13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-29, with 664 holding rows worth $139,574,000.
- Accession
- 0001616026-16-000007
- Filer
- CIK 1616026
- Filed
- 2016-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 664 entries on the cover page, a total value of $139,574,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,574,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRITEO S A SPONS ADS | 226718104 | ADR | 60 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 735 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 80 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 750 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 580 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 170 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $3,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 94 | $3,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 25 | $3,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $3,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 150 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 75 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 250 | $3,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 40 | $3,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 115 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 125 | $3,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64 | $3,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 135 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 304 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 300 | $3,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 589 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 920 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 500 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 338 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 559 | $3,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 350 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 515 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $3,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 100 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 67 | $3,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 400 | $3,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 200 | $3,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 302 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 240 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 301 | $3,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,500 | $3,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 228 | $3,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 175 | $3,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8 | $2,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 163 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 480 | $2,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 50 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 170 | $2,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 43 | $2,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 33 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 50 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 25 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 58 | $2,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 61 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 138 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 33 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 75 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 287 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,095 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 33 | $2,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 14 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 37 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 20 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 100 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 560 | $2,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 115 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 128 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 500 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 266 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 133 | $2,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $2,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 50 | $2,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 25 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 121 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 15 | $2,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 156 | $2,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 200 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 25 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 599 | $2,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 101 | $2,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 800 | $2,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 3,000 | $2,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 18 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 112 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 36 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 26 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 160 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30 | $1,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 163 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 141 | $1,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 149 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 50 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 313 | $1,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 34 | $1,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 295 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 80 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 70 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 95 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 33 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 23 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 67 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 100 | $1,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 20 | $1,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 25 | $1,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 16 | $1,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 40 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 72 | $1,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 167 | $1,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 32 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 45 | $1,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 63 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 65 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 101 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARZ | 85571Q102 | COM SER A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS PLC | G84720104 | SHS USD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT INC | 746927102 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HRG GROUP INC COM | 40434J100 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 2,082 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-16-000007 | this filing | 2016-07-29 | acceptance time not in the bulk data set |