13F-HR filed by Sargent Bickham Lagudis LLC
Sargent Bickham Lagudis LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2021-09-13, with 757 holding rows worth $664,589,000.
- Accession
- 0001613939-21-000014
- Filer
- CIK 1613939
- Filed
- 2021-09-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 758 entries on the cover page, a total value of $664,589,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $664,589,000 with VALUE read as thousands by filing date, 13F file number 028-21266. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S SILICA HLDGS INC | 90346E103 | COM | 369 | $17,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,400 | $17,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 425 | $16,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 508 | $16,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 425 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 394 | $16,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 4,700 | $16,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 197 | $15,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 300 | $15,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 384 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 295 | $15,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 500 | $15,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 207 | $15,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 125 | $15,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 950 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 248 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,800 | $15,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 215 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 279 | $15,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 412 | $15,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 353 | $15,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 797 | $15,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 145 | $14,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 250 | $14,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 72 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 250 | $14,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 280 | $14,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 500 | $14,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 107 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 100 | $14,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 500 | $14,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 127 | $13,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 897 | $13,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 230 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 887 | $13,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 415 | $13,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 175 | $13,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 552 | $13,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,832 | $13,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 260 | $12,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 116 | $12,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 150 | $12,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 133 | $12,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 344 | $12,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 165 | $12,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 356 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 205 | $12,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 750 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 175 | $12,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 100 | $12,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 3,000 | $12,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 285 | $12,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 600 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 836 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 384 | $11,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 885 | $11,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 157 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 332 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 240 | $11,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 84 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 114 | $11,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 60 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 139 | $11,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 227 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 441 | $11,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 152 | $11,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 500 | $11,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 884 | $11,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 160 | $10,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 214 | $10,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 93 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 119 | $10,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 80 | $10,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 151 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 89 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 124 | $10,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 250 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 935 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 202 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 270 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 262 | $10,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 200 | $10,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 500 | $10,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 230 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 97 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 366 | $10,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 200 | $10,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 100 | $10,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 351 | $10,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 79 | $9,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 319 | $9,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 100 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 43 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 300 | $9,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 85 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 169 | $8,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 62 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150 | $8,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $8,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 448 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 275 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 268 | $8,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 231 | $8,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 150 | $8,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 256 | $8,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 113 | $8,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 67 | $8,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 169 | $8,000 | thousands by filing date | |
| BT GROUP | 05577E901 | COM | 307 | $8,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 144 | $7,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 109 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $7,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 151 | $7,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 257 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 157 | $7,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 400 | $7,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 48 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 190 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 40 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 266 | $7,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 366 | $7,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 100 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 40,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 400 | $7,000 | thousands by filing date | |
| CARE CAPITAL PROPERT | Q2980K107 | COM | 250 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $6,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 70 | $6,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 96 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 122 | $6,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 81 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 127 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $6,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 127 | $6,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 116 | $6,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 166 | $6,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 400 | $6,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 70 | $6,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 400 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 53 | $5,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 30 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 215 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 300 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 288 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 127 | $5,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 500 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 333 | $5,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 114 | $5,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 208 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 175 | $5,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 77 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 112 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 27 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 22 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 141 | $4,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 101 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 87 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 127 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 85 | $4,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 192 | $4,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 82 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 73 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 200 | $4,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 34 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 108 | $3,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 133 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 197 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 100 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 116 | $3,000 | thousands by filing date | |
| QS ENERGY INC COM | 74736r106 | COM | 22,936 | $3,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 94 | $3,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 17 | $2,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 40 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 28 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 132 | $2,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 32 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 143 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 55 | $2,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 79 | $2,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 100 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 140 | $2,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 200 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 17 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 38 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 23 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 73 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 88 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 40 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 600 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 19 | $1,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 150 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 17 | $1,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 51 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 20 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 100 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 59 | $1,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40 | $1,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 8 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 50 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 22 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 68 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,000 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 34 | $1,000 | thousands by filing date | |
| CALIFORNIA RESOURCES CORP | 220492102 | COM | 80 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICAL | 21234W400 | COM | 1,111 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GODADDY INC CL A | 380237107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOV INC | 62955J103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ODP CORP | 88337F105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM CORP | 97381W104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAM MARKETING INC | 26153A107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLS-ROYCE HOLDINGS PLC NON CUM RED PREF SHS -C- ISIN#GB00B669WX96 | G76225138 | Preferred Stock | 355,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURA SYS INC COM NO PAR | 051526309 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MEDICAL INC. | 88830X108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA BROADBAND INC XXX | 90335P101 | COM | 26,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREACHERS COFFEE | 74370B102 | COM | 396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPATIALIGHT INC | 847248200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC CVR-RESTRICTED NON-TAXABLE | 00182CVR1 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JER INVESTORS TRUST INC. | 46614H400 | UNIT LTD PARTN | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPENBIO PHARMA | 045346202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EME REORGANIZATION UNT | 268684107 | COM | 5,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUSPETRO PLC | G7722P109 | COM | 4,100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001613939-21-000014 | this filing | 2021-09-13 | acceptance time not in the bulk data set |