13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-01, with 751 holding rows worth $204,938,000.
- Accession
- 0001616026-18-000001
- Filer
- CIK 1616026
- Filed
- 2018-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 751 entries on the cover page, a total value of $204,938,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,938,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GARMIN LTD SHS | H2906T109 | Stock | 80 | $5,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 359 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 115 | $5,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 62 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 345 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 260 | $5,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 249 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 500 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 296 | $5,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 33 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,000 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 455 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 290 | $5,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 69 | $5,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 566 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,530 | $5,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 364 | $5,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 240 | $5,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 114 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 190 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 216 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 33 | $4,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 705 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 80 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 296 | $4,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 42 | $4,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 60 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 55 | $4,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 93 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200 | $4,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 36 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 114 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 120 | $4,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 300 | $4,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 87 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 25 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 300 | $4,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 664 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $4,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 65 | $3,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 770 | $3,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 110 | $3,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 55 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 39 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 287 | $3,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 219 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 103 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 71 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 82 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 50 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $3,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 100 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 43 | $3,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 138 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 128 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 291 | $3,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 589 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 500 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 60 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 500 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20 | $2,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 30 | $2,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11 | $2,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 67 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 20 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 545 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 50 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 11 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30 | $2,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 46 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 58 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 141 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 205 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 18 | $2,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 700 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,071 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 526 | $2,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 160 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 580 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 47 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,095 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 31 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 44 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 39 | $2,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 160 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 28 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 202 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 236 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 560 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 33 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 310 | $2,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 132 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 200 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 160 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 385 | $2,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 115 | $2,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 129 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 101 | $2,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 150 | $2,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 437 | $2,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 100 | $2,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 896 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 95 | $2,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 5 | $1,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 23 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 500 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $1,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 16 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18 | $1,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 600 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 36 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 16 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 160 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 50 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 440 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 125 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 12 | $1,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 22 | $1,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 154 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 500 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 90 | $1,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 90 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 15 | $1,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 11 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 313 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 16 | $1,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 34 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 36 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 27 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 51 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 95 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 15 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 23 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 67 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 304 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 338 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 660 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 520 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 121 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 30 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 46 | $1,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 28 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 59 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 49 | $1,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 53 | $1,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 32 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEXX LABS INC COM | 45168D104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARISTA NETWORKS INC | 040413106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUS MEDICAL INC | 639050103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F906 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLY FINL INC | 02005N950 | PUT | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO | 345370950 | PUT | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V950 | PUT | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y908 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WHEATON PRECIOUS METALS CORP | 962879902 | CALL | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E906 | COM NEW | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEESECAKE FACTORY INC | 163072901 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STERIS PLC | G84720104 | SHS USD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 2,031 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOES KITCHEN INC | 98979J109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411905 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELECTRIC CO | 369604903 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BUNGE LIMITED | G16962905 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIACOM INC NEW | 92553P952 | PUT | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-18-000001 | this filing | 2018-02-01 | acceptance time not in the bulk data set |