13F-HR filed by Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-09-09, with 643 holding rows worth $122,095,000.
- Accession
- 0001616026-14-000002
- Filer
- CIK 1616026
- Filed
- 2014-09-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 643 entries on the cover page, a total value of $122,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,095,000 with VALUE read as thousands by filing date, 13F file number 028-16264. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 618,770 | $25,363,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20,946 | $3,744,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 112,032 | $3,709,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 77,166 | $3,550,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 27,275 | $2,948,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 48,418 | $2,595,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 66,251 | $2,558,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 22,070 | $2,516,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,424 | $2,375,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 31,447 | $2,308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 25,841 | $2,119,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 12,000 | $1,786,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,202 | $1,675,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 21,107 | $1,585,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,745 | $1,474,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,249 | $1,442,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 98,726 | $1,166,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 89,234 | $1,142,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,283 | $1,037,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 95,383 | $1,035,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 71,369 | $1,008,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 24,039 | $991,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 89,105 | $979,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 79,509 | $925,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,695 | $890,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,159 | $883,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 64,802 | $878,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,600 | $850,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 63,436 | $768,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,159 | $763,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 65,633 | $738,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,360 | $723,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,073 | $718,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,548 | $683,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,368 | $674,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,044 | $672,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,688 | $667,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 47,956 | $636,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 50,775 | $635,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,600 | $631,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 47,652 | $625,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 42,835 | $617,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 42,083 | $609,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,386 | $591,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 45,535 | $589,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 43,746 | $564,000 | thousands by filing date | |
| 38259p508 | COM | 497 | $554,000 | thousands by filing date | ||
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 74,120 | $516,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,951 | $502,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,187 | $498,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,552 | $480,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 10,539 | $480,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,246 | $476,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,653 | $457,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 35,400 | $451,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 16,070 | $440,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,732 | $424,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 32,927 | $422,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,331 | $415,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 29,813 | $410,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,428 | $407,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 31,450 | $398,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 9,678 | $374,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,928 | $369,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 27,400 | $350,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,508 | $345,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 29,000 | $342,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 24,600 | $342,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,400 | $330,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,159 | $326,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 24,716 | $324,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,691 | $321,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,700 | $319,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 923 | $310,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 21,400 | $309,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,000 | $302,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,016 | $301,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 21,875 | $291,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,061 | $287,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,094 | $284,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 19,327 | $281,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,234 | $278,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,887 | $276,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,252 | $272,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 19,600 | $272,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,940 | $270,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,160 | $269,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,300 | $268,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 19,600 | $268,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,080 | $267,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 19,700 | $267,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 24,500 | $266,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 21,250 | $264,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 21,500 | $263,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,249 | $256,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 21,000 | $256,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,617 | $255,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,730 | $253,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,897 | $253,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,156 | $249,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 36,392 | $240,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,430 | $237,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,229 | $230,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,200 | $229,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,963 | $223,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,244 | $211,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,696 | $210,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,795 | $204,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,129 | $202,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,391 | $200,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,364 | $193,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,765 | $188,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,291 | $186,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,588 | $183,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,586 | $169,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,760 | $164,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 12,400 | $164,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,003 | $163,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,755 | $154,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,633 | $153,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 2,993 | $151,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,500 | $149,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,417 | $149,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,062 | $147,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,515 | $144,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,453 | $144,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 3,607 | $142,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,060 | $141,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,714 | $140,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 2,400 | $140,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,050 | $136,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 11,500 | $134,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,354 | $133,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 9,930 | $133,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,617 | $132,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,103 | $132,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,054 | $131,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,343 | $131,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,063 | $128,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,937 | $127,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,000 | $127,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 12,000 | $127,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 950 | $126,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,200 | $125,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,240 | $124,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,008 | $122,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,975 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 8,565 | $121,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,101 | $120,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,623 | $119,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,196 | $118,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,454 | $116,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 3,188 | $115,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,694 | $114,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,325 | $108,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,499 | $105,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,055 | $102,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,165 | $102,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 540 | $101,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,863 | $100,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 1,000 | $100,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,978 | $97,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,496 | $97,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,433 | $95,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,187 | $94,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,302 | $91,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,739 | $88,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 970 | $85,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 800 | $85,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,996 | $85,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 843 | $84,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,502 | $83,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,323 | $83,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,171 | $83,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,529 | $83,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,200 | $80,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,145 | $79,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,250 | $78,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,689 | $77,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,552 | $76,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 795 | $75,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,594 | $75,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,016 | $74,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 5,100 | $74,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,359 | $72,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 5,200 | $72,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 2,984 | $70,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 809 | $69,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,746 | $67,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 7,300 | $66,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,500 | $66,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,683 | $66,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,100 | $65,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,320 | $65,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,245 | $64,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 830 | $64,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,128 | $64,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 982 | $64,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 603 | $63,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 775 | $62,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 315 | $62,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 600 | $59,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 600 | $59,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 643 | $58,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,556 | $57,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 666 | $57,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,023 | $57,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,183 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,200 | $56,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,827 | $54,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 800 | $53,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 976 | $53,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 700 | $53,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 312 | $51,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,039 | $50,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $50,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 600 | $50,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 748 | $50,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 698 | $49,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,428 | $49,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 916 | $48,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 633 | $48,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $48,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,000 | $47,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 560 | $46,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,202 | $45,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 829 | $45,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 1,200 | $44,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 835 | $44,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 498 | $43,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 762 | $43,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,304 | $43,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 452 | $42,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 570 | $42,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,000 | $42,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 581 | $41,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,750 | $41,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 558 | $41,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,600 | $41,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 407 | $41,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,000 | $41,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 500 | $40,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 286 | $40,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $40,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 5,145 | $40,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 705 | $40,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,650 | $39,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,055 | $38,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $38,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,191 | $37,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 393 | $37,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,028 | $37,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,150 | $36,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 540 | $36,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,812 | $35,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 419 | $35,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,782 | $35,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 2,735 | $35,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 412 | $34,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 870 | $34,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 642 | $34,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 696 | $34,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 560 | $34,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,489 | $33,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 387 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,515 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,438 | $33,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 278 | $31,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 578 | $31,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $30,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,071 | $30,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 997 | $29,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 431 | $29,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 636 | $29,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 495 | $29,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,700 | $29,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 726 | $29,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 215 | $29,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 2,200 | $29,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,582 | $28,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,105 | $28,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 348 | $27,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 579 | $27,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 467 | $27,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,350 | $27,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,150 | $26,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 130 | $26,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,975 | $26,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 222 | $25,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $25,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 600 | $25,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 164 | $25,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 690 | $25,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 683 | $25,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 300 | $25,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 437 | $25,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 113 | $24,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 400 | $24,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,780 | $24,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 654 | $24,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 640 | $24,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 472 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 866 | $23,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1,840 | $23,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 295 | $22,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,546 | $22,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,715 | $22,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 217 | $21,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 460 | $21,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,650 | $21,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 290 | $21,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 610 | $21,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 464 | $21,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,384 | $21,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 250 | $20,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 579 | $20,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,000 | $20,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 238 | $20,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 79 | $20,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 563 | $19,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 351 | $19,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $19,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 117 | $18,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 183 | $18,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 134 | $18,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 800 | $18,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 906 | $17,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 300 | $17,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 488 | $17,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,150 | $17,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 500 | $17,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 500 | $17,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 254 | $17,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,150 | $17,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 686 | $17,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 367 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 140 | $16,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 291 | $16,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 359 | $15,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $15,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 290 | $15,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 340 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 350 | $15,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,824 | $15,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 329 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 404 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 253 | $14,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 303 | $14,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 188 | $14,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 428 | $14,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 436 | $14,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 140 | $14,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 182 | $14,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 177 | $14,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 400 | $14,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 271 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 293 | $13,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200 | $13,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 447 | $13,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 408 | $13,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,600 | $13,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 1,311 | $13,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 193 | $12,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 103 | $12,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 110 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 141 | $12,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 200 | $12,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 220 | $12,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,000 | $12,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 291 | $12,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 182 | $12,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,772 | $12,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $11,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 57 | $11,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 215 | $11,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 120 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 350 | $11,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 233 | $11,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 800 | $11,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 1,500 | $11,000 | thousands by filing date | |
| IJH | 464287507 | COM | 71 | $10,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 60 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 180 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 255 | $10,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 87 | $10,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 300 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 200 | $10,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 145 | $10,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 400 | $10,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 200 | $10,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 364 | $10,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 98 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 120 | $9,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 201 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 231 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 72 | $9,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 134 | $9,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 228 | $9,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 84 | $9,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 122 | $9,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 46 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 175 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 136 | $8,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 251 | $8,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 122 | $8,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 202 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 532 | $8,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 125 | $8,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 160 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 135 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 195 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 145 | $8,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 87 | $8,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 340 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 58 | $8,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 262 | $7,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 95 | $7,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 129 | $7,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 92 | $7,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 170 | $7,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 510 | $7,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200 | $7,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 45 | $7,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 560 | $7,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $7,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 46 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 52 | $7,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,095 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 26 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 674 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 287 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 579 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 100 | $7,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 400 | $7,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 2,200 | $7,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 100 | $7,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 81 | $6,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 75 | $6,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $6,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 35 | $6,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,828 | $6,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 4,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 67 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 136 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 99 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $6,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,000 | $6,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 80 | $6,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 540 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,030 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 223 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 107 | $6,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 54 | $6,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 698 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 87 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 108 | $5,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 170 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 54 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 115 | $5,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 100 | $5,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 445 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,365 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 125 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 50 | $5,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 150 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 100 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,250 | $4,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 90 | $4,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 50 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 45 | $4,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100 | $4,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 233 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 150 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 325 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 400 | $4,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 437 | $4,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 210 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 302 | $4,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 36 | $4,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 72 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 599 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 200 | $3,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 117 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001616026-14-000002 | this filing | 2014-09-09 | acceptance time not in the bulk data set |