13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 701 holding rows worth $318,739,000.
- Accession
- 0001616026-20-000002
- Filer
- CIK 1616026
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 701 entries on the cover page, a total value of $318,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,739,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 40 | $5,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 88 | $5,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,044 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 465 | $5,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 75 | $5,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 50 | $5,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 233 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 685 | $5,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 670 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 800 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 131 | $5,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 65 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18 | $4,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10 | $4,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 17 | $4,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9 | $4,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 190 | $4,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 109 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 158 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 296 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 75 | $4,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 55 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 380 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 60 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,071 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,095 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 134 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 28 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 46 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 212 | $4,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 100 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 122 | $4,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 475 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 300 | $4,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,723 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,030 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 227 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13 | $3,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6 | $3,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 22 | $3,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 13 | $3,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 47 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 545 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 200 | $3,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 19 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 705 | $3,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 66 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 17 | $3,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32 | $3,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 20 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100 | $3,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 55 | $3,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 56 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 58 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 24 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 700 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 287 | $3,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 50 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 65 | $3,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 13 | $3,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 26 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 29 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,550 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 107 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 25 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 260 | $3,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 212 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 43 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 227 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 50 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 20 | $3,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $3,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 67 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 27 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 40 | $3,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 140 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 700 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 100 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20 | $2,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 20 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $2,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 49 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 270 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 17 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 38 | $2,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 17 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25 | $2,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 17 | $2,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 27 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 47 | $2,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12 | $2,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 27 | $2,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 18 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 580 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 35 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 11 | $2,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 90 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 51 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 62 | $2,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 71 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 245 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 111 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 120 | $2,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 15 | $2,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 500 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 53 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 85 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 28 | $2,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 95 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 355 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $2,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 6 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36 | $1,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 33 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 16 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 13 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 160 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 50 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 50 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 30 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 125 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 10 | $1,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 18 | $1,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 23 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 25 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 154 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 90 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 70 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 28 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 15 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 24 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 12 | $1,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 120 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 177 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 27 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 33 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 10 | $1,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 17 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 33 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 30 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 53 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 95 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 202 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 129 | $1,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 322 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 338 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 171 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 520 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 200 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 20 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 300 | $1,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS PLC SHS USD | G8473T100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II VI INC | 902104108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 896 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Axonics | 88875G101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-20-000002 | this filing | 2020-02-04 | acceptance time not in the bulk data set |