13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-03, with 672 holding rows worth $151,673,000.
- Accession
- 0001616026-17-000002
- Filer
- CIK 1616026
- Filed
- 2017-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 672 entries on the cover page, a total value of $151,673,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,673,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 370,385 | $23,016,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 484,275 | $13,405,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 299,012 | $6,447,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 139,920 | $5,742,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 80,867 | $4,515,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 19,520 | $4,062,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 65,461 | $3,634,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 29,152 | $3,469,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 76,745 | $3,465,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 56,159 | $3,453,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 29,316 | $2,755,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,487 | $2,604,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 179,915 | $2,512,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,962 | $2,403,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 165,487 | $2,208,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 164,196 | $2,094,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 15,527 | $2,065,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 136,775 | $1,696,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 116,769 | $1,688,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,721 | $1,556,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 124,714 | $1,529,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,152 | $1,524,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,543 | $1,486,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,417 | $1,404,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,680 | $1,260,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 111,558 | $1,258,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,937 | $1,198,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 30,490 | $1,172,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17,607 | $1,125,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 22,199 | $1,068,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,236 | $1,058,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 83,848 | $1,026,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 26,833 | $1,003,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 33,071 | $999,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 70,199 | $993,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 9,600 | $988,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,611 | $957,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 74,609 | $918,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,354 | $847,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 65,061 | $833,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,741 | $825,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 23,214 | $797,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,000 | $705,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,106 | $636,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 47,956 | $634,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,849 | $627,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,258 | $619,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,061 | $594,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 74,120 | $524,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,732 | $491,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,178 | $488,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,666 | $481,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,361 | $461,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,589 | $455,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,022 | $443,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,814 | $443,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 32,596 | $428,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 13,186 | $426,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,702 | $424,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,570 | $411,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 32,000 | $397,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,348 | $390,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,964 | $387,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,866 | $384,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,997 | $380,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 487 | $376,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 460 | $365,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,882 | $365,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 23,497 | $326,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,120 | $322,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 5,493 | $316,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,920 | $314,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,448 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,206 | $301,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,300 | $274,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,354 | $273,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,565 | $269,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 21,000 | $268,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,080 | $260,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,615 | $247,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,933 | $242,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,164 | $237,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,958 | $233,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,250 | $228,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,317 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 16,600 | $224,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,868 | $223,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,050 | $222,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,474 | $221,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,219 | $218,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,727 | $210,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 21,300 | $207,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,784 | $202,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,893 | $198,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,502 | $196,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,594 | $195,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,468 | $192,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,233 | $191,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 975 | $182,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,975 | $181,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,002 | $173,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,210 | $171,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,602 | $167,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,760 | $158,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,200 | $158,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,844 | $154,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,325 | $152,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,648 | $151,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,419 | $147,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,705 | $146,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,714 | $146,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 22,950 | $146,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,980 | $144,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,785 | $142,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 967 | $136,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,614 | $135,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,500 | $134,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,000 | $133,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,357 | $131,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 10,000 | $130,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,130 | $127,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,292 | $121,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,550 | $116,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,104 | $116,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,837 | $114,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,084 | $113,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 20,000 | $112,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,705 | $111,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,250 | $111,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,793 | $111,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 895 | $110,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,970 | $108,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 904 | $107,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,670 | $107,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 865 | $106,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,055 | $106,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,962 | $105,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,531 | $104,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,422 | $101,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,955 | $100,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,345 | $99,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 444 | $99,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,293 | $99,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,320 | $98,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,317 | $97,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,500 | $93,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,595 | $93,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 862 | $89,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,031 | $87,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 830 | $85,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 960 | $85,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 600 | $85,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,018 | $84,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 787 | $83,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,742 | $81,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,457 | $80,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,345 | $79,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,212 | $76,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 650 | $76,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 7,939 | $75,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 671 | $74,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,000 | $74,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,000 | $73,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 7,250 | $72,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 6,400 | $72,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,000 | $71,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,146 | $71,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,000 | $71,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,298 | $71,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,711 | $70,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,391 | $70,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,282 | $70,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,752 | $69,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,796 | $69,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 723 | $67,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 811 | $67,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 928 | $66,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,676 | $66,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,156 | $65,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 906 | $63,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,200 | $63,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 361 | $62,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 20,000 | $62,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 470 | $58,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,904 | $58,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,023 | $58,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 758 | $57,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,268 | $56,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 994 | $56,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,439 | $55,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 860 | $55,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 509 | $54,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,062 | $53,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,375 | $53,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 917 | $53,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,600 | $53,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,142 | $51,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 35 | $51,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 882 | $49,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 921 | $49,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 137 | $49,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,000 | $49,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 168 | $48,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 629 | $48,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 560 | $48,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,840 | $48,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,255 | $48,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 937 | $47,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 422 | $47,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,100 | $46,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,879 | $46,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 873 | $46,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $46,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 714 | $46,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 624 | $45,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 3,031 | $45,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 582 | $44,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 690 | $44,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 604 | $43,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 382 | $43,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 711 | $41,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 650 | $41,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 468 | $40,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 300 | $40,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,028 | $40,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 540 | $39,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 237 | $38,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $37,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 625 | $37,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $37,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 702 | $37,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 583 | $37,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 322 | $37,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 278 | $36,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 495 | $36,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,185 | $36,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 166 | $35,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 467 | $35,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,438 | $35,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 560 | $34,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,515 | $33,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 600 | $32,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $32,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 452 | $31,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 525 | $31,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,327 | $31,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 10,000 | $31,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 254 | $30,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 413 | $30,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 444 | $30,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 330 | $30,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 407 | $30,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 123 | $29,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 760 | $29,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 467 | $29,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,138 | $29,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 1,833 | $29,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 681 | $28,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 472 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 681 | $28,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 748 | $27,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 370 | $27,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 164 | $27,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 250 | $26,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,107 | $26,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 222 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,841 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,489 | $24,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,321 | $24,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,107 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $23,000 | thousands by filing date | principal |
| NEW GERMANY FD INC | 644465106 | COM | 1,782 | $23,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 623 | $22,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,000 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 685 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,013 | $22,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 376 | $22,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,350 | $22,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 404 | $21,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 315 | $21,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 557 | $21,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 210 | $21,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 349 | $21,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 278 | $21,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 446 | $21,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 375 | $21,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $21,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 251 | $20,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 510 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 470 | $20,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,375 | $20,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,300 | $20,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 15,000 | $20,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 354 | $19,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,853 | $19,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 260 | $19,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 802 | $19,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 175 | $18,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 318 | $18,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 399 | $18,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 407 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 498 | $18,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,344 | $18,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 800 | $18,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 154 | $17,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 338 | $17,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,287 | $17,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 433 | $17,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 853 | $17,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 232 | $17,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,786 | $17,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 678 | $17,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 66 | $16,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 136 | $16,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 400 | $16,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 483 | $16,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 234 | $16,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 303 | $16,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 460 | $16,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,500 | $16,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 149 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,150 | $16,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 93 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 624 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 625 | $16,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 215 | $15,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 300 | $15,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 105 | $15,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 712 | $15,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 287 | $15,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 232 | $15,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 715 | $15,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $14,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 103 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 866 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 336 | $13,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 57 | $13,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 590 | $13,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 359 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 160 | $13,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $13,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 270 | $13,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 595 | $13,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 220 | $13,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 188 | $13,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 400 | $13,000 | thousands by filing date | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,500 | $13,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 362 | $13,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 439 | $13,000 | thousands by filing date | principal |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 513 | $13,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 680 | $13,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 640 | $13,000 | thousands by filing date | |
| IJH | 464287507 | COM | 71 | $12,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $12,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 192 | $12,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,065 | $12,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 106 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 270 | $12,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,650 | $12,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 291 | $12,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 644 | $12,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 200 | $12,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 250 | $12,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 124 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 120 | $11,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 64 | $11,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 106 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 334 | $11,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 518 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 85 | $10,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 155 | $10,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,219 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 159 | $10,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 984 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 250 | $10,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 82 | $10,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 808 | $10,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 150 | $9,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 38 | $9,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 127 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 126 | $9,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 98 | $9,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 188 | $9,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 243 | $9,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 243 | $9,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 25 | $9,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 162 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 486 | $9,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 364 | $9,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 75 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 236 | $8,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 80 | $8,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 140 | $8,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 250 | $8,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 450 | $8,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 800 | $8,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 160 | $8,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 261 | $8,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 406 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 1,000 | $8,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 90 | $7,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 52 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 201 | $7,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36 | $7,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 198 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 233 | $7,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 75 | $7,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 62 | $7,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 101 | $7,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 150 | $7,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 124 | $7,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 967 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 790 | $7,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 197 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 600 | $7,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 129 | $6,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $6,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 81 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 300 | $6,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 50 | $6,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $6,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 106 | $6,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 170 | $6,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 121 | $6,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 26 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 67 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 233 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 110 | $6,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 540 | $6,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $6,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,415 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 107 | $6,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 61 | $5,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 117 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 355 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 45 | $5,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 235 | $5,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 500 | $5,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 172 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,000 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 600 | $5,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 98 | $5,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 410 | $5,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 500 | $5,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 200 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 213 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 127 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 223 | $4,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 53 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 296 | $4,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 50 | $4,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 13 | $4,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25 | $4,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 400 | $4,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 830 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 111 | $4,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $4,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 31 | $4,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 66 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 277 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 151 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 260 | $4,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 400 | $4,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 135 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 300 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 504 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 134 | $4,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 664 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,031 | $4,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 750 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 200 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 240 | $4,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 500 | $4,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 228 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69 | $3,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $3,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 65 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 128 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 43 | $3,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 110 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 42 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 150 | $3,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 55 | $3,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 100 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 205 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-17-000002 | this filing | 2017-02-03 | acceptance time not in the bulk data set |