValue filed as zero, left out of ratios.
TAPESTRY INC COM876030107Stock30$0thousands by filing dateValue filed as zero, left out of ratios.
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock205$0thousands by filing dateValue filed as zero, left out of ratios.
NEW GOLD INC CDA644535106COM126$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR SER TR78464A821S&P 400 MDCP GRW8$0thousands by filing dateValue filed as zero, left out of ratios.
FLUOR CORP343412102COM28$0thousands by filing dateValue filed as zero, left out of ratios.
V2X INC92242T101COM1$0thousands by filing dateValue filed as zero, left out of ratios.
CLEANSPARK INC18452B209COM NEW75$0thousands by filing dateValue filed as zero, left out of ratios.
ADIENT PLCG0084W101ORD SHS8$0thousands by filing dateValue filed as zero, left out of ratios.
KONTOOR BRANDS INC50050N103COM9$0thousands by filing dateValue filed as zero, left out of ratios.
GROUPON INC399473206COM NEW10$0thousands by filing dateValue filed as zero, left out of ratios.
VIAVI SOLUTIONS INC925550105COM1$0thousands by filing dateValue filed as zero, left out of ratios.
GLOBAL X FDS37954Y715RBTCS ARTFL INTE1$0thousands by filing dateValue filed as zero, left out of ratios.
AMBARELLA INCG037AX101SHS10$0thousands by filing dateValue filed as zero, left out of ratios.
II VI INC902104108COM2$0thousands by filing dateValue filed as zero, left out of ratios.
BP MIDSTREAM PARTNERS LP0556EL109UNIT LTD PTNR1$0thousands by filing dateValue filed as zero, left out of ratios.
PACIFIC PREMIER BANCORP INC69478X105COM17$0thousands by filing dateValue filed as zero, left out of ratios.
SMARTSHEET INC. (CLASS A)83200N103COM CL A6$0thousands by filing dateValue filed as zero, left out of ratios.
TWITTER INC90184L102COM15$0thousands by filing dateValue filed as zero, left out of ratios.
T-Mobile US Inc Rights 20872590112RIGHT 07/27/20201,553$0thousands by filing dateValue filed as zero, left out of ratios.
ALLIANZGI CONV INCOME FD018828103COM19$0thousands by filing dateValue filed as zero, left out of ratios.
FLIR SYS INC302445101COM10$0thousands by filing dateValue filed as zero, left out of ratios.
FIRST TR EXCHANGE-TRADED FD33733E500NAS CLNEDG GREEN15$0thousands by filing dateValue filed as zero, left out of ratios.
BROOKDALE SR LIVING INC112463104COM95$0thousands by filing dateValue filed as zero, left out of ratios.
ETFMG26924G508EXCHANGE TRADED23$0thousands by filing dateValue filed as zero, left out of ratios.
ORGANIGRAM GLOBAL ORD68620P101COM307$0thousands by filing dateValue filed as zero, left out of ratios.
RITE AID CORP767754872COM25$0thousands by filing dateValue filed as zero, left out of ratios.
DOUYU INTL HLDGS LTD25985W105SPONSORED ADS7$0thousands by filing dateValue filed as zero, left out of ratios.
GREAT PANTHER MINING39115V101COM660$0thousands by filing dateValue filed as zero, left out of ratios.
IDEANOMICS INC45166V106COM150$0thousands by filing dateValue filed as zero, left out of ratios.
FITBIT INC33812L102CL A5$0thousands by filing dateValue filed as zero, left out of ratios.
REMARK HLDGS INC75955K102COM50$0thousands by filing dateValue filed as zero, left out of ratios.
Axonics88875G101COM42$0thousands by filing dateValue filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DE888314507COM1,000$0thousands by filing dateValue filed as zero, left out of ratios.
SUPERIOR ENERGY SVCS INC868157306COM NEW56$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001616026-20-000004this filing2020-08-11acceptance time not in the bulk data set