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13F-HR filed by Tradewinds Capital Management, LLC

Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-03, with 699 holding rows worth $158,747,000.

Accession
0001616026-17-000003
Filed
2017-05-03
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2017

A holdings report, 699 entries on the cover page, a total value of $158,747,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,747,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
WHOLE FOODS MKT INC966837106COM173$5,000thousands by filing date
ZUMIEZ INC989817101COMMON STOCK300$5,000thousands by filing date
WESTERN ASSET HIGH INCOME OP95766K109COM1,000$5,000thousands by filing date
FIRST MAJESTIC SILVER CORP32076V103COM600$5,000thousands by filing date
SPIRIT RLTY CAP INC NEW84860W102COM540$5,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED474$5,000thousands by filing date
MAG SILVER CORP55903Q104COMMON STOCK-FO410$5,000thousands by filing date
FIESTA RESTAURANT GROUP INC31660B101COM200$5,000thousands by filing date
Empire State Realty Trust, Inc.292104106Class A Common Stock, $0.01 par value per share213$4,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM300$4,000thousands by filing date
CME Group Inc. Class A12572Q105COM35$4,000thousands by filing date
D R HORTON INC COM23331A109Stock128$4,000thousands by filing date
DEUTSCHE BK AG NAMEN AKTD18190898Stock223$4,000thousands by filing date
RAMBUS INC DEL COM750917106Stock296$4,000thousands by filing date
BERKLEY W R CORP COM084423102Stock60$4,000thousands by filing date
PRICE T ROWE GROUP INC COM74144T108Stock61$4,000thousands by filing date
EVERCORE INC CLASS A29977A105Stock55$4,000thousands by filing date
GREENBRIER COS INC393657101COM100$4,000thousands by filing date
TRIPADVISOR INC896945201COM87$4,000thousands by filing date
APOGEE ENTERPRISES INC037598109COM71$4,000thousands by filing date
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD1,095$4,000thousands by filing date
SMUCKER J M CO832696405COM NEW31$4,000thousands by filing date
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR260$4,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM120$4,000thousands by filing date
CANON INC-ADR138006309SPONSORED ADR135$4,000thousands by filing date
BED BATH & BEYOND INC075896100COM100$4,000thousands by filing date
COACH INC189754104COM93$4,000thousands by filing date
TRUEBLUE INC89785X101COM150$4,000thousands by filing date
BLACKROCK MUNIYIELD INVESTMENT09254T100COM300$4,000thousands by filing date
DIEBOLD NXDF INC253651103COM127$4,000thousands by filing date
TEXAS882610108COMMON STOCK15$4,000thousands by filing date
ELEMENTS ROGERS INTL CMDTY AGRI TR ETN870297603ETF664$4,000thousands by filing date
UNITED STATES NATL GAS FUND912318201UNIT PAR $0.001500$4,000thousands by filing date
Mondelez International,Inc. Class A609207105COM69$3,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS10$3,000thousands by filing date
TRINITY INDS INC896522109COM100$3,000thousands by filing date
BCE INC COM NEW05534B760Stock58$3,000thousands by filing date
RESMED INC COM761152107Stock43$3,000thousands by filing date
TARGA RES CORP COM87612G101Stock51$3,000thousands by filing date
TWILIO INC CL A90138F102Stock110$3,000thousands by filing date
FIDELITY NATL INFORMATION SVCS COM31620M106Stock42$3,000thousands by filing date
BANK NOVA SCOTIA B C COM064149107Stock55$3,000thousands by filing date
CAMECO CORP COM13321L108Stock257$3,000thousands by filing date
YUM BRANDS INC COM988498101Stock39$3,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock205$3,000thousands by filing date
STATE STR CORP COM857477103Stock33$3,000thousands by filing date
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR1,071$3,000thousands by filing date
ISHARES TR464287341GLOBAL ENERG ETF80$3,000thousands by filing date
HECLA MNG CO422704106COM580$3,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR33$3,000thousands by filing date
INTELLIA THERAPEUTICS INC45826J105COM248$3,000thousands by filing date
NUVEEN REAL ESTATE INCOME FD67071B108COM240$3,000thousands by filing dateprincipal
APACHE CORP037411105COM55$3,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM76$3,000thousands by filing date
NOBLE ENERGY INC655044105COM86$3,000thousands by filing date
PRAXAIR INC74005P104COM25$3,000thousands by filing date
GOPRO INC38268T103CL A300$3,000thousands by filing date
PROSHARES TR II74347W569ULTRASHORT YEN N35$3,000thousands by filing date
PROSHARES TR II74347W882ULTRASHRT EURO105$3,000thousands by filing date
MAXWELL TECHNOLOGIES INC577767106COMMON STOCK589$3,000thousands by filing date
FORTUNA MNG CORP F349915108COM500$3,000thousands by filing date
YAMANA GOLD INC98462Y100COM1,030$3,000thousands by filing date
CHICAGO BRIDGE & IRON CO NV167250109N Y REGISTRY SH100$3,000thousands by filing date
OAKTREE CAP GROUP LLC674001201UNIT 99/99/999971$3,000thousands by filing date
CEMPRA INC15130J109COM875$3,000thousands by filing date
STILLWATER MINING CO86074Q102COM200$3,000thousands by filing date
ALASKA COMMUNICATIONS SYS GR01167P101COM1,500$3,000thousands by filing date
CRAFT BREW ALLIANCE INC224122101COM240$3,000thousands by filing date
ARATANA THERAPEUTICS INC03874P101COM500$3,000thousands by filing date
ADVANCED ACCELERATOR APPLIC SPONSORED ADS00790T100ADR77$3,000thousands by filing date
WORLD PT TERMS LP98159G107UNIT REP LTD PT175$3,000thousands by filing dateprincipal
iShares Core US Aggregate Bond ETF464287226SHS20$2,000thousands by filing date
RITEAID CORP767754104COM500$2,000thousands by filing date
KINROSS GOLD CORP496902404COM545$2,000thousands by filing date
FMC CORP COM NEW302491303Stock22$2,000thousands by filing date
DIAMONDBACK ENERGY INC COM25278X109Stock20$2,000thousands by filing date
CUMMINS INC COM231021106Stock10$2,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock46$2,000thousands by filing date
XYLEM INC COM98419M100Stock32$2,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock36$2,000thousands by filing date
NOVO-NORDISK A S ADR670100205ADR55$2,000thousands by filing date
EXELON CORP COM30161N101Stock58$2,000thousands by filing date
ACCO BRANDS CORP COM00081T108Stock141$2,000thousands by filing date
KNOWLES CORP COM49926D109Stock86$2,000thousands by filing date
PERRIGO CO PLC SHSG97822103Stock25$2,000thousands by filing date
COTERRA ENERGY INC COM127097103Stock67$2,000thousands by filing date
B2GOLD CORP COM11777Q209Stock700$2,000thousands by filing date
TELEFONICA S A SPONSORED ADR879382208ADR154$2,000thousands by filing date
NUVEEN PFD & INCOME OPPORTUN67073B106COM240$2,000thousands by filing dateprincipal
BLACKROCK ENHANCED EQUITY DI09251A104COM287$2,000thousands by filing date
GRIFOLS S A398438408SP ADR REP B NVT124$2,000thousands by filing date
COPA HOLDINGS SAP31076105CL A16$2,000thousands by filing date
SCHWAB STRATEGIC TR808524888INTL SCEQT ETF75$2,000thousands by filing date
GLOBAL X FDS37954Y871GLOBAL X URANIUM100$2,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM10$2,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B28$2,000thousands by filing date
Mallinckrodt PlcG5785G107SHS36$2,000thousands by filing date
CONTINENTAL RES INC212015101COM34$2,000thousands by filing date
TIFFANY & CO NEW886547108COM26$2,000thousands by filing date
CHEGG INC163092109COM295$2,000thousands by filing date
KCAP FINANCIAL INC48668E101COM560$2,000thousands by filing date
SUNTRUST BANKS INC867914103COM33$2,000thousands by filing date
ANADARKO PETROLEUM CORP032511107COM26$2,000thousands by filing date
PROSHARES TR74347X849INDX FD67$2,000thousands by filing date
UNITED STS 12 MONTH OIL FD L91288V103UNIT BEN INT128$2,000thousands by filing date
MANNATECH INC563771203COM NEW100$2,000thousands by filing date
Sandstorm Gold Ltd80013R206Common Stock385$2,000thousands by filing date
GOVERNMENT PPTYS INCOME TR38376A103COM SHS BEN INT115$2,000thousands by filing date
NEWFIELD EXPL CO651290108COM64$2,000thousands by filing date
GOLDCORP INC NEW380956409COM150$2,000thousands by filing date
WINDSTREAM HLDGS INC97382A200COM NEW304$2,000thousands by filing date
ADVISORSHARES00768Y883EXCHANGE TRADED200$2,000thousands by filing date
NAUTILUS INC63910B102COMMON STOCK133$2,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW338$2,000thousands by filing date
EKSO BIONICS HLDGS INC282644202COM NEW415$2,000thousands by filing date
KANDI TECHNOLOGIES GROUP INC483709101COM400$2,000thousands by filing date
VCA ANTECH INC918194101COM25$2,000thousands by filing date
ENERGY TRANSFER PRTNRS L P29273R109UNIT LTD PARTN67$2,000thousands by filing dateprincipal
Seadrill Partners, LLCY7545W109LTD515$2,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M104INT COM SER A98$2,000thousands by filing date
DDR CORP23317H102COM121$2,000thousands by filing date
DOMINION DIAMOND CORP257287102COM150$2,000thousands by filing date
Powershs Exch Trad Fd Tr73935X500WNDRHLL CLN EN599$2,000thousands by filing date
HI-CRUSH PARTNERS LP428337109COM UNIT LTD112$2,000thousands by filing date
IMPRIMIS PHARMA IMMY45323A201COMMON400$2,000thousands by filing date
TIME INC NEW887228104COM119$2,000thousands by filing date
ALPS ETF TR00162Q643SPROTT GL MINE95$2,000thousands by filing date
DIREXION SHS ETF TR25490K778SEMICONDUCT BEAR250$2,000thousands by filing date
Salesforce.com, Inc79466L302COM15$1,000thousands by filing date
Schwab Intermediate-Term US Treasury ETF808524854SHS17$1,000thousands by filing date
MANULIFE FINL CORP56501R106COM81$1,000thousands by filing date
CHIPOTLEMEXICANGRILLI169656105STOK3$1,000thousands by filing date
MATADOR RES CO COM576485205Stock32$1,000thousands by filing date
MACOM TECH SOLUTIONS HLDGS INC COM55405Y100Stock18$1,000thousands by filing date
TECHNIPFMC PLC COMG87110105Stock22$1,000thousands by filing date
RANGE RES CORP COM75281A109Stock50$1,000thousands by filing date
MACYS INC COM55616P104Stock36$1,000thousands by filing date
ITT INC COM45073V108Stock16$1,000thousands by filing date
REPLIGEN CORP COM759916109Stock26$1,000thousands by filing date
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR160$1,000thousands by filing date
SYNAPTICS INC COM87157D109Stock14$1,000thousands by filing date
FIRST SOLAR INC COM336433107Stock30$1,000thousands by filing date
URANIUM ENERGY CORP COM916896103Stock440$1,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock22$1,000thousands by filing date
GAP INC COM364760108Stock46$1,000thousands by filing date
HELMERICH & PAYNE INC423452101COM12$1,000thousands by filing date
VIRTU FINL INC928254101CL A50$1,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM39$1,000thousands by filing date
MICROVISION INC DEL594960304COM NEW313$1,000thousands by filing date
PACIFIC PREMIER BANCORP INC69478X105COM34$1,000thousands by filing date
IROBOT CORP462726100COM18$1,000thousands by filing date
BROOKDALE SR LIVING INC112463104COM95$1,000thousands by filing date
RING ENERGY INC76680V108COMMON STOCK75$1,000thousands by filing date
DNOW INC67011P100COMMON STOCK41$1,000thousands by filing date
HCP INC40414L109COM23$1,000thousands by filing date
Lincoln National Corporat524901105COM20$1,000thousands by filing date
SANCHEZ ENERGY CORP79970Y105COMMON STOCK100$1,000thousands by filing date
TELECOM ITALIA SPA87927Y102COMMON STOCK-FO122$1,000thousands by filing date
GROUPON INC399473107COMMON STOCK200$1,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM559$1,000thousands by filing date
WESTPORT FUEL SYSTEMS INC960908309COM1,000$1,000thousands by filing date
INTERNAP NETWORK SVCS CORP45885A300COM PAR $.001165$1,000thousands by filing date
ATWOOD OCEANICS INC050095108COM72$1,000thousands by filing date
GENERAL MTRS CO37045V126*W EXP 07/10/20135$1,000thousands by filing date
WHITING PETE CORP NEW966387102COM70$1,000thousands by filing date
NEOVASC INC COM STK64065J106COM375$1,000thousands by filing date
JUNO THERAPEUTICS INC48205A109COM28$1,000thousands by filing date
HRG GROUP INC COM40434J100Stock32$1,000thousands by filing date
Real Estate Select Sector SPDR Fund81369Y860SHS2$0thousands by filing dateValue filed as zero, left out of ratios.
BALLARD PWR SYS INC NEW COM058586108Stock20$0thousands by filing dateValue filed as zero, left out of ratios.
PROTHENA CORP PLC SHSG72800108Stock7$0thousands by filing dateValue filed as zero, left out of ratios.
GOLD FIELDS LTD SPONSORED ADR38059T106ADR125$0thousands by filing dateValue filed as zero, left out of ratios.
CROCS INC COM227046109Stock25$0thousands by filing dateValue filed as zero, left out of ratios.
NEW GOLD INC CDA644535106COM126$0thousands by filing dateValue filed as zero, left out of ratios.
V2X INC92242T101COM1$0thousands by filing dateValue filed as zero, left out of ratios.
OCEANEERING INTL INC675232102COM17$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR SERIES TRUST78468R739ST NUVE TERM ETF3$0thousands by filing dateValue filed as zero, left out of ratios.
CALIFORNIA RES CORP13057Q206COM NEW1$0thousands by filing dateValue filed as zero, left out of ratios.
TOOTSIE ROLL INDS INC890516107COM10$0thousands by filing dateValue filed as zero, left out of ratios.
HARMONIC INC413160102COM32$0thousands by filing dateValue filed as zero, left out of ratios.
CLEAN ENERGY FUELS CORP184499101COMMON STOCK100$0thousands by filing dateValue filed as zero, left out of ratios.
BLACKBERRY LTD COM09228F103Stock40$0thousands by filing dateValue filed as zero, left out of ratios.
HARRIS CORP INC413875105COM3$0thousands by filing dateValue filed as zero, left out of ratios.
STERIS PLCG84720104SHS USD3$0thousands by filing dateValue filed as zero, left out of ratios.
LIONS GATE ENTMNT CORP535919500CL B NON VTG9$0thousands by filing dateValue filed as zero, left out of ratios.
VERITIV CORP923454102COM3$0thousands by filing dateValue filed as zero, left out of ratios.
NUANCE COMMUNICATIONS INC67020Y100COM10$0thousands by filing dateValue filed as zero, left out of ratios.
VIRNETX HLDG CORP92823T108COM100$0thousands by filing dateValue filed as zero, left out of ratios.
GLOBAL EAGLE ENTERTAINMENT I37951D102COM154$0thousands by filing dateValue filed as zero, left out of ratios.
WMI HOLDINGS CORP92936P100COMMON4$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY EXPEDIA HLDGS INC53046P109SER A COM4$0thousands by filing dateValue filed as zero, left out of ratios.
COMMERCEHUB INC20084V306COM SER C2$0thousands by filing dateValue filed as zero, left out of ratios.
ARALEZ PHARMACEUTICALS INC03852X100COM6$0thousands by filing dateValue filed as zero, left out of ratios.
BIOTIME INC09066L162W EXP 10/01/2012$0thousands by filing dateprincipalValue filed as zero, left out of ratios.
NOVELION THERAPEUTICS INC67001K202COM NEW10$0thousands by filing dateValue filed as zero, left out of ratios.
COMMERCEHUB INC20084V108COM SER A1$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY INTERACTIVE CORP53071M856LBT VEN COM A NE6$0thousands by filing dateValue filed as zero, left out of ratios.
Gevo Inc stock374396307Stock200$0thousands by filing dateValue filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP I81734P107COM101$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001616026-17-000003this filing2017-05-03acceptance time not in the bulk data set