13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-01, with 681 holding rows worth $190,026,000.
- Accession
- 0001616026-17-000004
- Filer
- CIK 1616026
- Filed
- 2017-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 681 entries on the cover page, a total value of $190,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $190,026,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKLEY W R CORP COM | 084423102 | Stock | 60 | $4,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 55 | $4,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 65 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 150 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 300 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 71 | $4,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 31 | $4,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 62 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 260 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 120 | $4,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 249 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 93 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 295 | $4,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 300 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 540 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 127 | $4,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 15 | $4,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 589 | $4,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 664 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 240 | $4,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 500 | $4,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 114 | $4,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 1,357 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18 | $3,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 296 | $3,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 110 | $3,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 55 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 39 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 287 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 580 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,095 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 50 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $3,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 200 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $3,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 25 | $3,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 316 | $3,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 338 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,030 | $3,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 72 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 599 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20 | $2,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 30 | $2,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 20 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 81 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 545 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 520 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 50 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 10 | $2,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32 | $2,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 55 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 58 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 141 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 205 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 36 | $2,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 700 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,071 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 154 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 80 | $2,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 160 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 47 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 39 | $2,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 160 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 67 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 36 | $2,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 26 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 560 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 33 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 67 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 128 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 485 | $2,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 115 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 101 | $2,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 150 | $2,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,712 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 500 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $2,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 25 | $2,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 60 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 600 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 115 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 95 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,500 | $2,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 500 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 225 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 600 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 36 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 16 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 160 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 50 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 90 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 440 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 90 | $1,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46 | $1,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 18 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 90 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 313 | $1,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 34 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 27 | $1,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 50 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 50 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 95 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 110 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 23 | $1,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 20 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 304 | $1,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 20 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 660 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 415 | $1,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 165 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 72 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 520 | $1,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 90 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 121 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 30 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 50 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 112 | $1,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 375 | $1,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 28 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 32 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS PLC | G84720104 | SHS USD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387102 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-17-000004 | this filing | 2017-08-01 | acceptance time not in the bulk data set |