13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-27, with 684 holding rows worth $138,425,000.
- Accession
- 0001616026-16-000005
- Filer
- CIK 1616026
- Filed
- 2016-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 684 entries on the cover page, a total value of $138,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,425,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 441,601 | $24,500,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 341,925 | $13,554,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 65,890 | $3,955,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 67,406 | $3,561,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 77,722 | $3,114,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 56,560 | $2,946,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,390 | $2,778,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 15,852 | $2,735,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 20,230 | $2,383,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 51,549 | $2,188,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 21,077 | $2,028,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 149,406 | $1,992,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 21,070 | $1,842,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,855 | $1,592,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 133,130 | $1,568,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 120,576 | $1,530,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,516 | $1,521,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 15,946 | $1,481,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 115,991 | $1,481,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,033 | $1,453,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 108,978 | $1,253,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,790 | $1,161,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,422 | $1,114,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,716 | $1,090,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,000 | $1,060,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 84,974 | $1,052,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 10,811 | $1,048,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 67,665 | $1,043,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 76,609 | $1,010,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,074 | $952,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 60,936 | $907,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,600 | $902,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 67,479 | $896,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 62,702 | $884,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 55,600 | $861,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,713 | $817,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17,088 | $810,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 58,317 | $794,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,585 | $779,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 9,561 | $727,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 25,844 | $712,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 45,483 | $680,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,415 | $674,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 47,956 | $662,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 45,705 | $661,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 42,027 | $646,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 46,350 | $636,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 937 | $633,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 45,535 | $631,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 38,002 | $569,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 23,304 | $555,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 74,120 | $546,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 37,560 | $538,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,570 | $522,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,144 | $505,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,428 | $504,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 35,599 | $502,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,766 | $497,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,068 | $496,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 35,000 | $485,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 33,596 | $462,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 31,397 | $457,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,700 | $457,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,345 | $455,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,732 | $448,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,737 | $426,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,906 | $380,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 28,200 | $374,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,881 | $372,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,490 | $372,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 25,228 | $368,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,070 | $365,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,867 | $363,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,308 | $356,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 23,095 | $355,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 25,500 | $348,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 446 | $347,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 422 | $320,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,814 | $320,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,311 | $318,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 22,850 | $306,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,776 | $305,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 21,500 | $304,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 19,600 | $300,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 24,500 | $298,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,300 | $297,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,291 | $285,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,615 | $269,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 36,392 | $265,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,135 | $253,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,765 | $247,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,920 | $242,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,943 | $228,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,288 | $227,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,838 | $226,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,626 | $226,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,547 | $225,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,224 | $222,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,851 | $216,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,968 | $200,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,543 | $198,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,111 | $197,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,130 | $195,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,474 | $187,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,898 | $187,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,379 | $184,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,975 | $183,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,738 | $181,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,733 | $178,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,617 | $176,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,317 | $176,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,050 | $175,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,156 | $174,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 12,400 | $174,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 12,281 | $168,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,082 | $167,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,407 | $166,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,500 | $162,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,145 | $153,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,800 | $146,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 10,300 | $146,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,912 | $145,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 975 | $145,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 12,000 | $142,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,325 | $141,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,000 | $141,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,749 | $138,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 967 | $137,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 9,461 | $134,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,630 | $131,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,200 | $130,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,826 | $129,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,885 | $128,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,557 | $127,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,385 | $122,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,757 | $122,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,747 | $118,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,793 | $118,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 21,418 | $117,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,250 | $114,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,065 | $113,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,970 | $112,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,260 | $106,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,103 | $105,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,793 | $103,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 895 | $101,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 902 | $101,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,055 | $99,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,612 | $99,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 1,000 | $99,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,842 | $97,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,848 | $95,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 459 | $94,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,704 | $93,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,192 | $92,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 967 | $90,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,696 | $88,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 861 | $88,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,317 | $88,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,114 | $87,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,949 | $87,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,550 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 5,800 | $85,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,246 | $84,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,320 | $80,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,500 | $80,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,312 | $78,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,200 | $78,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,151 | $77,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 960 | $77,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 884 | $75,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,595 | $75,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 600 | $75,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 671 | $74,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,742 | $74,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,055 | $73,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 724 | $73,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,687 | $73,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 829 | $72,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,578 | $72,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 860 | $70,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 811 | $69,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 650 | $68,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,760 | $68,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 792 | $68,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 957 | $67,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,437 | $65,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,648 | $65,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,904 | $65,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,000 | $62,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 959 | $62,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,711 | $61,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,023 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,200 | $61,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 2,000 | $60,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 1,550 | $60,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,550 | $59,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,272 | $59,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,483 | $59,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 645 | $58,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,156 | $58,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,031 | $57,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,307 | $57,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,310 | $56,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 637 | $55,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,130 | $55,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 906 | $54,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $54,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,840 | $54,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,116 | $50,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 498 | $50,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,827 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,000 | $50,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,150 | $48,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,000 | $48,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,157 | $48,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $48,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 921 | $47,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,870 | $47,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 917 | $47,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,600 | $46,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $46,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 4,600 | $45,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 704 | $44,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 560 | $44,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 300 | $44,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 915 | $43,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 515 | $42,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 910 | $42,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 360 | $41,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 558 | $41,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 137 | $41,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 674 | $39,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 872 | $39,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,500 | $39,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,171 | $39,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 322 | $39,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,191 | $38,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 583 | $38,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $38,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 810 | $37,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 879 | $36,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 448 | $36,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 260 | $36,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 690 | $35,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,048 | $35,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,438 | $35,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 190 | $35,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 287 | $34,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,147 | $34,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,911 | $34,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,515 | $34,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,028 | $34,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 260 | $33,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 600 | $33,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 602 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 640 | $33,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $32,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 469 | $32,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 711 | $32,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 407 | $32,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 129 | $31,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 278 | $31,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 164 | $31,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 433 | $30,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 564 | $30,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 540 | $30,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,327 | $30,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 281 | $30,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,489 | $29,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 400 | $28,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 560 | $28,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 452 | $27,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 495 | $27,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,569 | $27,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 618 | $26,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,782 | $26,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 114 | $26,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 350 | $25,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 123 | $25,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 349 | $25,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 339 | $25,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 857 | $25,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,800 | $25,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 222 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $24,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 954 | $24,000 | thousands by filing date | |
| EVERSOURCE ENERGY | 292756202 | COM | 464 | $24,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 250 | $23,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 370 | $23,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 400 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 681 | $23,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,550 | $22,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 250 | $22,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 467 | $22,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 650 | $22,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,000 | $22,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 425 | $21,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 712 | $21,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $21,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,350 | $21,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 640 | $21,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 398 | $20,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 488 | $20,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 500 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 685 | $20,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 3,164 | $20,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,740 | $19,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 288 | $19,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 700 | $19,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 536 | $19,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 472 | $19,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 446 | $19,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,000 | $19,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 428 | $19,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 315 | $18,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 435 | $18,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 376 | $18,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 700 | $17,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 398 | $17,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 234 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 498 | $17,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 600 | $17,000 | thousands by filing date | |
| IJH | 464287507 | COM | 116 | $16,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 144 | $16,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $16,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 338 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 330 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 228 | $16,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 390 | $16,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,152 | $16,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 159 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,150 | $16,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 68 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 318 | $15,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 433 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,786 | $15,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 232 | $15,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 423 | $14,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 94 | $14,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 229 | $14,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 407 | $14,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 288 | $14,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 148 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,772 | $14,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 800 | $14,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 300 | $13,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 106 | $13,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 182 | $13,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 300 | $13,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,369 | $13,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 291 | $13,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 65 | $12,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 57 | $12,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 215 | $12,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 136 | $12,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 266 | $12,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 450 | $12,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 400 | $12,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 254 | $12,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 663 | $12,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 891 | $12,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 86 | $12,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 900 | $12,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 411 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $11,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 217 | $11,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $11,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 170 | $11,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 303 | $11,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 167 | $11,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,650 | $11,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 408 | $11,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 880 | $11,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 196 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 81 | $10,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 192 | $10,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 300 | $10,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 105 | $10,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 220 | $10,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 84 | $10,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $10,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,500 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 422 | $10,000 | thousands by filing date | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 463 | $10,000 | thousands by filing date | principal |
| IXYS CORP | 46600W106 | COMMON STOCK | 803 | $10,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 120 | $9,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,000 | $9,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 362 | $9,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 250 | $9,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 117 | $9,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 545 | $9,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 82 | $9,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 197 | $9,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 1,053 | $9,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 121 | $8,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 75 | $8,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 75 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 120 | $8,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $8,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 171 | $8,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 188 | $8,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,388 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 136 | $8,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 124 | $8,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 200 | $8,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 406 | $8,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 364 | $8,000 | thousands by filing date | principal |
| GEN-PROBE INC | 36866T103 | COM | 437 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 465 | $7,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 106 | $7,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 35 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 200 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 26 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 202 | $7,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 125 | $7,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 364 | $7,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 107 | $7,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 820 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $6,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 129 | $6,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 52 | $6,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36 | $6,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 198 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 276 | $6,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $6,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 160 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 87 | $6,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 150 | $6,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 105 | $6,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 123 | $6,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 233 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 355 | $5,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 60 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 140 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 153 | $5,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 32 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 67 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 44 | $5,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 233 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 218 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 103 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 145 | $5,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,000 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 540 | $5,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 260 | $5,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 150 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 168 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,179 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 200 | $5,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 200 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 207 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 61 | $4,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 31 | $4,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 40 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 127 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35 | $4,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 126 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 114 | $4,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 50 | $4,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 77 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 45 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $4,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 23 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 47 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 235 | $4,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 31 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 102 | $4,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 71 | $4,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 135 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 122 | $4,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 589 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 160 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 215 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 401 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 100 | $4,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 94 | $4,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 13 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 200 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 201 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 117 | $3,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 38 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $3,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 31 | $3,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 27 | $3,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 77 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 46 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 102 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 296 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 42 | $3,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 122 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 700 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-16-000005 | this filing | 2016-01-27 | acceptance time not in the bulk data set |