13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-04, with 646 holding rows worth $135,001,000.
- Accession
- 0001616026-15-000002
- Filer
- CIK 1616026
- Filed
- 2015-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 646 entries on the cover page, a total value of $135,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,001,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 6 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 51 | $3,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 87 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 283 | $3,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 130 | $3,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 200 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 599 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 200 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 252 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 200 | $3,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 175 | $3,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20 | $2,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20 | $2,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14 | $2,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 40 | $2,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 81 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 102 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 14 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 145 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 700 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 90 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 50 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 33 | $2,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 50 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 100 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 295 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 34 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 50 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 350 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 67 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 10 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 475 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 25 | $2,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 175 | $2,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 133 | $2,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 100 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 150 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 200 | $2,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 165 | $2,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 72 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 32 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 121 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 15 | $2,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 130 | $2,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 85 | $2,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 596 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 100 | $2,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 250 | $2,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 102 | $2,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 1,500 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 50 | $2,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 50 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 100 | $2,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 200 | $2,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 112 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11 | $1,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 141 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 440 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 350 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 13 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 313 | $1,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 42 | $1,000 | thousands by filing date | principal |
| ABIOMED INC | 003654100 | COM | 14 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 66 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,800 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 86 | $1,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 150 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 33 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 23 | $1,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 20 | $1,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 142 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 25 | $1,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 16 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $1,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 25 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 34 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 14 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 351 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 35 | $1,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 167 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 146 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,250 | $1,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 1,000 | $1,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 32 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 45 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 200 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 48 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 50 | $1,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 800 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARZ | 85571Q102 | COM SER A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERIS CORP | 859152100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT INC | 746927102 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARBINGER GROUP INC | 41146A106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIQ SYSTEMS INC | 26882D109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMY INTL INC NEW | 75971M108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 178787107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-15-000002 | this filing | 2015-05-04 | acceptance time not in the bulk data set |