13F-HR filed by Newfound Research LLC
Newfound Research LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 199 holding rows worth $104,953,000.
- Accession
- 0001615774-16-008098
- Filer
- CIK 1630806
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 199 entries on the cover page, a total value of $104,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $0 with VALUE read as thousands by filing date, 13F file number 028-17093. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRosedale Thomas B.028-17094
- included managerHoffstein Corey028-17095
- included managerSibears Daniel J028-17096
- included managerSand Hill Cove Management LLC028-17097
- included managerNewfound Holdings, LLC028-17098
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 42,727 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 17,745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 51,668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 49,662 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 911 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 118,377 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Progressive Corporation | 743315103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,015 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 357 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 28,175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,656 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 17,913 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 15,016 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 41,996 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTA SVCS INC | 74762E102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 26,230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNUM GROUP COM | 91529Y106 | Stock | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONATION INC COM | 05329W102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JABIL INC COM | 466313103 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSURANT INC COM | 04621X108 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOEWS CORP COM | 540424108 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETAPP INC COM | 64110D104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDER SYS INC COM | 783549108 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCKESSON CORP COM | 58155Q103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUMANA INC COM | 444859102 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEGNA INC COM | 87901J105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 661 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVER FINL SVCS | 254709108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 172,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 44,892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 62,141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 22,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 29,886 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85,694 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 58,801 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 72,772 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 445 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 947 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG LOTS INC | 089302103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIGNA CORPORATION | 125509109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLPOINT INC | 94973V107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHMARK CORP | 891027104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 90,440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 53,652 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 717 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIACOM INC | 92553P201 | CL B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 113,494 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 101,466 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 701 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X294 | HD REPLICATION | 873 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lincoln National Corporat | 524901105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETNA INC NEW | 00817Y108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 76,090 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 244,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 136,298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 29,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dow Chemical Company | 260543103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pentair Inc | H6169Q108 | PNR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O-I GLASS, INC. | 690768403 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX CORP | 984121103 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XL GROUP PLC | G98290102 | SHS | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER SCIENCES CORP | 205363104 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAPLES INC | 855030102 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESORO CORP | 881609101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMAN INTL INDS INC | 413086109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXMARK INTL NEW | 529771107 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVRY INC DEL | 251893103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSSIL INC | 349882100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 4,123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 109,235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 362,845 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED, BATH, AND BEYOND | 75896100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BORGWARNER, INC. | 99724106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 688 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X310 | CMN | 616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Ltd | 46127U104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| R.R. Donnelley & Sons Company | 279765101 | EQUITY | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615774-16-008098 | this filing | 2016-11-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001615774-17-000193 | base | 2017-01-20 | acceptance time not in the bulk data set |