13F-HR filed by Ironsides Asset Advisors, LLC
Ironsides Asset Advisors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 158 holding rows worth $369,553,000.
- Accession
- 0001615135-16-000010
- Filer
- CIK 1615135
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 158 entries on the cover page, a total value of $369,553,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,553,000 with VALUE read as thousands by filing date, 13F file number 028-16208. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lowes Companies,Inc. | 548661107 | COM | 1,262,128 | $91,138,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 294,608 | $21,253,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,291,353 | $15,918,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 125,709 | $10,508,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 204,386 | $8,480,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 98,340 | $8,254,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 81,648 | $6,577,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 94,578 | $6,397,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 82,810 | $6,357,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 53,600 | $5,661,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 42,184 | $5,460,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 56,996 | $4,975,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 114,693 | $4,921,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 45,214 | $4,782,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 87,428 | $4,698,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 129,778 | $4,396,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 32,000 | $4,307,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 44,135 | $4,291,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 39,294 | $4,146,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 137,259 | $4,069,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 142,600 | $3,799,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,328 | $3,429,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,319 | $3,405,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 52,495 | $3,321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 64,054 | $3,191,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 34,439 | $2,976,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 26,366 | $2,961,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 41,520 | $2,844,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 29,079 | $2,721,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 58,717 | $2,609,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 16,669 | $2,594,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 28,779 | $2,504,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 56,915 | $2,462,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,465 | $2,415,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 36,450 | $2,334,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 18,627 | $2,216,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,194 | $2,200,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 49,430 | $2,171,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,164 | $2,155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 44,069 | $2,153,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 28,731 | $2,064,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,963 | $2,059,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,814 | $2,039,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8,250 | $1,900,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 72,130 | $1,818,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 46,510 | $1,773,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 14,888 | $1,728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 64,890 | $1,715,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 13,061 | $1,698,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 19,554 | $1,696,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 18,493 | $1,678,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,489 | $1,640,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 41,378 | $1,625,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 21,135 | $1,578,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,926 | $1,553,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 35,637 | $1,507,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,106 | $1,496,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 42,091 | $1,434,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,929 | $1,432,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,172 | $1,358,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,861 | $1,334,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 21,315 | $1,297,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,518 | $1,293,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,700 | $1,290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 21,009 | $1,289,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,847 | $1,281,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 28,608 | $1,223,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10,156 | $1,179,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,825 | $1,151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 27,042 | $1,127,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 15,000 | $1,125,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 43,050 | $1,121,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,473 | $1,078,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 68,022 | $1,060,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,590 | $978,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,840 | $904,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 18,976 | $862,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,796 | $848,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 39,250 | $847,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 10,500 | $809,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,510 | $795,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 14,966 | $795,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,915 | $790,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,583 | $769,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,500 | $765,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,816 | $720,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 23,441 | $694,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,391 | $678,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,440 | $662,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 767 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 8,700 | $578,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 12,026 | $575,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,974 | $562,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 697 | $560,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 6,292 | $557,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,920 | $554,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,000 | $529,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 117,822 | $520,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,385 | $520,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 36,480 | $520,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,046 | $508,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,300 | $497,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,980 | $491,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,000 | $491,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 25,850 | $460,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 19,147 | $447,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,000 | $445,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 33,724 | $444,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 28,800 | $443,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 21,941 | $436,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,399 | $425,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 281 | $413,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 17,200 | $409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,603 | $401,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,590 | $396,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,461 | $392,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,966 | $392,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,770 | $387,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,800 | $384,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,782 | $378,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,147 | $375,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,414 | $373,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,964 | $368,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,165 | $366,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,350 | $358,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,000 | $356,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,825 | $355,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,825 | $329,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,589 | $327,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,991 | $304,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,025 | $300,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,549 | $292,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,260 | $291,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,660 | $289,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 4,200 | $280,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,000 | $275,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,950 | $273,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,237 | $273,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,576 | $263,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,552 | $256,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,861 | $255,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,724 | $254,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,422 | $254,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,346 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,806 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,507 | $231,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,224 | $228,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,027 | $222,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,700 | $213,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,269 | $212,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 16,600 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,469 | $205,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,502 | $204,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,832 | $202,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,628 | $196,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,790 | $191,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,000 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615135-16-000010 | this filing | 2016-11-14 | acceptance time not in the bulk data set |