13F-HR/A filed by Ironsides Asset Advisors, LLC
Ironsides Asset Advisors, LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-11, with 163 holding rows worth $345,137,000.
- Accession
- 0001615135-15-000002
- Filer
- CIK 1615135
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 163 entries on the cover page, a total value of $345,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,137,000 with VALUE read as thousands by filing date, 13F file number 028-16208. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lowes Companies,Inc. | 548661107 | COM | 1,384,020 | $73,242,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 246,552 | $16,374,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 212,950 | $16,139,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 158,984 | $12,234,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 58,814 | $11,588,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 95,789 | $7,651,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 139,239 | $6,856,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 56,349 | $6,610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 203,815 | $6,100,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 82,500 | $5,775,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 57,510 | $5,756,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 53,044 | $5,584,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 114,381 | $5,161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 112,142 | $4,971,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 98,669 | $4,899,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 77,449 | $4,111,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 45,765 | $3,817,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 142,600 | $3,551,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 69,372 | $3,422,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 130,650 | $3,189,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 37,336 | $3,175,000 | thousands by filing date | |
| American Express | 25816109 | COM | 35,284 | $3,089,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 73,500 | $2,922,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,408 | $2,766,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 30,908 | $2,674,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 26,366 | $2,628,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 34,976 | $2,615,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 83,977 | $2,483,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 95,524 | $2,448,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 39,310 | $2,445,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 52,040 | $2,391,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 109,108 | $2,338,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,293 | $2,334,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 32,414 | $2,329,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 27,791 | $2,268,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 31,067 | $2,230,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 45,774 | $2,187,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 41,385 | $2,118,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18,678 | $2,066,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 24,669 | $2,003,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 33,280 | $1,970,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,989 | $1,952,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 38,650 | $1,931,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 86,271 | $1,924,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 47,085 | $1,861,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 62,977 | $1,843,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 33,833 | $1,818,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 20,000 | $1,809,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 42,440 | $1,765,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16,230 | $1,764,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 48,709 | $1,669,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 22,307 | $1,668,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 14,700 | $1,659,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 83,050 | $1,610,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,127 | $1,593,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 17,660 | $1,572,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 36,219 | $1,371,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 56,310 | $1,370,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,716 | $1,331,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 23,000 | $1,270,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,365 | $1,243,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 6 | $1,241,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 8,747 | $1,239,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,674 | $1,233,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10,110 | $1,167,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 27,828 | $1,161,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 27,108 | $1,157,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,492 | $1,156,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 20,127 | $1,135,000 | thousands by filing date | |
| Bazaarvoice Inc | 73271108 | CS | 149,741 | $1,107,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 15,000 | $1,062,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 37,841 | $1,058,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 26,723 | $1,049,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 27,675 | $1,000,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 42,600 | $970,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,100 | $968,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,958 | $896,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 21,624 | $883,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 27,579 | $875,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 18,225 | $842,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 22,500 | $808,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 7,907 | $797,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Oracle Corporation | 68389X105 | COM | 19,867 | $761,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,950 | $757,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 18,808 | $739,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,000 | $725,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,350 | $699,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 12,847 | $653,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,935 | $649,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,647 | $630,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,348 | $617,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 43,940 | $604,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,400 | $590,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,084 | $571,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,122 | $563,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 29,000 | $562,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,191 | $559,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 9,750 | $558,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,850 | $555,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 11,494 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,452 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,855 | $531,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,892 | $521,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 54,305 | $516,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 20,000 | $490,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,050 | $486,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 11,225 | $471,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 11,756 | $462,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,610 | $444,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,786 | $432,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 32,800 | $431,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,572 | $426,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,506 | $416,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,529 | $410,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 23,151 | $395,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 28,991 | $392,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 115,400 | $389,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,304 | $380,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 8,875 | $374,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 13,600 | $371,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 5,391 | $369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 7,964 | $368,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,115 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,314 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,000 | $356,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 9,253 | $350,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,885 | $347,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 10,251 | $343,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 592 | $342,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 14,500 | $337,000 | thousands by filing date | |
| 38259p508 | COM | 551 | $324,000 | thousands by filing date | ||
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,942 | $323,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,585 | $323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 14,741 | $323,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,916 | $321,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 20,834 | $318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,900 | $305,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 12,305 | $304,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,770 | $302,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,000 | $299,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 13,970 | $290,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,655 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,630 | $268,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,201 | $268,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,400 | $267,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,660 | $263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,157 | $250,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,335 | $237,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,754 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,025 | $222,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,000 | $222,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,450 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,595 | $220,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 16,527 | $217,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,590 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,000 | $209,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,506 | $208,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,446 | $205,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,530 | $203,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 7,900 | $200,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,231 | $108,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,000 | $70,000 | thousands by filing date | |
| BANK AMER CORP | 60505904 | CALL | 25,000 | $50,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615135-14-000002 | superseded | 2014-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001615135-15-000002 | this filing | 2015-02-11 | acceptance time not in the bulk data set |