13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-16, with 328 holding rows worth $406,968,000 by the sum of the rows.
- Accession
- 0001615774-18-012932
- Filer
- CIK 1599892
- Filed
- 2018-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 328 entries on the cover page, a total value of $406,966,224,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,968,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $406,966,224,000, about 1,000 times the sum of the rows, $406,968,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 149,608 | $24,093,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 199,758 | $22,109,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 209,286 | $16,358,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 163,730 | $11,826,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 47,253 | $10,667,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,738 | $9,490,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 117,201 | $9,432,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 69,434 | $9,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 360,769 | $8,734,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 101,063 | $6,871,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 206,569 | $6,563,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 76,528 | $6,174,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 70,953 | $5,681,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,382 | $5,654,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 124,373 | $5,571,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 64,226 | $5,486,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 25,278 | $4,735,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,482 | $4,622,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 42,390 | $4,528,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,639 | $4,393,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 19,614 | $4,325,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 24,073 | $4,006,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,254 | $3,940,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,719 | $3,554,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 108,011 | $3,409,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,269 | $3,370,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,168 | $3,116,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 31,675 | $2,975,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 99,303 | $2,925,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,009 | $2,860,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 51,830 | $2,767,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,133 | $2,681,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,276 | $2,650,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,242 | $2,598,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,928 | $2,595,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 57,435 | $2,485,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,111 | $2,468,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 23,300 | $2,368,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 48,699 | $2,303,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 79,480 | $2,283,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16,022 | $2,233,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,141 | $2,115,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,864 | $2,106,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 27,837 | $2,023,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 104,005 | $1,986,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 36,893 | $1,960,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,843 | $1,812,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,011 | $1,797,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,979 | $1,737,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 18,297 | $1,720,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,937 | $1,709,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 18,244 | $1,705,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9,101 | $1,691,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,130 | $1,669,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 18,664 | $1,641,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 89,089 | $1,598,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,472 | $1,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 24,956 | $1,586,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 17,587 | $1,574,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 35,633 | $1,570,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 48,017 | $1,518,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 42,900 | $1,512,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 44,656 | $1,500,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 27,645 | $1,460,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,848 | $1,450,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 12,487 | $1,446,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,332 | $1,423,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 27,368 | $1,417,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,929 | $1,359,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,694 | $1,340,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,073 | $1,338,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 45,787 | $1,320,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,435 | $1,312,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,296 | $1,284,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 120,031 | $1,282,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,601 | $1,262,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 6,850 | $1,258,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 26,462 | $1,253,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,809 | $1,234,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 64,970 | $1,233,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,849 | $1,209,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,802 | $1,207,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,608 | $1,206,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,728 | $1,198,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 43,115 | $1,172,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,133 | $1,151,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 46,342 | $1,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 21,376 | $1,118,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,257 | $1,097,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,154 | $1,090,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 21,162 | $1,079,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,725 | $1,047,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,440 | $1,005,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,156 | $981,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 46,614 | $971,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 12,961 | $963,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 20,107 | $950,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,379 | $938,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,622 | $932,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,909 | $926,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 97,065 | $925,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 16,277 | $917,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,756 | $907,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,274 | $902,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,925 | $898,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 13,962 | $898,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 36,830 | $882,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,235 | $868,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 716 | $855,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,073 | $799,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,523 | $783,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,478 | $775,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 7,466 | $737,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,189 | $736,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,774 | $735,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,838 | $724,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 26,156 | $721,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,357 | $707,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,892 | $704,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,955 | $694,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,894 | $691,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 11,333 | $679,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 68,746 | $678,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,341 | $662,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 68,784 | $657,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,800 | $656,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,431 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,665 | $621,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 20,600 | $618,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,356 | $617,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,337 | $603,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,604 | $603,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,316 | $603,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,857 | $595,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 61,076 | $591,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 9,775 | $582,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,951 | $580,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,275 | $562,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,503 | $557,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,474 | $556,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,904 | $548,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33,200 | $540,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,201 | $532,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,147 | $530,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,617 | $526,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,036 | $524,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,194 | $492,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,700 | $491,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,845 | $489,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,706 | $484,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 49,503 | $473,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 238 | $472,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,108 | $468,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,804 | $460,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 14,085 | $457,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 35,000 | $453,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,142 | $449,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,685 | $448,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,118 | $446,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,163 | $445,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 38,932 | $440,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,135 | $437,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,153 | $436,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,023 | $436,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,744 | $423,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,502 | $421,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,506 | $420,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,045 | $417,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,191 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,115 | $413,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,800 | $411,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,166 | $408,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,233 | $405,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,215 | $404,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,866 | $400,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,425 | $399,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,542 | $396,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,207 | $393,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,000 | $392,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,013 | $385,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,965 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,183 | $383,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 4,440 | $383,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,855 | $382,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,350 | $378,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,533 | $376,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,281 | $375,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,739 | $372,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,359 | $367,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 23,400 | $367,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,126 | $361,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,014 | $361,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,271 | $359,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,433 | $355,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,301 | $354,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,385 | $353,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,155 | $350,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,866 | $348,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,557 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,688 | $342,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,651 | $341,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,593 | $340,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 590 | $339,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,218 | $337,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,468 | $336,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,300 | $336,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 105,061 | $326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 19,615 | $323,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,954 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,782 | $321,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,850 | $317,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,084 | $314,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,791 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,887 | $311,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,075 | $310,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,117 | $307,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,560 | $306,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,007 | $304,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,978 | $300,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 16,606 | $298,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,615 | $297,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,426 | $296,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,427 | $295,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 4,775 | $294,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,586 | $291,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,579 | $285,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,047 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,282 | $278,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,580 | $277,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,245 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,708 | $277,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,363 | $274,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,320 | $271,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,347 | $270,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,000 | $269,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,311 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,203 | $267,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,604 | $267,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,089 | $264,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,250 | $264,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,405 | $258,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,249 | $254,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,229 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,500 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,431 | $253,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 26,599 | $251,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,700 | $251,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,837 | $250,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,361 | $246,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,128 | $244,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,885 | $243,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,776 | $243,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,607 | $242,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,189 | $241,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,000 | $240,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,306 | $238,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,581 | $238,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,179 | $237,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,514 | $237,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,675 | $233,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 17,304 | $233,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,110 | $230,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,725 | $228,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,979 | $225,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,644 | $224,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,228 | $224,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,033 | $222,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 8,155 | $221,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,022 | $220,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 6,356 | $220,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,591 | $219,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 16,900 | $217,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 8,980 | $215,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,000 | $215,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,191 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,768 | $214,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 22,975 | $213,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,725 | $211,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,992 | $210,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,300 | $210,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,927 | $210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 933 | $208,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,296 | $207,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,208 | $206,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 8,091 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 768 | $201,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 10,853 | $197,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,848 | $196,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 20,914 | $195,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,720 | $191,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,200 | $172,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100,300 | $171,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 12,475 | $168,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 46,000 | $164,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 20,071 | $159,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,205 | $149,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,900 | $148,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,639 | $145,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,450 | $127,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 12,400 | $122,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,371 | $119,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,700 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,209 | $116,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 44,500 | $112,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 15,600 | $102,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 53,500 | $102,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 131,700 | $94,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,332 | $90,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 15,500 | $90,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,135 | $88,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,951 | $86,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,223 | $81,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 82,499 | $81,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 29,536 | $80,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,420 | $77,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,648 | $77,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,475 | $74,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 33,591 | $74,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,202 | $72,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,925 | $47,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10,000 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 20,000 | $20,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 33,070 | $19,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 11,000 | $18,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 18,329 | $13,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 10,000 | $10,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,000 | $10,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615774-18-012932 | this filing | 2018-11-16 | acceptance time not in the bulk data set |