13F-HR filed by Stratos Investment Management, LLC
Stratos Investment Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 109 holding rows worth $215,631,000.
- Accession
- 0001612865-20-000003
- Filer
- CIK 1707206
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 109 entries on the cover page, a total value of $215,631,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $215,631,000 with VALUE read as thousands by filing date, 13F file number 028-19493. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 41,459 | $13,401,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 122,350 | $12,430,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 199,328 | $11,545,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 79,022 | $11,510,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 167,322 | $10,916,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 205,988 | $9,076,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 111,064 | $8,073,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 94,998 | $7,967,000 | thousands by filing date | |
| VTI | 922908769 | COM | 47,449 | $7,764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 147,202 | $7,135,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,116 | $6,201,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,685 | $6,101,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,488 | $4,597,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,100 | $4,152,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 61,292 | $3,294,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,627 | $3,087,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,982 | $3,064,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,394 | $2,683,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 64,470 | $2,526,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 71,230 | $2,509,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,531 | $2,391,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,238 | $2,300,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,582 | $2,229,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 20,492 | $2,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 69,814 | $2,115,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,540 | $2,083,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 12,404 | $2,017,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 65,387 | $2,009,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,416 | $1,942,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,844 | $1,905,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,841 | $1,892,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,906 | $1,890,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 21,465 | $1,887,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,875 | $1,827,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 32,825 | $1,808,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,504 | $1,759,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,019 | $1,646,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,469 | $1,557,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,196 | $1,527,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 29,523 | $1,455,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,359 | $1,397,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,707 | $1,305,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,146 | $1,298,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,163 | $1,188,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,543 | $1,155,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 39,303 | $1,119,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,918 | $998,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 19,353 | $976,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,554 | $968,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 17,948 | $902,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,896 | $892,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,018 | $888,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,512 | $876,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,042 | $849,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,757 | $821,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,800 | $794,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,298 | $769,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,728 | $762,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,366 | $745,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,462 | $704,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 6,708 | $672,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,798 | $627,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,110 | $624,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 461 | $616,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,481 | $601,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,785 | $589,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 16,051 | $576,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,098 | $554,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,877 | $552,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,287 | $551,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,413 | $550,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,952 | $546,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,131 | $534,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,137 | $501,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,068 | $496,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,289 | $492,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,581 | $489,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,467 | $476,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 31,939 | $466,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,135 | $464,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,476 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,981 | $402,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,430 | $397,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,004 | $396,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,675 | $391,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,692 | $378,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,417 | $377,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,491 | $377,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,574 | $362,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,666 | $343,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,025 | $334,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,527 | $324,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,036 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,693 | $307,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,225 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,982 | $270,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,492 | $263,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,316 | $259,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 948 | $259,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,718 | $256,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,191 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,904 | $246,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,355 | $242,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,109 | $240,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,389 | $230,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 745 | $220,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 653 | $218,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,878 | $207,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,238 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001612865-20-000003 | this filing | 2020-01-29 | acceptance time not in the bulk data set |